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Marina B Peacock

Advisor at Regal Investment Advisors LLC — Capron, IL

Updated today

Credentials

Series 66

Experience

13 years

Location

Capron, IL

Regal Investment Advisors LLC logo

Regal Investment Advisors LLC

Multi-team

Total advisors

119

Across 71 offices

Clients per advisor

69 High

Avg AUM per client

$332,705 Low

HNW client ratio

7% Low

About

Marina Peacock is a financial advisor at Regal Investment Advisors LLC with 13 years of industry experience. She holds a Series 66 designation and has previously worked at Morgan Stanley, Bates Financial Advisors, Bates Securities, and Robert W. Baird. Outside of her advisory work, she is a partner in RPFab, LLC, a retail and online store business. Regal Investment Advisors, operating as LionShare, provides model portfolio implementation and discretionary investment management to registered advisers and their clients. The firm manages approximately $2.88 billion across proprietary and third-party strategies through a sub-advisory platform.

Client services

Based on Regal Investment Advisors LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Regal Investment Advisors LLC

Active portfolio management Options & derivatives strategies

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Fee options

Fixed

Flat fee structures used for some LionShare strategies, exact amounts not specified in brochure

Percentage

0.30% to 1.00% per annum depending on account value and strategy

Project-based

Hourly charges reported in Part 1 but not specified in brochure text

Other

Account minimum: $10,000 to $1,000,000 depending on strategy

Location

See office

Capron, IL

Capron IL

Advisors at this office

2

Most active in

Illinois

Work history

13 years of industry experience

Regal Investment Advisors, LLC

2022 - Present • 4 years

Kentwood, MI

Regulus Financial Group, LLC

2022 - Present • 4 years

Kentwood, MI

Morgan Stanley

2021 - 2022 • 1 year

Rockford, IL

Bates Financial Advisors, Inc.

2019 - 2021 • 2 years

Rockford, IL

Bates Securities, Inc.

2019 - 2021 • 2 years

Rockford, IL

Robert W. Baird

2016 - 2019 • 3 years

Rockford, IL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quintin S

Series 66, Series 7

Fontana, WI

Savvy

Representing the next generation of Sharpe Wealth, Quintin combines fresh perspective with a deep commitment to client success. Growing up watching his father build meaningful relationships with families, he learned early that great financial advice is about more than numbers—it's about understanding what truly matters to people. Quintin brings a modern approach to wealth management, leveraging technology and innovative strategies while maintaining the personal touch that defines Sharpe Wealth. He's particularly skilled at helping clients navigate the intersection of traditional planning and the evolving financial landscape. His collaborative approach means clients always feel heard and understood. Whether you're planning for retirement, growing a business, or thinking about your family's financial future, Quintin takes the time to understand your complete picture before crafting recommendations. Working alongside his father David isn't just a business arrangement—it's the continuation of a family legacy built on trust, integrity, and the belief that every client deserves genuine, personalized attention.

General retirement planning General tax planning Wealth management Life insurance needs analysis General estate planning guidance Founder/Business Owner Executive Self-Employed Doctor or Medical Professional Retired HENRY (High Earners, Not Rich Yet) Young Professionals Mid-Career Professionals Established Professionals Approaching retirement
user avatar

Barbara L

Series 63, Series 65

Rockford, IL

Pathfinder Advisory, Inc.

Barbara Lane is a financial advisor at Pathfinder Advisory, Inc. in Rockford, IL, holding Series 63 and Series 65 licenses with 16 years of industry experience. She has been with Pathfinder Advisory since 2011 and also has experience at Sr. Capital Management dating back to 2005. Pathfinder Advisory, Inc. provides financial planning and asset management to individuals, business entities, trusts, estates, and charitable organizations. The firm uses strategic asset allocation and diversified portfolios tailored to client objectives, incorporating investor education and financial coaching as part of its services.

General retirement planning Social Security optimization General tax planning Wealth management
user avatar

Alex D

Series 63, Series 65

Rockford, IL

DiBenedetto & Associates Ltd

Alex Dibenedetto is a financial advisor at DiBenedetto & Associates Ltd with 24 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Fox & Henry, Inc. since 1998. DiBenedetto & Associates Ltd provides discretionary investment advisory and supervisory services to individuals, family trusts, charitable foundations, business entities, and retirement plans, managing over $312 million in assets across approximately 318 client relationships. The firm employs a long-term, buy-and-hold investment approach with customized diversified asset allocations and integrates independent insurance brokerage services excluding commission-based insurance products from assets under management.

Long-term care insurance Life insurance needs analysis Annuities
user avatar

Philip G

CFP®, Series 65

Rockford, IL

Pathfinder Advisory, Inc.

Philip Guske is a CFP® with 16 years of industry experience and has been with Pathfinder Advisory, Inc. since 2003. He holds a Series 65 license and is based in Rockford, IL. Pathfinder Advisory, Inc. provides financial planning and asset management services to individuals, business entities, trusts, estates, and charitable organizations. The firm utilizes strategic asset allocation and diversified portfolios, incorporating investor education and financial coaching as part of its planning process.

General retirement planning Social Security optimization General tax planning Wealth management
user avatar

Charles D

ChFC®, Series 63

Rockford, IL

DiBenedetto & Associates Ltd

Charles Dibenedetto is a ChFC® credentialed financial advisor with 26 years of industry experience. He has been associated with DiBenedetto & Associates Ltd since 1981 and Fox & Henry, Inc. since 1982. DiBenedetto & Associates Ltd provides discretionary investment advisory and supervisory services to individuals, family trusts, charitable foundations, business entities, and retirement plans. The firm employs a long-term, buy-and-hold investment approach with custom, diversified asset allocations and combines advisory services with independent insurance brokerage, excluding commission-paid insurance products from assets under management.

Long-term care insurance Life insurance needs analysis Annuities
user avatar

Philip G

Series 63, Series 65

Rockford, IL

Pathfinder Advisory, Inc.

Philip Guske is a financial advisor with Pathfinder Advisory, Inc. in Rockford, IL, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has been with Pathfinder Advisory since 1996. Outside of his advisory role, Mr. Guske owns and operates a commercial real estate rental company. Pathfinder Advisory, Inc. provides financial planning and asset management services to individuals, business entities, trusts, estates, and charitable organizations. The firm uses strategic asset allocation and diversified portfolios tailored to client objectives, offering both discretionary and non-discretionary services along with investor education and financial coaching.

General retirement planning Social Security optimization General tax planning Wealth management
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