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Joseph Carl Sonnier

Advisor at Lombard Advisers Incorporated — Jennings, LA

Updated today

Credentials

CFA®, Series 63

Experience

1 year

Location

Jennings, LA 70546

Lombard Advisers Incorporated logo

Lombard Advisers Incorporated

Multi-team

Total advisors

33

Across 22 offices

Clients per advisor

29 Very Low

Avg AUM per client

$543,452 Typical

HNW client ratio

8% Low

About

Joseph Sonnier is a CFA® charterholder currently with Lombard Advisers Incorporated. He has experience at PIMCO Funds and has held roles in both academia and the financial services industry. Sonnier is associated with Sonnier Financial, Inc. as an unregistered office staff member and Series 7 candidate. Lombard Advisers provides personalized investment management to individuals, retirement plans, trusts, charitable organizations, and small businesses. The firm offers a range of discretionary and non-discretionary portfolio management programs, emphasizing client-directed trading authority and employing a combination of fundamental, technical, and cyclical analysis.

Client services

Based on Lombard Advisers Incorporated

Portfolio management Pension consulting Selection of other advisers

Expertise

Based on Lombard Advisers Incorporated

College savings (529s, UTMA, etc.)

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Fee options

Fixed

Fixed fee subscription arrangement for held away asset management, negotiated in advance.

Percentage

$0 - $1,000,000: Up to 1.70% $1,000,001 - $3,000,000: Up to 1.00% $3,000,001 - $10,000,000: Up to 0.75%

Subscriptions

Fixed fee subscription-based arrangement for held away asset management, paid monthly or quarterly as negotiated.

Other

Fee-only: Investment advisory fees based on percentage of assets under management or fixed fee subscription for held away assets; negotiated fees with possible discounts.

Location

See office

Jennings, LA

P.O. Box 1275, 115 W. Nezpique

Jennings LA 70546

Advisors at this office

2

Most active in

Louisiana

Work history

1 year of industry experience

Lombard Advisers Incorporated

2025 - Present • 1 year

Jennings, LA

Lombard Securities Incoporated

2025 - Present • 1 year

Jennings, LA

PIMCO Funds

2022 - 2025 • 3 years

Austin, TX

Tulane University

2021 - 2022 • 1 year

New Orleans, LA

Sonnier Financial

2020 - 2021 • 1 year

Jennings, LA

Drago's

2018 - 2019 • 1 year

Lafayette, LA

University of Lafayette

2018 - 2021 • 3 years

Lafayette, LA

Notre Dame High School

2015 - 2018 • 3 years

Crowley, LA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Shawn S

Series 63, Series 66

Jennings, LA

Prospera Financial Services, inc.

Shawn Sabelhaus is a financial advisor with Prospera Financial Services, Inc., holding Series 63 and Series 66 licenses and bringing 27 years of industry experience. He worked at Edward D. Jones & Co., L.P. for 20 years before joining Prospera Financial Services in 2018. Prospera Financial Services is a multi-team advisory firm with 271 advisors managing approximately $14.4 billion in assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities through financial planning, portfolio management, and multiple advisory platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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William H

Series 63, Series 65

Jennings, LA

Prospera Financial Services, inc.

William Hetzel is a financial advisor at Prospera Financial Services, Inc. with three years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at The Evangeline Bank and JD Bank. Prospera Financial Services, Inc. is a multi-team advisory firm with 271 advisors managing approximately $14.4 billion in client assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, and other business entities, offering financial planning, portfolio management, and access to multiple advisory programs and platforms.

Wealth management Active portfolio management Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Retired
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Edward S

Series 63, Series 65, Series 66

Jennings, LA

Lombard Advisers Incorporated

Edward Sonnier II is a financial advisor with Lombard Advisers Incorporated, holding Series 63, 65, and 66 licenses and bringing 31 years of industry experience. He has been with Lombard Advisers since 2000 and Lombard Securities Incorporated since 1996. Sonnier also serves as a FINRA arbitrator for industry arbitrations on an as-needed basis. Lombard Advisers provides personalized investment management to individuals, retirement plans, trusts, estates, charitable organizations, and small businesses. The firm offers a range of discretionary and non-discretionary programs and employs a combination of fundamental, technical, charting, and cyclical analysis in portfolio construction.

College savings (529s, UTMA, etc.)
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Marilyn W

Series 66

Jennings, LA

Lombard Advisers Incorporated

Marilyn Watkins is a financial advisor with Lombard Advisers Incorporated and holds a Series 66 designation. She has 21 years of industry experience, including 12 years at LPL Financial and 9 years at St. Martin's Bank & Trust. Outside of her advisory work, she is involved in cattle operations through Watkins Cattle Company, LLC. Lombard Advisers provides personalized investment management for individuals, retirement plans, trusts, estates, charitable organizations, and small businesses. The firm employs both discretionary and non-discretionary management programs and uses a combination of fundamental, technical, charting, and cyclical analysis to construct and monitor client portfolios.

College savings (529s, UTMA, etc.)
user avatar

Kimberly G

Series 63, Series 65

Iota, LA

Tlg Advisors, Inc.

Kimberly Galbraith is a financial advisor with TLG Advisors, Inc. She holds the Series 63 and Series 65 licenses and has 24 years of industry experience. Her prior roles include positions at Epic Wealth Management, Raymond James Financial Services Advisors, PFS Investments, and Primerica Financial Services. Outside of financial advising, she owns Lazy Bee Farms, an agricultural business producing bee-related products. TLG Advisors, Inc. serves a wide range of clients, including individuals, high-net-worth clients, trusts, charitable organizations, corporations, and institutional investors. The firm employs fundamental analysis and Modern Portfolio Theory in its investment process, offering both sub-advisor managed portfolios and a direct-to-consumer digital program called Starlight Portfolios.

Wealth management Passive / index investing Active portfolio management General estate planning guidance Business ownership considerations Founder/Business Owner Retired
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Keith B

Series 63

Jennings, LA

LPL Financial

Keith Broussard is a financial advisor with LPL Financial, holding a Series 63 designation and bringing 31 years of industry experience. His career includes prior roles at Cetera and Jeff Davis Bank & Trust. Outside of his advisory work, he is involved with Big Brown Ranch, a real estate rental business. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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