Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
6 years
Location
Owenton, KY
Thrivent Investment Management
Institution
Luke Banks is a financial advisor at Thrivent Investment Management with six years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial, Wells Fargo Clearing, and Flagstar Bank. His current tenure at Thrivent began in 2024. Thrivent Investment Management provides Dedicated Planning Services to individuals, families, businesses, and nonprofit clients through a network of financial advisors. The firm offers holistic, goal-based planning on a broad range of topics, typically delivered as one-time or ongoing engagements, without discretionary trading authority or institutional portfolio management.
Commissions and sales loads apply on recommended products such as mutual funds, insurance, and variable products; these fees are separate from Planning Fee.
Minimum fee: Planning Fees range from a minimum of $600 to a maximum of $10,000 unless otherwise accepted by Thrivent. Minimum fees may be higher in certain circumstances. Fee-only: Planning Fee negotiated based on scope, complexity, advisor experience; ranges from $600 to $10,000.
Owenton, KY
Owenton KY
Advisors at this office
1
Alabama · Kentucky
6 years of industry experience
Tom Noon - Thrivent
2024 - Present • 2 years
Birmingham, AL
Thrivent Investment Management Inc
2024 - Present • 2 years
Birmingham, AL
Tom Noon - Thrivent
2024 - 2024 • 1 year
Birmingham, AL
LPL Financial
2024 - 2024 • 1 year
Fort Wayne, IN
Infinex Investments, Inc.
2022 - 2024 • 2 years
Meriden, CT
Flagstar Bank
2022 - 2024 • 2 years
Fort Wayne, IN
Wells Fargo Clearing
2018 - 2022 • 4 years
Eagle, ID
Wells Fargo Bank, Na
2017 - 2022 • 5 years
Eagle, ID
Target
2017 - 2017 • 1 year
Boise, ID
Tucson Ferderal Credit Union
2016 - 2017 • 1 year
Tucson, AZ
Wells Fargo Bank
2012 - 2016 • 4 years
Tucson, AZ
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Williamstown, KY
RFG Advisory, LLC
William Smith is a financial advisor with RFG Advisory, LLC, holding Series 63 and Series 66 licenses and 29 years of industry experience. He has a history with several firms, including Arbor Point Advisors, Securities America Advisors, and E. Thomas & Associates Inc., where he also manages tax planning and business services for individuals and small businesses. RFG Advisory is a multi-team registered investment adviser serving over 17,000 clients with approximately $8 billion in assets under management. The firm offers portfolio management, financial planning, and retirement consulting, utilizing a mix of active and passive strategies, including alternative investments and tax-aware approaches.
Series 63, Series 65
Williamstown, KY
RFG Advisory, LLC
James Keith is a financial advisor with RFG Advisory, LLC in Williamstown, KY, holding Series 63 and Series 65 designations and 15 years of industry experience. His prior work includes roles at Arbor Point Advisors and Securities America, Inc. He is also the owner and advisor of ETA Investments, a separate advisory and insurance business. RFG Advisory is a multi-team registered investment adviser with approximately 178 advisors managing around $8 billion for more than 17,000 clients. The firm serves individuals, high-net-worth households, trusts, retirement plans, and institutional accounts with a mix of discretionary portfolio management, financial planning, and alternative investment solutions.
Series 63, Series 66
Dry Ridge, KY
LPL Financial
James Smith is a financial advisor with LPL Financial, holding Series 63 and Series 66 designations and 24 years of industry experience. He previously worked at Edward Jones and PNC Investments. Outside of his advisory role, he manages a farm known as MLS farms. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individual and institutional clients through a national network of investment adviser representatives. The firm offers a range of financial planning and advisory programs, including retirement plan consulting, model portfolios, and technology-driven investment strategies.
Series 66
Dry Ridge, KY
LPL Financial
Carl Campbell is a Series 66 licensed financial advisor with seven years of industry experience. He has worked at Edward Jones for eight years and currently practices at LPL Financial. Prior to his advisory career, he was employed at Nielsen for three years. LPL Financial is an SEC-registered investment adviser and broker-dealer serving individuals, retirement plans, financial institutions, corporations, and charitable organizations through a national network of investment adviser representatives. The firm offers a range of advisory programs, financial planning, retirement consulting, and brokerage services with various discretionary and non-discretionary management options.
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