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La Rae Duff

Advisor at Pathway Financial Solutions, Inc.

Updated today

Location

Salina, KS 67401

Credentials

Series 66

Industry experience

4 years

About

La Rae Duff is a financial advisor at Pathway Financial Solutions, Inc. with three years of industry experience. She holds the Series 66 designation and has previously worked at firms including JPMorgan Chase Bank, N.A., Edward Jones, and Banker's Life. Pathway Financial Solutions, Inc. provides investment management, financial planning, and consulting services to individuals, trusts, charitable organizations, corporations, and retirement plans. The firm uses a combination of qualitative analysis and Modern Portfolio Theory to construct diversified, long-term portfolios tailored to client risk tolerance and time horizon.

Client services

Based on Pathway Financial Solutions, Inc.

Financial planning Portfolio management

Expertise

Based on Pathway Financial Solutions, Inc.

General retirement planning Income planning Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting

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Fee options

Percentage

$0 - $500,000: 1.00% (Wealth Management, includes financial planning) $500,000.01 - $1,000,000: 0.95% (Wealth Management, includes financial planning) $1,000,000.01 - $1,500,000: 0.90% (Wealth Management, includes financial planning) $1,500,000.01 - $2,000,000: 0.85% (Wealth Management, includes financial planning) $2,000,000.01 - $3,000,000: 0.80% (Wealth Management, includes financial planning) $3,000,000.01 - $4,000,000: 0.75% (Wealth Management, includes financial planning) $4,000,000.01 - $5,000,000: 0.70% (Wealth Management, includes financial planning) $5,000,000.01+: 0.65% (Wealth Management, includes financial planning) $0 - $500,000: 0.90% (Investment Management, does not include financial planning) $500,000.01 - $1,000,000: 0.85% (Investment Management, does not include financial planning) $1,000,000.01 - $1,500,000: 0.80% (Investment Management, does not include financial planning) $1,500,000.01 - $2,000,000: 0.75% (Investment Management, does not include financial planning) $2,000,000.01 - $3,000,000: 0.70% (Investment Management, does not include financial planning) $3,000,000.01 - $4,000,000: 0.65% (Investment Management, does not include financial planning) $4,000,000.01 - $5,000,000: 0.60% (Investment Management, does not include financial planning) $5,000,000.01+: 0.55% (Investment Management, does not include financial planning)

Commissions

Separate commission-based arrangement available through certain supervised persons acting as registered representatives of PKS; commissions and sales charges apply for securities brokerage services.

Location

120 S Santa Fe

Salina, KS 67401

Most active in

Kansas · Texas

Work history

Pathway Financial Solutions, Inc.

2026 - Present (1 year)

Pathway Insurance Group Advisors, LLC

2025 - Present (1 year)

OFG Financial Services Inc

2025 - 2026 (1 year)

Banker's Life

2025 - 2025 (1 year)

Milestone Hearth Shoppe

2025 - 2025 (1 year)

Unemployed

2025 - 2025 (1 year)

JPMorgan Chase Bank, N.A.

2023 - 2025 (2 years)

J.P. Morgan Securities

2023 - 2025 (2 years)

Unemployed

2023 - 2023 (1 year)

Carpion Private Wealth LLC

2023 - 2023 (1 year)

Sanctuary Securities Inc

2023 - 2023 (1 year)

Sanctuary Advisors LLC

2023 - 2023 (1 year)

Prospera Financial Services Inc

2023 - 2023 (1 year)

Unemployed

2023 - 2023 (1 year)

Sagecamp, Inc. DBA Stoutheart Financial Group

2023 - 2023 (1 year)

Unemployed

2022 - 2022 (1 year)

Massachusetts Mutual Life Insurance Co

2018 - 2019 (1 year)

Edward Jones

2018 - 2022 (4 years)

Director's Assistant

2016 - 2018 (2 years)

Unemployed

2016 - 2016 (1 year)

Lewisville Independent School District

2010 - 2016 (6 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Philip F

CFP®, Series 66

Salina, KS

Foundation Wealth Planning

Philip Francois is a CFP® with 10 years of industry experience, currently serving at Foundation Wealth Planning in Salina, KS. He has worked at firms including Edward Jones, Next Move Inc., and Nectarine Financial, Inc. In addition to his advisory role, he teaches securities exam review courses through Kaplan North America, LLC. Foundation Wealth Planning provides discretionary asset management and financial planning services to individuals and high-net-worth clients. The firm manages portfolios tailored to clients’ goals and risk tolerance using fundamental analysis and Modern Portfolio Theory, with a client-focused approach that includes values-based investing options such as Biblically Responsible Investing.

Charitable giving & philanthropy College savings (529s, UTMA, etc.) Cash flow / budgeting Religious/faith focused
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Ronald S

Series 63, Series 65

Salina, KS

Chief Advisors Corp

Ronald Smith is a financial advisor at Chief Advisors Corp with 46 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Securities America Advisors, Inc. and OSAIC. Outside of advising, he is involved in fixed insurance sales through Smith Insurance Services. Chief Advisors Corp is a fee-based registered investment adviser serving individuals, trusts, retirement accounts, estates, corporations, and nonprofit organizations. The firm operates with a small team across multiple offices, managing portfolios with discretionary authority using fundamental, technical, and behavioral analysis.

General retirement planning
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Bradley V

Series 66

Salina, KS

Pathway Financial Solutions, Inc.

Bradley Veenendaal is a financial advisor at Pathway Financial Solutions, Inc. with four years of industry experience. He holds a Series 66 designation and previously worked at Goldman Sachs and OFG Financial Services, Inc. Veenendaal is also involved with an affiliated insurance agency that provides insurance and Medicare-related services. Pathway Financial Solutions, Inc. offers investment management, financial planning, and consulting services to individuals, trusts, charitable organizations, corporations, and retirement plans. The firm uses a combination of qualitative analysis and Modern Portfolio Theory to construct diversified, long-term portfolios tailored to client risk tolerance and time horizon.

General retirement planning Income planning Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting
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Miller B

Series 65

Salina, KS

United Capital Management of Kansas, Inc.

Miller Barnett is a financial advisor at United Capital Management of Kansas, Inc. He holds a Series 65 designation and has been with the firm since 2025. Prior to entering the financial industry, Miller gained experience in various roles including positions in education and retail. United Capital Management of Kansas is a multi-advisor SEC-registered investment adviser serving individuals, trusts, estates, ERISA retirement plans, and pooled investment vehicles. The firm employs an active, research-driven approach to build diversified portfolios tailored to client objectives and risk tolerances.

Wealth management Private / alternative investments Concentrated stock management Options & derivatives strategies Founder/Business Owner Retired
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Christopher T

Series 66

Salina, KS

United Capital Management of Kansas, Inc.

Christopher Tripe is a financial advisor with United Capital Management of Kansas, Inc., holding a Series 66 designation and 14 years of industry experience. Prior to joining United Capital Management in 2016, he worked at Waddell & Reed, Inc. from 2011 to 2016. Outside of his advisory role, he serves as Vice President of the Alma Chamber of Commerce and is involved with the Alma Development Corp, promoting local business growth. United Capital Management of Kansas is a multi-advisor SEC-registered investment adviser serving individuals, trusts, estates, retirement plans, and pooled investment vehicles. The firm employs an active, research-driven approach to construct diversified portfolios tailored to client objectives and risk tolerances, offering discretionary and non-discretionary asset management alongside fiduciary retirement plan consulting and estate-planning support.

Wealth management Private / alternative investments Concentrated stock management Options & derivatives strategies Founder/Business Owner Retired
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Jonathan W

Series 63, Series 66

Salina, KS

Pathway Financial Solutions, Inc.

Jonathan Webb is a financial advisor with Pathway Financial Solutions, Inc. He holds Series 63 and Series 66 licenses and has 33 years of industry experience. Prior to joining Pathway Financial Solutions and Purshe Kaplan Sterling Investments in 2026, he worked at OFG Financial Services, Inc. for 34 years. Webb serves as treasurer for the Sacred Heart High School Foundation and participates on the finance committee at St. Mary’s Parish. Pathway Financial Solutions, Inc. provides investment management, financial planning, and consulting services to individuals, trusts, charitable organizations, corporations, and retirement plans. The firm employs a long-term, buy-and-hold investment approach using diversified portfolios tailored to client risk tolerance and time horizon.

General retirement planning Income planning Wealth management Retirement plans for business owners (SEP, solo 401k) Cash flow / budgeting
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