Leslie Lois Mallman
Advisor at Five Oceans Advisors — Santa Monica, CA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
CFP®, Series 65
Experience Industry experience
10 years
Location
Santa Monica, CA
Five Oceans Advisors
Supported
Clients per advisor
39 TypicalAvg AUM per client
$3,847,994 Very HighHNW client ratio
63% Very HighLeslie Mallman is a CFP® with 10 years of industry experience, currently serving as an advisor at Five Oceans Advisors. Prior to joining Five Oceans Advisors, Leslie operated Leslie Mallman Money Coaching, where she taught classes focused on helping individuals manage their emotions around money. Her experience includes roles at Montcalm TCR, Grove Advisors LLC, and Skyline Financial Advisors, LLC. Five Oceans Advisors serves individuals, trusts, family entities, charitable organizations, and business clients, with particular attention to taxable investors and those with complex estate and tax planning needs. The firm employs evidence-based investment strategies and provides integrated wealth advisory services, emphasizing tax efficiency and coordinated oversight across various client needs.
Based on Five Oceans Advisors
Based on Five Oceans Advisors
Fixed fees may be charged based on client situation; fixed fees increase by 3% annually.
Minimum fee: $625 per quarter minimum fee (i.e., $2,500 annually)
Santa Monica, CA
Santa Monica CA
Advisors at this office
2
California · Texas
10 years of industry experience
Five Oceans Advisors
2024 - Present • 2 years
Santa Monica, CA
Leslie Mallman Money Coaching
2022 - 2024 • 2 years
San Francisco, CA
Montcalm TCR
2021 - 2022 • 1 year
San Francisco, CA
Independent Consulting
2020 - 2021 • 1 year
San Francisco, CA
UnEmployed
2019 - 2020 • 1 year
San Francisco, CA
Grove Advisors LLC
2016 - 2019 • 3 years
San Francisco, CA
Skyline Financial Advisors, LLC
2015 - 2017 • 2 years
San Francisco, CA
Curi Capital, LLC
2006 - 2009 • 3 years
Chicago, IL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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