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Michael Redmond

Advisor at Diversify Advisory Services, LLC

Updated today

Location

Lewes, DE 19958

Credentials

Series 63, Series 65

Industry experience

26 years

About

Michael Redmond is a financial advisor with Diversify Advisory Services, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. His prior roles include positions at DFPG Investments, LLC, Kestra Advisory Services, LLC, Kestra Investment Services, LLC, and Wfg Investments Inc. Outside of his advisory work, he coaches a youth baseball team in Townsend, DE. Diversify Advisory Services, LLC provides investment advisory and financial planning to a diverse client base including individuals, corporations, pension plans, trusts, medical professionals, and small business owners. The firm employs a tactical diversification approach using a variety of internal models and third-party solutions across multiple platforms, incorporating a wide range of investment instruments and strategies.

Client services

Based on Diversify Advisory Services, LLC

Financial planning Portfolio management Selection of other advisers

Expertise

Based on Diversify Advisory Services, LLC

Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy

Occupation focus

Based on Diversify Advisory Services, LLC

Founder/Business Owner Doctor or Medical Professional Executive

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Fee options

Fixed

Fixed project fees up to $25,000 per project; fixed annual fees up to $100,000 for Family Office services; corporate consulting fees up to $10,000

Percentage

$0 - $500,000: 1.00% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.85% $2,000,001 - $3,000,000: 0.85% $3,000,001 - $4,000,000: 0.70% $4,000,001 - $5,000,000: 0.70% $5,000,001+: 0.50%

Commissions

Certain IARs may earn commissions from insurance and brokerage products sold in separate capacity

Project-based

Up to $400 per hour for financial planning and consulting services

Other

Account minimum: $500,000 Fee-only: Financial planning hourly fees up to $400/hour; fixed project fees up to $25,000 per project; fixed annual fees up to $100,000 annually

Location

33718 Wescoats Road, Suite C

Lewes, DE 19958

Most active in

Delaware · New Hampshire · Texas

Work history

DFPG Investments. LLC

2022 - Present (4 years)

Kestra Advisory Services, LLC.

2017 - 2022 (5 years)

Kestra Investment Services, LLC.

2017 - 2022 (5 years)

Wfg Investments Inc

2011 - 2017 (6 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 65

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Tax-loss harvesting Wealth management Retirement income strategy
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General retirement planning Income planning Retired Founder/Business Owner Doctor or Medical Professional Mid-Career Professionals
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Rehoboth Beach, DE

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Wealth management
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Paul J

PFS™, Series 63, Series 65

Lewes, DE

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General retirement planning Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Glen H

Series 63, Series 65

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General retirement planning General tax planning Cash flow / budgeting
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Series 63, Series 65

Lewes, DE

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John Rothe is the sole advisor at ARTAIS Capital Management, LLC in Lewes, Delaware, holding Series 63 and Series 65 registrations with 24 years of industry experience. He has worked at ARTAIS Capital Management since 2006. ARTAIS Capital Management provides ongoing portfolio management and project-based financial planning to individuals, including high net worth clients, corporate entities, trusts, estates, and charitable organizations. The firm combines fundamental, technical, cyclical, and charting analysis to construct portfolios and offers both research-driven model portfolios and individualized management, with a notable emphasis on non-discretionary assets and serving institutional-type clients alongside individual households.

Cash flow / budgeting College savings (529s, UTMA, etc.)
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