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Joseph Byron Collins

Advisor at LPL Financial — Madisonville, KY

Updated today

Credentials

Series 63, Series 65

Experience

35 years

Location

Madisonville, KY 42431

LPL Financial logo

LPL Financial

Institution

Total advisors

22,823

Across 10,503 offices

Clients per advisor

86 Typical

Avg AUM per client

$399,489 Typical

HNW client ratio

34% Very High

About

Joseph Collins is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 35 years of industry experience. He has worked at LPL Financial Services since 2009 and previously spent 11 years at Onb Investment Services. Collins has a financial institution duty role with Old National Bank outside of his advisory work. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning and model portfolio programs, with a platform that supports strategic, tactical, and alternative investment strategies.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities

Occupation focus

Based on LPL Financial

Retired Founder/Business Owner Executive

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Fee options

Fixed

Flat fees up to $15,000 for financial planning and consulting services

Project-based

Up to $500 per hour for financial planning and consulting services

Location

See office

Madisonville, KY

501 Hospital Drive

Madisonville KY 42431

Advisors at this office

1

Most active in

Kentucky · Texas

Work history

35 years of industry experience

LPL Financial Services

2009 - Present • 17 years

Charlotte, NC

Onb Investment Services

1994 - 2005 • 11 years

Madisonville, KY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Seth F

Series 66

Madisonville, KY

OneAscent Financial Services LLC

Seth Franklin is a financial advisor at OneAscent Financial Services LLC with six years of industry experience. He holds a Series 66 designation and has previously worked at Private Advisor Group, LLC, LPL Financial, LLC, and US Bank. Franklin is also a licensed insurance agent. OneAscent Financial Services LLC is a multi-team registered investment adviser serving individuals—including high-net-worth clients—retirement plans, trusts, broker/dealer customers, and other institutions. The firm offers a range of services including discretionary and non-discretionary asset management, financial planning, and Unified Managed Account solutions, utilizing both direct advisor management and model-based platforms.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
user avatar

Randall F

CFP®, PFS™, Series 63

Madisonville, KY

OneAscent Financial Services LLC

Randall Franklin is a financial advisor with OneAscent Financial Services LLC, holding CFP® and PFS™ designations along with a Series 63 license. He has 21 years of industry experience, including roles at Private Advisor Group, LLC and LPL Financial. Franklin is also the owner of Franklin Wealth Management Inc., an accounting and wealth management firm, and serves as treasurer for Immanuel Baptist Church as well as a board member of the KY Society CPA PAC Committee. OneAscent Financial Services LLC is a multi-team registered investment adviser that serves individuals, retirement plans, trusts, broker/dealers’ customers, and institutions with customized asset management, financial planning, and consulting services. The firm utilizes a range of discretionary and non-discretionary strategies, including model-based platforms and overlay managers, and offers additional services such as outsourced CIO and CCO functions.

Wealth management Tax-loss harvesting Private / alternative investments Options & derivatives strategies Real estate investing Executive
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Joseph S

Series 63, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Joseph Singer is a financial advisor with Fifth Third Securities, Inc. He holds Series 63 and Series 66 credentials and has 19 years of industry experience. Singer has been with Fifth Third Securities since 2008. Fifth Third Securities, Inc. offers brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporate clients, and institutional investors. The firm combines its municipal-advisor registration with its affiliation to Fifth Third Bank, providing a range of discretionary managed-account programs that include third-party portfolio managers, strategist portfolios, and direct indexing options.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Ryan O

Series 63, Series 65

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Ryan Oberhausen is a financial advisor with FIFTH THIRD SECURITIES, Inc. in Owensboro, KY, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Fifth Third Securities since 2009. Outside of his advisory role, he is a vice president and owner of a rental property business, Candy Cane Properties LLC, located in Santa Claus, IN. Fifth Third Securities provides brokerage and investment advisory services through its Passageway Managed Account Program to individuals, charitable organizations, corporations, and institutional investors. The firm offers multiple discretionary managed-account options and features such as direct indexing and tax-overlay services, supported by its affiliation with Fifth Third Bank and use of National Financial Services and Fidelity Institutional Wealth Adviser platforms.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Robert P

CFP®, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Robert Pierce is a CFP® professional with 24 years of experience in the financial industry. He has been with Fifth Third Securities, Inc. since 2008 and previously worked at J.J.B. Hilliard, W.L. Lyons, LLC from 2002 to 2008. His credentials also include the Series 66 license. Fifth Third Securities, Inc. serves a diverse client base that includes individuals, high-net-worth clients, and institutions such as corporations and trusts. The firm offers investment advisory and brokerage services through multiple programs, including the Passageway Managed Account Program, and allows clients to select from advisor-directed and third-party managed portfolios.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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Brittany U

Series 63, Series 66

Madisonville, KY

FIFTH THIRD SECURITIES, Inc.

Brittany Underwood is a financial advisor at Fifth Third Securities, Inc. with seven years of industry experience. She holds Series 63 and Series 66 licenses and has worked with institutions including U.S. Bancorp Investments, Wells Fargo Clearing, and Fifth Third Bank. Fifth Third Securities serves individual and institutional clients through investment advisory and brokerage channels, offering programs such as the Passageway Managed Account Platform with a range of advisory services including mutual fund, ETF, and separately managed account strategies.

Passive / index investing Tax-loss harvesting ESG / Sustainable investing General retirement planning
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