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Kenneth Wayne Seigel

Advisor at Cetera — Auburn, IN

Updated today

Credentials

Series 63, Series 65

Experience

29 years

Location

Auburn, IN 46706

Cetera logo

Cetera

Institution

Total advisors

10,182

Across 5,098 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Kenneth Seigel is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 29 years of industry experience. He has been with Cetera and its related entities since 1997 and also owns The Seigel Group LLC, CPA's, where he provides tax preparation, audits, and compilation reviews. Outside of his advisory and accounting work, Seigel serves on the finance committee of the Auburn Cord Duesenberg Automobile Museum and is a board member of Ebenezer Shepherding Ministries of Africa, a fundraising organization. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients through a nationwide network of independent advisors. The firm offers various portfolio management and financial planning services, including discretionary and non-discretionary strategies, with access to multiple third-party money managers and program structures.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Auburn, IN

116 W. 6th Street

Auburn IN 46706

Advisors at this office

1

Most active in

Indiana

Work history

29 years of industry experience

Cetera

2003 - Present • 23 years

Schaumburg, IL

Cetera Financial Specialists LLC

1997 - Present • 29 years

Schaumburg, IL

The Seigel Group LLC, CPA's

1996 - Present • 30 years

Auburn, IN

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Jeremy W

Series 66

Auburn, IN

Mid Michigan Insurance and Financial Services LLC

Jeremy Watson is a financial advisor with Mid Michigan Insurance and Financial Services LLC in Auburn, IN, holding a Series 66 designation and six years of industry experience. He has worked at Regal Investment Advisors, LLC and American Senior Benefits since 2019, and previously at Bankers Life and Casualty from 2015 to 2019. Outside of his advisory role, he serves as a branch manager for American Senior Benefits. Mid Michigan Insurance and Financial Services is a small, two-advisor firm providing investment advisory and financial planning services to individuals, trusts, companies, and pension plans. The firm operates primarily on a non-discretionary basis, offering managed model-portfolio solutions through third-party managers, and integrates fundamental, technical, and cyclical analysis in its investment approach.

Annuities Wealth management General retirement planning
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Joseph D

CFP®, Series 63, Series 65

Fort Wayne, IN

Wealth Advisors Group

Joseph Dewald is a CFP® professional with 25 years of experience in the financial industry. He has been with Wealth Advisors Group since 2000 and previously worked with LPL Financial LLC for 17 years. Outside of his advisory role, he is involved with a general agency for insurance business and maintains a real estate rental activity related to a professional office building. Wealth Advisors Group serves individuals, high-net-worth clients, small business owners, physicians, retirees, foundations, and charitable organizations. The firm provides discretionary and non-discretionary portfolio management, financial planning, and consulting, emphasizing dynamic risk management and tactical asset allocation using mutual funds, ETFs, and individual equities.

Active portfolio management Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Doctor or Medical Professional Founder/Business Owner Retired Approaching retirement Retired
user avatar

Daniel M

CFP®

Fort Wayne, IN

Wealth Advisors Group

Daniel Mckeeman is a CFP® at Wealth Advisors Group in Fort Wayne, IN, with several years of industry experience dating back to 2019. His work history includes multiple roles at Wealth Advisors Group as well as a position at Ash Brokerage. Wealth Advisors Group offers discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, high-net-worth clients, small business owners, retirees, pension plans, and charitable organizations. The firm emphasizes risk management and tactical asset allocation, utilizing a range of investment vehicles and model portfolios, including those supported by BlackRock Fund Advisors’ Aladdin® Platform.

Active portfolio management Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Doctor or Medical Professional Founder/Business Owner Retired Approaching retirement Retired
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Patrick O

CFP®, Series 63, Series 65

Fort Wayne, IN

Wealth Advisors Group

Patrick O'Connell is a CFP® with 19 years of industry experience, currently serving as an advisor at Wealth Advisors Group since 2014. He previously worked at LPL Financial LLC for 12 years. Outside of his advisory role, O'Connell is a board member of The Lighthouse Life Recovery Home in Fort Wayne, IN. Wealth Advisors Group serves individuals, high-net-worth clients, small business owners, physicians, retirees, foundations, and charitable organizations, offering portfolio management, financial planning, and consulting. The firm emphasizes dynamic risk management and tactical asset allocation, utilizing mutual funds, ETFs, and individual equities, and incorporates third-party independent managers in its investment approach.

Active portfolio management Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Doctor or Medical Professional Founder/Business Owner Retired Approaching retirement Retired
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Alex B

CFP®, Series 66

Fort Wayne, IN

Wealth Advisors Group

Alex Budzon is a CFP® professional with 12 years of industry experience, currently serving as a financial advisor at Wealth Advisors Group since 2013. He previously worked at LPL Financial from 2013 to 2017. Budzon is a board member of the Mad Anthonys Foundation, a nonprofit organization. Wealth Advisors Group provides financial planning, portfolio management, and consulting services to individuals, high-net-worth clients, small business owners, physicians, retirees, foundations, and charitable organizations. The firm employs dynamic risk management and tactical asset allocation strategies, utilizing mutual funds, ETFs, and individual equities, and oversees independent managers and model portfolios as part of its investment approach.

Active portfolio management Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Doctor or Medical Professional Founder/Business Owner Retired Approaching retirement Retired
user avatar

Austin T

CFP®, Series 66

Fort Wayne, IN

Wealth Advisors Group

Austin Thoms is a CFP® and Series 66-registered financial advisor with eight years of industry experience. He currently works at Wealth Advisors Group and previously held roles at Thrivent Advisor Network, Purshe Kaplan Sterling Investments, and Thrivent Financial. Outside of his advisory work, he serves as a volunteer deacon on the stewardship team at Northeast Christian Church and hosts a podcast titled "2300 Reasons Why." Wealth Advisors Group provides discretionary and non-discretionary investment management, financial planning, and consulting services to individuals, high-net-worth clients, small business owners, retirees, pension plans, and charitable organizations. The firm employs strategic and tactical asset allocation with periodic rebalancing, using a broad range of investment options, including model portfolios supported by BlackRock Fund Advisors’ Aladdin® Platform.

Active portfolio management Wealth management Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Tax strategies for small businesses Doctor or Medical Professional Founder/Business Owner Retired Approaching retirement Retired
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