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Marina B Peacock

Advisor at Regal Investment Advisors LLC — Capron, IL

Updated today

Credentials

Series 66

Experience

13 years

Location

Capron, IL

Regal Investment Advisors LLC logo

Regal Investment Advisors LLC

Multi-team

Total advisors

117

Across 72 offices

Clients per advisor

70 High

Avg AUM per client

$332,705 Low

HNW client ratio

7% Low

About

Marina Peacock is a financial advisor at Regal Investment Advisors LLC with 13 years of industry experience. She holds a Series 66 designation and has previously worked at Morgan Stanley, Bates Financial Advisors, Bates Securities, and Robert W. Baird. Outside of her advisory work, she is a partner in RPFab, LLC, a retail and online store business. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to registered advisers and their clients. The firm manages approximately $2.88 billion across proprietary and third-party strategies through a sub-advisory platform.

Client services

Based on Regal Investment Advisors LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Regal Investment Advisors LLC

Active portfolio management Options & derivatives strategies

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Fee options

Fixed

Flat fee structures used for some LionShare strategies, exact amounts not specified in brochure

Percentage

0.30% to 1.00% per annum depending on account value and strategy

Project-based

Hourly charges reported in Part 1 but not specified in brochure text

Other

Account minimum: $10,000 to $1,000,000 depending on strategy

Location

See office

Capron, IL

Capron IL

Advisors at this office

2

Most active in

Illinois

Work history

13 years of industry experience

Regal Investment Advisors, LLC

2022 - Present • 4 years

Kentwood, MI

Regulus Financial Group, LLC

2022 - Present • 4 years

Kentwood, MI

Morgan Stanley

2021 - 2022 • 1 year

Rockford, IL

Bates Financial Advisors, Inc.

2019 - 2021 • 2 years

Rockford, IL

Bates Securities, Inc.

2019 - 2021 • 2 years

Rockford, IL

Robert W. Baird

2016 - 2019 • 3 years

Rockford, IL

Bates Financial Advisors, Inc.

2014 - 2016 • 2 years

Rockford, IL

Edward Jones

2012 - 2012 • 1 year

St Louis, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quintin S

Series 66, Series 7

Fontana, WI

Savvy

Representing the next generation of Sharpe Wealth, Quintin combines fresh perspective with a deep commitment to client success. Growing up watching his father build meaningful relationships with families, he learned early that great financial advice is about more than numbers—it's about understanding what truly matters to people. Quintin brings a modern approach to wealth management, leveraging technology and innovative strategies while maintaining the personal touch that defines Sharpe Wealth. He's particularly skilled at helping clients navigate the intersection of traditional planning and the evolving financial landscape. His collaborative approach means clients always feel heard and understood. Whether you're planning for retirement, growing a business, or thinking about your family's financial future, Quintin takes the time to understand your complete picture before crafting recommendations. Working alongside his father David isn't just a business arrangement—it's the continuation of a family legacy built on trust, integrity, and the belief that every client deserves genuine, personalized attention.

General retirement planning General tax planning Wealth management Life insurance needs analysis General estate planning guidance Founder/Business Owner Executive Self-Employed Doctor or Medical Professional Retired HENRY (High Earners, Not Rich Yet) Young Professionals Mid-Career Professionals Established Professionals Approaching retirement
user avatar

Barbara L

Series 63, Series 65

Rockford, IL

Pathfinder Advisory, Inc.

Barbara Lane is a financial advisor at Pathfinder Advisory, Inc. in Rockford, IL, holding Series 63 and Series 65 licenses with 16 years of industry experience. She has been with Pathfinder Advisory since 2011 and also has experience at Sr. Capital Management dating back to 2005. Pathfinder Advisory, Inc. provides financial planning and asset management to individuals, business entities, trusts, estates, and charitable organizations. The firm uses strategic asset allocation and diversified portfolios tailored to client objectives, incorporating investor education and financial coaching as part of its services.

General retirement planning Social Security optimization General tax planning Wealth management
user avatar

George B

Series 66

Rockford, IL

Bates Financial Advisors, Inc.

George Bates is a financial advisor at Bates Financial Advisors, Inc. with a Series 66 designation and experience across several firms, including FTI Consulting, Rice University, Plains All American Pipeline, KPMG, and PricewaterhouseCoopers. He has one year of industry experience. Bates Financial Advisors, Inc. manages approximately $395 million for about 426 clients, offering portfolio management, financial planning, and consulting services to individuals, pension and profit-sharing plans, charitable organizations, corporations, and governmental entities. The firm develops customized investment policies and implements portfolios using a variety of instruments while monitoring accounts continuously.

Annuities General estate planning guidance Retirement income strategy Cash flow / budgeting Tax-loss harvesting
user avatar

Muhammad M

Series 65

Rockford, IL

Orenta Capital

Muhammad Mustafa is a financial advisor at Orenta Capital with a Series 65 designation. He has been self-employed since 2016 and has worked with Orenta Capital since 2026. Orenta Capital is an SEC-registered advisory firm serving individuals, high-net-worth clients, and charitable organizations. The firm offers portfolio management based on client-specific Investment Policy Statements and standalone financial planning engagements billed on a fixed-fee basis.

Options & derivatives strategies College savings (529s, UTMA, etc.)
user avatar

Matthew B

Series 66

Rockford, IL

Bates Financial Advisors, Inc.

Matthew Bates is a financial advisor at Bates Financial Advisors, Inc. in Rockford, IL, holding a Series 66 designation with one year of industry experience. Prior to his current role, he worked at Republic Services, Inc. and has experience in various positions dating back to 2016. Bates Financial Advisors, Inc. is an SEC-registered firm managing approximately $395 million for over 400 clients. The firm offers portfolio management, financial planning, and consulting services to individuals, institutions, and nonprofit organizations, tailoring investment strategies based on clients’ objectives and risk tolerance.

Annuities General estate planning guidance Retirement income strategy Cash flow / budgeting Tax-loss harvesting
user avatar

Alex D

Series 63, Series 65

Rockford, IL

DiBenedetto & Associates Ltd

Alex Dibenedetto is a financial advisor at DiBenedetto & Associates Ltd with 24 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Fox & Henry, Inc. since 1998. DiBenedetto & Associates Ltd provides discretionary investment advisory and supervisory services to individuals, family trusts, charitable foundations, business entities, and retirement plans, managing over $312 million in assets across approximately 318 client relationships. The firm employs a long-term, buy-and-hold investment approach with customized diversified asset allocations and integrates independent insurance brokerage services excluding commission-based insurance products from assets under management.

Long-term care insurance Life insurance needs analysis Annuities
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