Liang Chun Wu
Advisor at Upright Financial Corp
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Upright Financial Corp
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
East Hanover, NJ
Credentials
Series 65
Industry experience
< 1 year
Liang Chun Wu is a Series 65-licensed financial advisor with Upright Financial Corp based in East Hanover, NJ. Although new to the industry, starting in 2024, Wu has a diverse background that includes roles in education and the music industry, such as positions at the Taiwan Academy of Banking and Finance and Berklee College of Music. Upright Financial Corp is an SEC-registered investment adviser serving individual clients, including high-net-worth households, as well as select institutional clients. The firm offers comprehensive financial planning and discretionary portfolio management using a long-term, value-oriented approach with fundamental and technical analysis.
Based on Upright Financial Corp
Based on Upright Financial Corp
$0+: 2% initial setup fee on initial investment and additional transfers (one-time) $0+: 1.5% semi-annual for pure stock portfolio $0+: 1.25% semi-annual for mixed stock & mutual fund portfolio $0+: 1.0% semi-annual for pure mutual fund portfolio
Commission fees may be received if financial planning clients execute transactions through affiliated broker or insurance agency; commissions separate from financial planning fees.
Applicable for accounts over $1,000,000 or clients with net worth over $2.1 million and foreign investors; 30% of profits above 23% annual return; performance fee paid annually; discretionary waiver by advisor.
Account minimum: $250,000 Fee-only: Financial planning fees based on selected service areas; discounts available for multiple areas; excludes supplementary legal or accounting fees; 50% refund possible if receiving compensation from insurance or investment products.
East Hanover, NJ
New Jersey
Taiwan Academy of Banking and Finance
2024 - Present (2 years)
Berklee College of Music
2023 - Present (3 years)
Good Filter Co.
2021 - 2023 (2 years)
Taipei Municipal Zhong-zheng Senior High School
2019 - 2022 (3 years)
National Taiwan Normal University Affiliated Junior High School
2016 - 2019 (3 years)
Kuang Jen Elementary School
2010 - 2016 (6 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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