Lakewood, CO Office
TeamData sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Aegis Wealth Management, Inc.
Team
Firm-wide stats for Aegis Wealth Management, Inc.
About
Aegis Wealth Management serves individual investors (including high‑net‑worth clients) as well as institutions and retirement plans, providing broad financial planning, retirement and education savings analysis, and discretionary portfolio management. The firm operates with a multi‑team advisor structure and offers both project‑based planning engagements and ongoing asset‑management services.
Aegis implements portfolios primarily by supervising third‑party sub‑advisers and model portfolios — naming GeoWealth, Foresight, Howard Capital, and Portfolio Medics in its disclosures — while those sub‑advisers handle day‑to‑day trading, billing, and back‑office functions. The firm also offers direct indexing strategies, uses AI‑based tools (including meeting recording and transcription with an opt‑out option), and reviews client accounts at least annually under discretionary authority with client‑provided customization options.
What distinguishes Aegis from many peers are several business and marketing practices disclosed in its brochure: its marketing materials include hypothetical performance scenarios and client testimonials, and the firm uses paid promoters for referrals. The brochure also highlights operational and conflict‑of‑interest details that prospective clients may wish to consider, such as disclosures about AI‑related risks, a stated fee split with Portfolio Medics, and that some associated persons are dually licensed insurance agents who may receive commission compensation.
Based on Aegis Wealth Management, Inc.
Expertise
Based on Aegis Wealth Management, Inc.
Location
225 Union Blvd, Suite 150
Lakewood CO 80028
Advisors at this office
2
Advisors at this office
Kevin H
Series 63, Series 65
Lakewood, CO
Aegis Wealth Management, Inc.
Kevin Hocker is an advisor at Aegis Wealth Management, Inc. in Lakewood, CO, holding Series 63 and Series 65 credentials with 11 years of industry experience. He has previously worked at Sound Income Strategies LLC, Secure Investment Management, LLC, and J.D. Mellberg Financial, LLC. Outside of his advisory role, Hocker is CEO and owner of Federal Benefits Group, where he assists federal employees with FERS benefits analysis and retirement income planning. Aegis Wealth Management serves individual investors, including high-net-worth clients, as well as institutions and retirement plans, offering financial planning, retirement and education savings analysis, and discretionary portfolio management through a multi-team advisor structure. The firm primarily supervises third-party sub-advisers and model portfolios, employing AI-based tools and providing both project-based planning and ongoing asset-management services.
Lisa C
Series 65
Lakewood, CO
Aegis Wealth Management, Inc.
Lisa Cassidy is a financial advisor at Aegis Wealth Management, Inc. in Lakewood, CO, holding a Series 65 credential with six years of industry experience. She has worked at Aegis Wealth Management and Aegis Financial since 2019 and previously spent eleven years at LT Consulting Inc. Cassidy is also active as an insurance agent selling life and annuities. Aegis Wealth Management is an SEC-registered firm managing approximately $176 million in discretionary client assets. The firm serves individuals, retirement plans, trusts, estates, charitable organizations, and business entities, offering broad financial planning and discretionary portfolio management through model portfolios managed by multiple sub-advisers.
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