Five Oceans Advisors
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Five Oceans Advisors serves individuals, trusts, family entities, charitable organizations and business clients, with particular attention to taxable investors and clients with complex estate and tax planning needs. The firm provides discretionary investment management, integrated wealth advisory oversight, financial planning and retirement/401(k) management, and coordinates with clients’ other professionals for implementation.
The firm’s investment approach emphasizes evidence‑based (index or index‑like) strategies and modern portfolio theory, documented in customized Investment Policy Statements and executed with a focus on tax efficiency and proactive asset location. Where client circumstances warrant, Five Oceans may incorporate active managers, independent managers, private placements or other alternative strategies and monitors those managers on an ongoing basis.
Notably, Five Oceans uses client testimonials in its advertising and runs educational seminars and workshops for clients and prospects, practices that are uncommon among similar team firms. The firm also integrates services across custodial platforms and digital advisers and offers coordinated oversight on concentrated wealth issues, family governance and philanthropic planning.
Client services
Expertise
Occupation focus
Demographic focus
Fee options
Fixed fees may be charged based on client situation; fixed fees increase by 3% annually.
Minimum fee: $625 per quarter minimum fee (i.e., $2,500 annually)
Main office
See officeSanta Monica CA
Advisors at this office
2
Most active in
California · Florida · Tennessee · Texas
Also doing business as
Five Oceans Advisors · Five Oceans Advisors LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Leslie M
CFP®, Series 65
Santa Monica, CA
Five Oceans Advisors
Leslie Mallman is a CFP® with 10 years of industry experience, currently serving as an advisor at Five Oceans Advisors. Prior to joining Five Oceans Advisors, Leslie operated Leslie Mallman Money Coaching, where she taught classes focused on helping individuals manage their emotions around money. Her experience includes roles at Montcalm TCR, Grove Advisors LLC, and Skyline Financial Advisors, LLC. Five Oceans Advisors serves individuals, trusts, family entities, charitable organizations, and business clients, with particular attention to taxable investors and those with complex estate and tax planning needs. The firm employs evidence-based investment strategies and provides integrated wealth advisory services, emphasizing tax efficiency and coordinated oversight across various client needs.
Joe M
CFP®, Series 66
Germantown, TN
Five Oceans Advisors
Joe Moser is a CFP® and Series 66-licensed advisor at Five Oceans Advisors with 16 years of industry experience. Prior to joining Five Oceans Advisors in 2020, he worked at Dhgwealth Advisors for seven years. Five Oceans Advisors serves individuals, trusts, family entities, charitable organizations, and business clients, focusing on taxable investors and those with complex estate and tax planning needs. The firm employs evidence-based investment strategies and modern portfolio theory, offering discretionary investment management, financial planning, and coordinated oversight across custodial platforms and other professionals.
Christopher G
CFP®, Series 63, Series 65
Santa Monica, CA
Five Oceans Advisors
Christopher Girbes Pierce is a CFP® with 15 years of industry experience, currently serving as an advisor at Five Oceans Advisors in Santa Monica, CA. His prior roles include positions at Advice Period LLC and Enlightened Wealth Management LLC. Five Oceans Advisors serves individuals, trusts, family entities, charitable organizations, and business clients, focusing on taxable investors and those with complex estate and tax planning needs. The firm emphasizes evidence-based investment strategies, tax efficiency, and integrated wealth advisory services, incorporating active and alternative managers as appropriate.
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