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Nicholas Anthony Griffiths

Advisor at Truist Advisory Services — Shamokin, PA

Updated today

Credentials

CFP®, Series 66

Experience

18 years

Location

Shamokin, PA 17872

Truist Advisory Services logo

Truist Advisory Services

Enterprise

Total advisors

1,953

Across 643 offices

Clients per advisor

65 Typical

Avg AUM per client

$560,278 Typical

HNW client ratio

26% High

About

Nicholas Griffiths is a CFP® certificant with 18 years of industry experience, currently serving at Truist Advisory Services. His career includes roles at Truist Investment Services, Suntrust Advisory Services, BB&T, PNC Wealth Management, Thrivent Investment Management, and Morgan Stanley. He serves as a board member of the Shamokin Area High School Football Alumni Association, providing guidance on resource allocation. Truist Advisory Services offers investment consulting and advisory services to individuals, businesses, retirement plan sponsors, and charitable organizations, utilizing a combination of discretionary manager relationships and non-discretionary consulting supported by AI-enabled research tools and a structured manager selection process.

Client services

Based on Truist Advisory Services

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals
Wrap fee product and financial profiling services using desktop software

Occupation focus

Based on Truist Advisory Services

Founder/Business Owner Executive

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Fee options

Percentage

$0 - $100,000: 2.25% $100,001 - $250,000: 2.20% $250,001 - $500,000: 2.15% $500,001 - $1,000,000: 2.00% $1,000,001 - $2,000,000: 1.85% $2,000,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.65% $10,000,001 - $25,000,000: 1.50% $25,000,001+: 1.45%

Other

Account minimum: $100,000 Minimum fee: Plan Sponsor Services base fee of $2,500 annually for new plans Fee-only: Negotiable fixed or asset-based fees available for Consulting Services

Location

See office

Shamokin, PA

521 N 2nd Street

Shamokin PA 17872

Advisors at this office

1

Most active in

Pennsylvania · Texas

Work history

18 years of industry experience

Truist Investment Services, INC.

2021 - Present • 5 years

Wyomissing, PA

Suntrust Advisory Services, Inc.

2020 - Present • 6 years

Atlanta, GA

Suntrust Investment Services,Inc.

2020 - Present • 6 years

Atlanta, GA

BB&T

2019 - Present • 7 years

Mount Caramel, PA

Bb&T Securities, Llc

2018 - 2021 • 3 years

Richmond, VA

Bbtis

2016 - Present • 10 years

Charlotte, NC

BB&T

2016 - 2019 • 3 years

Sunbury, PA

PNC Wealth Management

2014 - 2016 • 2 years

PA

PNC Wealth Management

2008 - 2012 • 4 years

PA

Thrivent Investment Management

2007 - 2007 • 1 year

PA

Morgan Stanley Dw Inc.

2005 - 2006 • 1 year

Allentown, PA

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Michael W

Series 63, Series 66

Kulpmont, PA

Stonex Advisors Inc.

Michael Woytowich is a financial advisor with StoneX Advisors Inc. in Kulpmont, PA, holding Series 63 and Series 66 designations and bringing 22 years of industry experience. He has been with StoneX Advisors since 2020 and StoneX Securities since 2011. Outside of his advisory role, he serves as the head boys varsity basketball coach for Southern Columbia School District. StoneX Advisors Inc. provides portfolio management, financial planning, ERISA plan consulting, and related services to individuals, corporations, retirement plans, and charitable organizations. The firm combines independent financial advisors and an in-house Private Client Group to deliver a variety of investment solutions including advisor-managed portfolios and third-party money managers, supported by platforms like Envestnet and Advyzon.

ESG / Sustainable investing
user avatar

James W

Series 63, Series 66

Kulpmont, PA

Stonex Advisors Inc.

James Wisloski is a financial advisor at StoneX Advisors Inc. with 26 years of industry experience. He holds the Series 63 and Series 66 designations and has been with StoneX Advisors and its related entities since 2011. Outside of his advisory role, he serves as a track coach for Southern Columbia Area School District. StoneX Advisors Inc. provides portfolio management, financial planning, ERISA plan consulting, and related services to individuals, corporations, retirement plans, and charitable organizations. The firm uses a combination of independent advisors, proprietary models, and third-party money managers to implement its strategies across various account structures.

ESG / Sustainable investing
user avatar

Laura S

Series 63, Series 65

Sunbury, PA

Kovack Advisors, Inc.

Laura Shrawder Miles is a financial advisor at Kovack Advisors, Inc. with 31 years of industry experience. She holds Series 63 and Series 65 licenses and has previously worked at LPL Financial, LLC and Private Advisor Group, LLC. Outside of her advisory role, she owns a non-medical in-home healthcare services business. Kovack Advisors, Inc. is a multi-team registered investment adviser with approximately 260 advisors and over $6 billion in client assets. The firm serves individuals, including high-net-worth clients, as well as institutional and governmental clients, offering portfolio management, financial planning, and sub-advisory services through a combination of in-house models and third-party managers.

Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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David G

Series 63, Series 65

Hummels Wharf, PA

Hornor, Townsend & Kent, LLC

David Guyer is a financial advisor at Hornor, Townsend & Kent, LLC with six years of industry experience. He holds Series 63 and Series 65 licenses and has prior experience at Cetera Advisor Networks and Partners Financial Group, Inc. In addition to his advisory role, he has worked as a probation officer for Northumberland County Juvenile Court since 1995. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through a network of advisers, offering financial planning, advisory programs, and retirement plan consulting. The firm operates both as an SEC-registered adviser and a FINRA-member broker-dealer, providing a range of investment and brokerage services supported by third-party asset manager relationships.

Business succession planning Wealth management
user avatar

James R

Series 63

Hummels Wharf, PA

Hornor, Townsend & Kent, LLC

James Richmond is a financial advisor with Hornor, Townsend & Kent, LLC, holding a Series 63 designation and bringing 32 years of industry experience. He has served at Penn Mutual Life Insurance Company and Hornor Townsend & Kent Inc since 2016. Richmond is active in community service, including serving as a board member of the Greater Susquehanna Valley United Way finance committee and as a director on the Board of Directors for the Union/Snyder Agency on Aging. Hornor, Townsend & Kent serves individuals, trusts, businesses, charitable organizations, and retirement plans through advisory programs, financial planning, and retirement plan consulting. The firm combines SEC-registered advisory services with broker-dealer capabilities and works with third-party asset managers to provide tailored investment strategies.

Business succession planning Wealth management
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Michael M

Series 66

Sunbury, PA

Janney Montgomery Scott

Michael Miller is a financial advisor at Janney Montgomery Scott with nine years at the firm and five years of industry experience. He holds a Series 66 designation. Janney Montgomery Scott LLC is a large, dually registered broker-dealer and SEC-registered investment adviser managing approximately $110 billion in client assets. The firm serves a diverse client base, including individuals, families, trusts, estates, corporate and retirement plan sponsors, charitable organizations, and municipal clients, offering a range of brokerage, financial planning, and advisory services.

ESG / Sustainable investing Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Wealth management Executive Founder/Business Owner
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