Pathway Financial Solutions, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Pathway Financial Solutions provides financial planning, consulting and investment management primarily to pension and profit-sharing plans, corporations, trusts, charitable organizations and other business entities, and it also offers retirement plan consulting to plan sponsors. The firm advises on and can manage assets held in employer-sponsored plans (including 403(b) and 529 accounts) and delivers both discretionary and non-discretionary portfolio management services.
The firm’s investment approach emphasizes diversified, fund-based strategic asset allocation informed by Modern Portfolio Theory, with primary use of mutual funds, ETFs and separately managed accounts alongside qualitative company and portfolio-level analysis. Portfolios are monitored and rebalanced periodically, and PFS employs long-term, buy-and-hold and income-oriented strategies for retirement-focused clients while permitting modest allocations to individual equities in select cases.
Unlike many team firms, PFS’s client mix is weighted toward institutional and plan-sponsor engagements rather than a broad roster of individual retail or high-net-worth households, and the firm discloses providing ERISA fiduciary services under Section 408(b)(2) for plan clients. The brochure also discloses affiliated insurance and brokerage relationships (an affiliated insurance agency and supervised persons who are registered representatives of a broker-dealer), and describes custody practices such as direct fee debit and standing letters of authorization, with attendant conflict-of-interest disclosures.
Client services
Expertise
Fee options
Up to $500,000 - $500,000: Wealth Management: 1.00% $500,000.01 - $1,000,000: Wealth Management: 0.95% $1,000,000.01 - $1,500,000: Wealth Management: 0.90% $1,500,000.01 - $2,000,000: Wealth Management: 0.85% $2,000,000.01 - $3,000,000: Wealth Management: 0.80% $3,000,000.01 - $4,000,000: Wealth Management: 0.75% $4,000,000.01 - $5,000,000: Wealth Management: 0.70% $5,000,000.01+: Wealth Management: 0.65% Up to $500,000 - $500,000: Investment Management: 0.90% $500,000.01 - $1,000,000: Investment Management: 0.85% $1,000,000.01 - $1,500,000: Investment Management: 0.80% $1,500,000.01 - $2,000,000: Investment Management: 0.75% $2,000,000.01 - $3,000,000: Investment Management: 0.70% $3,000,000.01 - $4,000,000: Investment Management: 0.65% $4,000,000.01 - $5,000,000: Investment Management: 0.60% $5,000,000.01+: Investment Management: 0.55%
Certain Supervised Persons offer securities brokerage services and insurance products under separate commission-based arrangements.
Main office
120 S Santa Fe
Salina KS 67401
Advisors at this office
8
Most active in
Kansas · Louisiana · Missouri · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
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