Michele Rook
Advisor at Stephens — Little Rock, AR Center Street
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
24 years
Location
Little Rock, AR 72201-3507
Stephens
Multi-team
Michele Rook is a financial advisor with Stephens in Little Rock, AR, holding Series 63 and Series 65 credentials and bringing 24 years of industry experience. Her prior roles include positions at Merrill, Morgan Stanley, and FINRA before returning to Stephens where she has worked since 2016. Stephens provides investment advisory and wealth management services to a diverse client base, including high-net-worth individuals, pension plans, and institutional entities. The firm employs a combination of bottom-up and top-down investment strategies and offers a range of platforms and alternative investments supported by an integrated broker-dealer and investment banking presence.
Based on Stephens
Fixed fees are charged on a 'per job' basis for certain consulting services; fees negotiated in advance.
Pershing applies markups and markdowns to fixed income transactions; additional commissions charged if trades are directed away from Pershing.
Hourly charges are reported in SEC Part 1 but specific rates not stated clearly in this brochure.
Performance fees are offered to eligible clients, negotiated individually, typically invoiced annually.
Minimum fee: A minimum fee is assessed per account for wrap fee programs.
Little Rock, AR Center Street
111 Center Street
Little Rock AR 72201
Advisors at this office
103
Arkansas · Texas
24 years of industry experience
Stephens Inc
2024 - Present • 2 years
Little Rock, AR
Finra
2022 - 2024 • 2 years
Blue Ridge, TX
Stephens Inc.
2016 - 2022 • 6 years
Little Rock, AR
Morgan Stanley
2016 - 2016 • 1 year
Little Rock, AR
Merrill
2001 - 2016 • 15 years
Little Rock, AR
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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