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Credentials
ChFC®, Series 63, Series 66
Experience Industry experience
41 years
Location
Omaha, NE 68137
Vogel Wealth Management, LLC
Supported
Total advisors
2Clients per advisor
14 Very LowAvg AUM per client
$160,895 Very LowHNW client ratio
22% TypicalPhillip Vogel is a ChFC® credentialed financial advisor with 41 years of industry experience. He is currently with Vogel Wealth Management, LLC, where he has worked since 2023, and previously spent 16 years at KCD Financial, Inc. Outside of his advisory work, Vogel serves on the board of directors for 12 Step House, Inc., a nonprofit supporting individuals with addiction experiences. Vogel Wealth Management, LLC provides non-discretionary investment advisory services to individuals, high-net-worth clients, and business entities, including retirement plan fiduciary oversight. The firm employs a range of analytical methods and emphasizes client approval for all transactions while offering ongoing review and management support.
Based on Vogel Wealth Management, LLC
Based on Vogel Wealth Management, LLC
$300 flat fee for Client Directed Accounts to GI
$0+: 1.00% annually (non-discretionary direct asset management) - negotiable All Assets+: 2.00% total for Strategic Portfolios (1.00% to GI, 1.00% to VWM) All Assets+: 1.80% total for Tactical Portfolios (0.80% to GI, 1.00% to VWM) All Assets+: 1.70% total for Allocation & Defined Outcome Portfolios (0.70% to GI, 1.00% to VWM) All Assets+: 1.00% total for Preservation Portfolios (0.40% to GI, 0.60% to VWM) All Assets+: 1.50% total for Private Wealth Portfolios (0.50% to GI, 1.00% to VWM) All Assets+: $300 flat fee for Client Directed Accounts to GI, $0 to VWM <$250,000 - $250,000: 0.25% GuideMark /,6; 0.45% Proprietary ETF, MF; 0.50% Third-Party ETF, Institutional MF $250,000 - $500,000: 0.15% GuideMark /,6; 0.40% Proprietary ETF, MF; 0.35% Third-Party ETF, Institutional MF $500,000 - $1,000,000: 0.10% GuideMark /,6; 0.35% Proprietary ETF, MF; 0.30% Third-Party ETF, Institutional MF $1,000,000 - $2,000,000: 0.10% GuideMark /,6; 0.30% Proprietary ETF, MF; 0.28% Third-Party ETF, Institutional MF $2,000,000 - $3,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.25% Third-Party ETF, Institutional MF $3,000,000 - $5,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.20% Third-Party ETF, Institutional MF $5,000,000++: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.10% Third-Party ETF, Institutional MF <$250,000 - $250,000: 0.00% Guided Income Solutions; 0.25% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $250,000 - $500,000: 0.00% Guided Income Solutions; 0.15% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $500,000 - $1,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.50% Clark FITR; 0.60% GPS Select; 0.60% Custom GPS Select $1,000,000 - $2,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.45% Clark FITR; 0.55% GPS Select; 0.55% Custom GPS Select $2,000,000 - $3,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.35% Clark FITR; 0.45% GPS Select; 0.45% Custom GPS Select $3,000,000 - $5,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.30% Clark FITR; 0.40% GPS Select; 0.40% Custom GPS Select $5,000,000++: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.25% Clark FITR; 0.35% GPS Select; 0.35% Custom GPS Select <$250,000 - $250,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.50% City National Rochdale $250,000 - $500,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.35% City National Rochdale $500,000 - $1,000,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 0.99% Custom 8; 0.30% City National Rochdale $1,000,000 - $2,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.94% Custom 8; 0.28% City National Rochdale $2,000,000 - $3,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.90% Custom 8; 0.25% City National Rochdale $3,000,000 - $5,000,000: 0.60% Parametric Custom Portfolios; 0.90% CIBC Custom Portfolios; 0.85% Custom 8; 0.20% City National Rochdale $5,000,000++: 0.50% Parametric Custom Portfolios; 0.80% CIBC Custom Portfolios; 0.75% Custom 8; 0.10% City National Rochdale <$250,000 - $250,000: 0.70% Separately Managed Accounts $250,000 - $500,000: 0.70% Separately Managed Accounts $500,000 - $1,000,000: 0.67% Separately Managed Accounts $1,000,000 - $2,000,000: 0.64% Separately Managed Accounts $2,000,000 - $3,000,000: 0.60% Separately Managed Accounts $3,000,000 - $5,000,000: 0.55% Separately Managed Accounts $5,000,000++: 0.50% Separately Managed Accounts <$250,000 - $250,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $250,000 - $500,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $500,000 - $1,000,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.25-0.30% Proprietary Active Fixed Income $1,000,000 - $2,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $2,000,000 - $3,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $3,000,000 - $5,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $5,000,000++: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income <$250,000 - $250,000: 0.75% Preservation GMS/PMP; 1.00% Savos US Risk Controlled Portfolios; 0.90% Personal Portfolios; 0.75% General Securities or Custodial Sweep $250,000 - $500,000: 0.50% Preservation GMS/PMP; 0.80% Savos US Risk Controlled Portfolios; 0.75% Personal Portfolios; 0.75% General Securities or Custodial Sweep $500,000 - $1,000,000: 0.50% Preservation GMS/PMP; 0.75% Savos US Risk Controlled Portfolios; 0.70% Personal Portfolios; 0.75% General Securities or Custodial Sweep $1,000,000 - $2,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $2,000,000 - $3,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $3,000,000 - $5,000,000: 0.40% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $5,000,000++: 0.30% Preservation GMS/PMP; 0.60% Savos US Risk Controlled Portfolios; 0.55% Personal Portfolios; 0.60% General Securities or Custodial Sweep <$250,000 - $250,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $250,000 - $500,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $500,000 - $1,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $1,000,000 - $2,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $2,000,000 - $3,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $3,000,000 - $5,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $5,000,000++: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds <$250,000 - $250,000: 0.25% Individual Mutual Funds $250,000 - $500,000: 0.15% Individual Mutual Funds $500,000 - $1,000,000: 0.10% Individual Mutual Funds $1,000,000++: 0.10% Individual Mutual Funds
Fee-only: 1.00% annually for direct asset management (negotiable), various tiered fees for third party managers and portfolios as described; no commissions
Omaha, NE
11330 Q Street, Suite 213
Omaha NE 68137
Advisors at this office
2
Nebraska
41 years of industry experience
Vogel Wealth Management, LLC
2023 - Present • 3 years
Omaha, NE
KCD Financial, Inc.
2007 - 2023 • 16 years
Omaha, NE
Vofel Group, LLC
2002 - Present • 24 years
Omaha, NE
Vogel Financial Serv. LLC
1996 - Present • 30 years
Omaha, NE
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Verified by Warmer
Series 63, Series 65, Series 66
Omaha, NE
SMART Wealth, LLC
David Brooks Sr. is a financial advisor with SMART Wealth, LLC in Omaha, NE, holding Series 63, 65, and 66 licenses and bringing 18 years of industry experience. His career includes roles at AE Wealth Management, LLC, Verus Wealth Management, LLC, and Morgan Stanley & Co., Incorporated. Brooks is president of Tax SMART, LLC, which provides tax preparation and planning services, and also leads Mid-West Learning, Inc., offering marketing, education, and classroom space. SMART Wealth serves individual and high-net-worth households with retirement income strategies, investment advisory, portfolio management, and financial planning. The firm manages discretionary portfolios through in-house models and sub-advisers, sponsors the SMARTWay ETFs, and operates affiliated firms providing insurance, tax, and marketing services.
Verified by Warmer
Series 63, Series 65, Series 6
Omaha, NE
Thrivent Advisor Network, LLC
Tyler Petersen is a Partner & Wealth Advisor with RetirePath Advisors partnered with the Thrivent Advisor Network, LLC, holding Series 63 and Series 65 licenses and bringing 13 years of industry experience. He has worked with various Thrivent entities since 2012, including Thrivent Investment Management Inc and Thrivent Financial for Lutherans. Petersen serves as a director for the Dana College Foundation and is a board member of Relational Tithe, an organization focused on community support through relationship-based resource distribution. Thrivent Advisor Network, LLC provides investment advisory services to individuals, families, trusts, businesses, and charitable organizations. The firm emphasizes a long-term investment approach with customized asset allocations, using low-cost mutual funds, ETFs, fixed-income securities, and alternative investments, while offering clients access to independent managers and integrated services within the broader Thrivent group.
Verified by Warmer
CFA®, Series 7, Series 66
Omaha, NE
Commonwealth Financial Network
Bruce Aken Jr. is a financial advisor at Commonwealth Financial Network with nine years of industry experience. He holds the Series 66 designation and has worked with firms including Securities America Advisors and Ameritas Investment Partners. He is also co-owner of Nelson Murphy Insurance & Investments, LLC, a private entity facilitating securities, advisory, and insurance business. Commonwealth Financial Network serves a national network of approximately 2,950 advisors and their clients, providing a range of advisory programs and services alongside operational, trading, technology, compliance, and practice-management support. The firm offers various investment program structures and manages discretionary model portfolios through its Investment Management and Research team.
Series 65
Omaha, NE
Reserve Wealth Planning
Chad Burger is a financial advisor at Reserve Wealth Planning in Omaha, NE, holding a Series 65 credential with two years of industry experience. Prior to his current role, he spent ten years at Precision Lens and concurrently works as a Senior Account Executive at Johnson & Johnson Vision, where he provides ophthalmic advice and sells medical products. Reserve Wealth Planning offers comprehensive wealth management services to individuals, high-net-worth clients, and charitable organizations, combining investment management with financial planning. The firm employs a holistic, goal-based planning process and primarily uses passive, low-turnover portfolios while accommodating socially responsible investing preferences.
Series 63, Series 65
Omaha, NE
Intentional Retirement, LLC
Joseph Hearn is the sole advisor at Intentional Retirement, LLC in Omaha, NE, holding Series 63 and Series 65 licenses with 30 years of industry experience. He has worked at Intentional Retirement (formerly Provisio Publishing) since 2004 and previously at Teckmeyer Financial Services, L.L.C. He also operates as an independent insurance agent, spending a small portion of his time on this activity. Intentional Retirement provides advisory services to individual and high-net-worth clients, as well as retirement plan sponsors and participants, focusing on asset management, written financial planning, and retirement-plan fiduciary consulting and education. The firm manages over $131 million in client assets on a non-discretionary basis and offers pension consulting for plan assets exceeding $9 million.
CFP®, Series 66
Papillion, NE
ARC Element Wealth Design
Eric Horne is a CFP® with 21 years of industry experience, currently serving as the sole advisor at ARC Element Wealth Design in Papillion, NE. His prior experience includes roles at Charles Schwab and TD Ameritrade, where he worked for over 18 years. ARC Element Wealth Design is an independent advisory firm serving individuals, high-net-worth clients, and fiduciary entities such as trusts and estates. The firm manages approximately $29.5 million across about two dozen clients, providing portfolio management, financial planning, and educational communications like newsletters and seminars. The investment approach focuses on strategic asset allocation using ETFs, mutual funds, selective individual securities, option strategies, and active management, with portfolios implemented through model portfolios, automated tax-management tools, and occasional sub-advisers.
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