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Credentials
Series 66
Experience Industry experience
10 years
Location
Stamford, CT 06902
O'Shaughnessy Asset Management, LLC
Multi-team
Total advisors
58Clients per advisor
185 Very HighAvg AUM per client
$1,490,698 HighHNW client ratio
100% Very HighPaul Ackerley is a financial advisor at O'Shaughnessy Asset Management, LLC with nine years of industry experience. He holds the Series 66 designation and has been with O'Shaughnessy since 2015. O'Shaughnessy Asset Management is a quantitative, institutional discretionary investment manager serving individual investors, financial advisers, and a variety of institutional clients. The firm employs a systematic, model-driven investment process based on empirical research and offers a customizable platform for advisers alongside sub-advisory services and mutual fund management.
Based on O'Shaughnessy Asset Management, LLC
May charge flat fees at discretion based on criteria; details not specified.
$0 - $25,000,000: 0.85% (Small Cap Growth strategy) $25,000,001 - $100,000,000: 0.75% on next $75MM (Small Cap Growth strategy) $100,000,001+: 0.60% over $100MM (Small Cap Growth strategy) $0 - $50,000,000: 0.80% on first $50MM (Small Cap Value strategy) $50,000,001 - $100,000,000: 0.75% on next $50MM (Small Cap Value strategy) $100,000,001+: 0.70% over $100MM (Small Cap Value strategy) $0 - $25,000,000: 0.65% on first $25MM (Small – Mid Cap Growth strategy) $25,000,001+: 0.60% over $25MM (Small – Mid Cap Growth strategy) $0+: 0.92% (Small Cap Opportunity strategy) $0+: 0.70% (International ADR strategy) $0 - $100,000,000: 0.90% on first $100MM (International Small Cap Value strategy) $100,000,001 - $200,000,000: 0.85% on next $100MM (International Small Cap Value strategy) $200,000,001+: 0.80% over $200MM (International Small Cap Value strategy) $0+: 1.15% (International Microcap strategy) $0+: 1.10% (Microcap strategy) $0 - $25,000,000: 0.60% on first $25MM (All Cap Core strategy) $25,000,001+: 0.55% over $25MM (All Cap Core strategy) $0 - $25,000,000: 0.70% on first $25MM (Enhanced Dividend strategy) $25,000,001+: 0.65% over $25MM (Enhanced Dividend strategy) $0 - $25,000,000 (CAD): 0.55% on first $25MM (CAD) (Canadian Equity strategy) $25,000,001 - $100,000,000 (CAD): 0.45% on next $75MM (CAD) (Canadian Equity strategy) $100,000,001+: 0.35% over $100MM (CAD) (Canadian Equity strategy) $0+: 0.90% (Emerging Markets Core ADR strategy) $0+: 0.55% (U.S. Large Cap Defensive Stability strategy) $0+: 0.70% (Developed Markets ADR Defensive Stability strategy) $0+: 0.90% (Emerging Markets ADR Defensive Stability strategy) $0+: 0.70% (International ADR Defensive Stability strategy) $0 - $25,000,000: 0.55% on first $25MM (Market Leaders Value strategy) $25,000,001 - $100,000,000: 0.45% on next $75MM (Market Leaders Value strategy) $100,000,001+: 0.35% over $100MM (Market Leaders Value strategy) $0+: 0.65% (Market Leaders Value – Canvas® Tax Managed) $0+: 0.55% (U.S. High Dividend Yield Large Cap strategy) $0+: 0.55% (U.S. Dividend Growth V Large Cap strategy) $0+: 0.65% (U.S. SMID Dividend Growth V strategy) $0+: 0.70% (International Dividend Growth V ADR strategy) $0+: 0.35% (Franklin Templeton US Top 100 Equal Weighted – Canvas® Tax Managed) $0+: 0.375% (US Large Cap Passive strategy) $0+: 0.35% (Health Care Sector strategy) $0+: 0.60% (ClearBridge Large Cap Growth – Canvas® Tax Managed) $0+: 0.55% (Cloud Tech Thematic strategy) $0+: 0.15% to 1.10% (CANVAS® service fee range) $0 - $25,000,000: 0.45% (Canvas Managed Options Strategies first $25MM) $25,000,001 - $50,000,000: 0.35% (Canvas Managed Options Strategies next $25MM) $50,000,001 - $75,000,000: 0.25% (Canvas Managed Options Strategies next $25MM) $75,000,001+: 0.20% (Canvas Managed Options Strategies over $75MM)
Performance-based fees charged at client request; inconsequential part of business; specifics not detailed in brochure.
Account minimum: $250,000 for individuals introduced by brokers and financial consultants; $10,000,000 for institutions (subject to discretionary modification)
Stamford, CT
100 First Stamford Place
Stamford CT 06902
Advisors at this office
58
Connecticut
10 years of industry experience
O'Shaughnessy Asset Management, LLC
2015 - Present • 11 years
Stamford, CT
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Series 66
Westport, CT
Blue Keel Financial Planning
Charles Shipman is a financial advisor at Blue Keel Financial Planning in Westport, CT, with 13 years of industry experience. He holds a Series 66 designation and has been with Blue Keel Financial Planning since 2014. In addition to his advisory work, he is involved in a music royalty business, Lakshmi Puja Music Ltd, which he has operated since 2006. Blue Keel Financial Planning serves individual clients, small businesses, and trusts, offering financial planning, portfolio management, and business consultation. The firm employs a Core + Satellite investment approach, combining low-cost indexed core holdings with actively managed satellite positions tailored to client goals and risk tolerance, and provides educational workshops and business-management services alongside its investment offerings.
Verified by Warmer
CFP®, CPA
White Plains, NY
Wealth Habits
I’m Gabriel Kaplan, CFP®, CPA, and founder of Wealth Habits, an integrated financial planning and investment management firm. I help busy professionals, tech employees, founders, and business owners make better financial decisions across investments, taxes, equity compensation, retirement, cash flow, and estate planning. My work includes strategies for ISOs, NQSOs, RSUs, retirement plans, tax-efficient investing, business transitions, and major life decisions such as buying a home or preparing for retirement. Before founding Wealth Habits, I worked in asset management, tax, and consulting. I hold an MBA from NYU Stern, a Master’s in Business Taxation from USC, and a BSE from the University of Pennsylvania. As a fee-only advisor, I believe financial advice should be tailored, practical, and always aligned with the client’s best interests.
CFP®
Mamaroneck, NY
Sparrow Wealth Management
Deirdre Smith is a CFP® professional with experience at Capital Group, Elodie Wealth, and Sparrow Wealth Management, where she has worked since 2025. She is based in Mamaroneck, NY. Sparrow Wealth Management is a registered investment adviser serving individuals and high-net-worth clients with discretionary and non-discretionary investment management and financial planning. The firm’s approach combines asset allocation based on Modern Portfolio Theory and fundamental analysis, blending passive and active investments while incorporating tax considerations and ESG screens upon client request.
Series 65, Series 63
Stamford, CT
Euclid Harding, LLC
Brian Lasher is a financial advisor at Euclid Harding, LLC with six years of industry experience. He holds Series 65 and Series 63 licenses and previously worked at CIG Capital Advisors, CIG Asset Management Inc., CIG Securities, and Rueone Investments. Outside of his advisory role, he engages in fixed insurance sales and service as a sole proprietor on a limited basis. Euclid Harding provides financial planning, discretionary portfolio management, and advisory services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a strategic asset-allocation approach using diversified investment vehicles and offers specialized services such as illiquid asset management, retirement-plan advisory under ERISA 3(21), and business advisory support.
CFP®, CFA®
White Plains, NY
FMD Wealth Advisors LLC
Fabian Degen is a CFP® and CFA® credentialed advisor with one year of industry experience. He is the sole advisor at FMD Wealth Advisors LLC, an independent firm located in White Plains, NY. Prior to founding his firm, he worked for 16 years at DWS Group. In addition to his advisory role, he performs seasonal tax preparation work with H&R Block. FMD Wealth Advisors is a fee-only independent registered investment adviser serving individual and high-net-worth clients. The firm offers wealth management, investment management, and financial planning services, typically utilizing low-cost mutual funds and ETFs within a process that combines fundamental and technical analysis for long-term portfolio construction.
CFA®
Stamford, CT
Tadpole Investments LLC
Gabriel Nardi is a CFA® charterholder based in Stamford, CT, currently serving as the sole advisor at Tadpole Investments LLC. He has prior experience at Third Avenue Management and BlazeRidge LLC. Outside of his advisory work, he is the founder of a software company developing a web-based application to assist book authors. Tadpole Investments LLC provides discretionary portfolio management and financial planning services to individual and high-net-worth clients. The firm employs cyclical, fundamental, and quantitative analysis with a range of trading strategies, including performance-based fee arrangements for qualified clients.
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