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Kevin Hocker

Advisor at Aegis Wealth Management, Inc.

Updated today

Location

Lakewood, CO 80228

Credentials

Series 63, Series 65

Industry experience

10 years

About

Kevin Hocker is a financial advisor at Aegis Wealth Management, Inc. in Lakewood, CO, with 10 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at several firms including Sound Income Strategies LLC, Secure Investment Management, J.D. Mellberg Financial, and Cabot Lodge Securities. Outside of his advisory role, Hocker is the CEO of Federal Benefits Group, where he assists federal employees with FERS benefits analysis and retirement income planning. Aegis Wealth Management is an SEC-registered firm managing approximately $176 million in discretionary assets for individuals, retirement plans, trusts, estates, charitable organizations, and business entities. The firm employs model portfolios managed by multiple sub-advisers, tailoring allocations to client objectives and risk tolerance while providing broad financial planning and discretionary portfolio management services.

Client services

Based on Aegis Wealth Management, Inc.

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Aegis Wealth Management, Inc.

Annuities Cash flow / budgeting Retirement income strategy College savings (529s, UTMA, etc.) Long-term care insurance

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Fee options

Fixed

Up to $10,000 fixed fee for broad-based financial planning services.

Percentage

$0 - $500,000: 2.15% annually $500,001 - $1,000,000: 2.05% annually $1,000,001 - $2,500,000: 1.80% annually $2,500,001+: Negotiable

Commissions

Commissions earned on insurance products and securities sales by dually licensed Associated Persons, separate from advisory fees.

Project-based

Up to $400 per hour for specific financial planning or consulting services.

Other

Account minimum: $10,000

Location

225 Union Blvd., Suite 150

Lakewood, CO 80228

Most active in

Colorado

Work history

Aegis Wealth Management, Inc.

2021 - Present (5 years)

Sound Income Strategies LLC

2021 - 2021 (1 year)

Secure Investment Managment, LLC

2016 - 2021 (5 years)

J.D. Mellberg Financial, LLC

2016 - 2021 (5 years)

Cabot Lodge Securities LLC

2014 - 2016 (2 years)

Federal Benefits Group

2008 - Present (18 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Griffin M

Series 65

Denver, CO

Aegis Wealth Management, Inc.

Griffin Malatino is a financial advisor at Aegis Wealth Management, Inc. in Denver, Colorado, holding a Series 65 credential with three years of industry experience. He has worked at Aegis Wealth Management since 2022 and also serves as Vice President of Sales and Marketing at Aegis Financial, where he focuses on wholesaling fixed and fixed indexed annuities. Prior to this, he held roles at Stash Company and was self-employed. Aegis Wealth Management is an SEC-registered advisory firm managing approximately $176 million in discretionary assets for individuals, retirement plans, trusts, and other entities. The firm employs model portfolios managed by sub-advisers and integrates financial planning and ancillary services through dually licensed personnel.

Annuities Cash flow / budgeting Retirement income strategy College savings (529s, UTMA, etc.) Long-term care insurance
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Russell W

Series 65

Stuart, IA

Royal Fund Management, LLC

Russell Wagner is a financial advisor at Royal Fund Management, LLC with nine years of industry experience. He holds a Series 65 designation and has worked previously at American Retirement Systems. Wagner is also an independent licensed insurance agent based in Stuart, Iowa. Royal Fund Management serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, providing portfolio management, financial planning, and pension consulting. The firm employs a range of investment strategies based on fundamental, technical, and cyclical analysis, and offers specialized services such as options writing and access to select non-traded REITs.

Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities Founder/Business Owner
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Series 66

Guthrie Center, IA

Cambridge Investment Research Advisors

Brandt Gebel is a financial advisor with Cambridge Investment Research Advisors, holding a Series 66 designation and five years of industry experience. His prior work includes roles at Cetera Investment Advisors LLC, Fidelity Bank & Trust Co, and Northwestern Mutual. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, charitable organizations, and pension plans through a network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing multiple account platforms and a variety of investment strategies.

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities Retired Founder/Business Owner Executive
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David G

Series 66

Panora, IA

Edward Jones

David Grove is a Series 66-licensed financial advisor with Edward Jones in Panora, Iowa, where he has worked since 2010. He has 16 years of industry experience. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, supported by a large nationwide network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Derek S

Series 66

Adair, IA

Thrivent Investment Management

Derek Sargent is a financial advisor with Thrivent Investment Management, holding a Series 66 designation and 17 years of industry experience. He has been with Thrivent Financial for Lutherans and Thrivent Investment Management since 2008, and has operated Corporate Image since 1993. Outside of his advisory role, he serves on the board of a community-sponsored child care facility. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofits, focusing on broad financial topics without portfolio management, and offers solutions combining planning and managed-account programs under a consolidated billing option.

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Melissa L

CFP®, Series 66

Guthrie Center, IA

Edward Jones

Melissa Loest is a financial advisor with Edward Jones, holding CFP® and Series 66 credentials and bringing 11 years of industry experience. She has been with Edward Jones since 2014. Outside of her advisory role, she is involved in managing a rental property business. Edward Jones is a full-service wealth management firm serving individual and institutional clients across a wide range of segments. The firm offers various advisory programs and investment strategies, supported by a nationwide network of over 23,700 financial advisors and a comprehensive suite of affiliated investment products and services.

Charitable giving & philanthropy General estate planning guidance Multi-generational wealth transfer Wealth management General retirement planning Retired Founder/Business Owner Executive
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