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Credentials
Series 63, Series 65
Experience Industry experience
7 years
Location
Marion, MT
Guardian Life
Enterprise
Kimberly Harris is a financial advisor with Guardian Life in Marion, MT, holding Series 63 and Series 65 licenses and seven years of industry experience. She has worked with Guardian Life, Park Avenue Securities, and Lincoln Financial Securities during her career. Outside of her advisory role, she is involved in providing insurance products beyond those offered through Guardian and supports disability benefits for union firefighters. Guardian Life's subsidiary, Park Avenue Securities LLC, offers brokerage and investment advisory services to individuals, including high-net-worth clients, as well as corporate, retirement plan, charitable, and business clients. The firm combines advisor-led discretionary management with model-based strategies and provides a range of financial planning, consulting, and proprietary investment solutions.
Based on Guardian Life
Based on Guardian Life
Based on Guardian Life
Flat fees generally range from $500 to $25,000 per agreement; subscription-based financial planning maximum annual fee of $25,000; business consulting or education services up to $30,000.
$0 - $499,999.99: 2.05% $500,000 - $999,999.99: 2.00% $1,000,000 - $1,999,999.99: 1.95% $2,000,000+: 1.90%
Commissions are charged on transaction-based brokerage accounts; ticket charges include $10 per transaction in certain programs.
Hourly fees generally range from $100/hour to $500/hour.
Subscription-based financial planning and business consulting services charged annual fees paid monthly or quarterly, up to $25,000 to $30,000 per year.
Account minimum: $5,000
Marion, MT
Marion MT
Advisors at this office
1
Arizona · California · Florida · Montana · Texas
7 years of industry experience
Guardian life Insurance Company
2024 - Present • 2 years
Marion, MT
Guardian life Insurance Company
2024 - Present • 2 years
Marion, MT
Park Avenue securities
2023 - Present • 3 years
San Diego, CA
Guardian life Insurance
2023 - Present • 3 years
San Diego, CA
Park Avenue securities
2020 - 2023 • 3 years
Anaheim, CA
Guardian life Insurance
2020 - 2023 • 3 years
Anaheim, CA
Guardian life Insurance Company
2019 - 2022 • 3 years
San Diego, CA
Park Avenue Securities
2019 - 2022 • 3 years
San Diego, CA
Lincoln Financial Securities
2019 - 2019 • 1 year
San Diego, CA
Lincoln Financial Securities
2019 - 2019 • 1 year
Fountain Valley, CA
Kimberly James
2012 - 2019 • 7 years
Fountain Valley, CA
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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