Vogel Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$4,344,154
Clients
27
Advisors
2
of 2 employees
About
Vogel Wealth Management, LLC provides investment advisory services to individuals, high‑net‑worth clients, and corporate or business entities, and also serves as a limited‑scope ERISA 3(21) fiduciary for retirement plans. Its services include non‑discretionary asset management, recommendations and ongoing liaison services for third‑party money managers, and retirement plan investment oversight and participant education.
The firm operates principally on a non‑discretionary basis — the brochure reports $0 in discretionary assets and $5,332,097 in non‑discretionary assets as of December 31, 2025 — and obtains client approval before executing transactions. Investment work draws on fundamental, technical, charting and cyclical analysis, with quarterly account reviews, monitoring for rebalancing and tax‑loss harvesting opportunities, and ongoing oversight of TPMs the firm refers.
VWM’s brochure discloses several features that distinguish it from many peers: it is heavily non‑discretionary, it maintains explicit affiliations with insurance businesses (Vogel Financial Services, LLC and Vogel Group, LLC) with the principal spending approximately 80% of his time on those activities, and it receives referral fees and commissions from third‑party managers and insurance sales. The firm also requires the use of Charles Schwab as custodian and discloses receipt of economic and soft‑dollar benefits from custodians and TPM relationships, items the brochure identifies as potential conflicts of interest.
Client services
Expertise
Fee options
$300 flat fee for Client Directed Accounts to GI
$0+: 1.00% annually (non-discretionary direct asset management) - negotiable All Assets+: 2.00% total for Strategic Portfolios (1.00% to GI, 1.00% to VWM) All Assets+: 1.80% total for Tactical Portfolios (0.80% to GI, 1.00% to VWM) All Assets+: 1.70% total for Allocation & Defined Outcome Portfolios (0.70% to GI, 1.00% to VWM) All Assets+: 1.00% total for Preservation Portfolios (0.40% to GI, 0.60% to VWM) All Assets+: 1.50% total for Private Wealth Portfolios (0.50% to GI, 1.00% to VWM) All Assets+: $300 flat fee for Client Directed Accounts to GI, $0 to VWM <$250,000 - $250,000: 0.25% GuideMark /,6; 0.45% Proprietary ETF, MF; 0.50% Third-Party ETF, Institutional MF $250,000 - $500,000: 0.15% GuideMark /,6; 0.40% Proprietary ETF, MF; 0.35% Third-Party ETF, Institutional MF $500,000 - $1,000,000: 0.10% GuideMark /,6; 0.35% Proprietary ETF, MF; 0.30% Third-Party ETF, Institutional MF $1,000,000 - $2,000,000: 0.10% GuideMark /,6; 0.30% Proprietary ETF, MF; 0.28% Third-Party ETF, Institutional MF $2,000,000 - $3,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.25% Third-Party ETF, Institutional MF $3,000,000 - $5,000,000: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.20% Third-Party ETF, Institutional MF $5,000,000++: 0.10% GuideMark /,6; 0.20% Proprietary ETF, MF; 0.10% Third-Party ETF, Institutional MF <$250,000 - $250,000: 0.00% Guided Income Solutions; 0.25% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $250,000 - $500,000: 0.00% Guided Income Solutions; 0.15% GPS Fund Strategies; 0.55% Clark FITR; 0.65% GPS Select; 0.65% Custom GPS Select $500,000 - $1,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.50% Clark FITR; 0.60% GPS Select; 0.60% Custom GPS Select $1,000,000 - $2,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.45% Clark FITR; 0.55% GPS Select; 0.55% Custom GPS Select $2,000,000 - $3,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.35% Clark FITR; 0.45% GPS Select; 0.45% Custom GPS Select $3,000,000 - $5,000,000: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.30% Clark FITR; 0.40% GPS Select; 0.40% Custom GPS Select $5,000,000++: 0.00% Guided Income Solutions; 0.10% GPS Fund Strategies; 0.25% Clark FITR; 0.35% GPS Select; 0.35% Custom GPS Select <$250,000 - $250,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.50% City National Rochdale $250,000 - $500,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 1.05% Custom 8; 0.35% City National Rochdale $500,000 - $1,000,000: 0.65% Parametric Custom Portfolios; 1.00% CIBC Custom Portfolios; 0.99% Custom 8; 0.30% City National Rochdale $1,000,000 - $2,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.94% Custom 8; 0.28% City National Rochdale $2,000,000 - $3,000,000: 0.60% Parametric Custom Portfolios; 0.95% CIBC Custom Portfolios; 0.90% Custom 8; 0.25% City National Rochdale $3,000,000 - $5,000,000: 0.60% Parametric Custom Portfolios; 0.90% CIBC Custom Portfolios; 0.85% Custom 8; 0.20% City National Rochdale $5,000,000++: 0.50% Parametric Custom Portfolios; 0.80% CIBC Custom Portfolios; 0.75% Custom 8; 0.10% City National Rochdale <$250,000 - $250,000: 0.70% Separately Managed Accounts $250,000 - $500,000: 0.70% Separately Managed Accounts $500,000 - $1,000,000: 0.67% Separately Managed Accounts $1,000,000 - $2,000,000: 0.64% Separately Managed Accounts $2,000,000 - $3,000,000: 0.60% Separately Managed Accounts $3,000,000 - $5,000,000: 0.55% Separately Managed Accounts $5,000,000++: 0.50% Separately Managed Accounts <$250,000 - $250,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $250,000 - $500,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.20-0.30% Proprietary Active Fixed Income $500,000 - $1,000,000: 0.31% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.25-0.30% Proprietary Active Fixed Income $1,000,000 - $2,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $2,000,000 - $3,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $3,000,000 - $5,000,000: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income $5,000,000++: 0.26% Individually Managed Accounts - Third-Party Laddered Fixed Income; 0.15-0.20% Proprietary Active Fixed Income <$250,000 - $250,000: 0.75% Preservation GMS/PMP; 1.00% Savos US Risk Controlled Portfolios; 0.90% Personal Portfolios; 0.75% General Securities or Custodial Sweep $250,000 - $500,000: 0.50% Preservation GMS/PMP; 0.80% Savos US Risk Controlled Portfolios; 0.75% Personal Portfolios; 0.75% General Securities or Custodial Sweep $500,000 - $1,000,000: 0.50% Preservation GMS/PMP; 0.75% Savos US Risk Controlled Portfolios; 0.70% Personal Portfolios; 0.75% General Securities or Custodial Sweep $1,000,000 - $2,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $2,000,000 - $3,000,000: 0.45% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $3,000,000 - $5,000,000: 0.40% Preservation GMS/PMP; 0.70% Savos US Risk Controlled Portfolios; 0.65% Personal Portfolios; 0.70% General Securities or Custodial Sweep $5,000,000++: 0.30% Preservation GMS/PMP; 0.60% Savos US Risk Controlled Portfolios; 0.55% Personal Portfolios; 0.60% General Securities or Custodial Sweep <$250,000 - $250,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $250,000 - $500,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $500,000 - $1,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $1,000,000 - $2,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $2,000,000 - $3,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $3,000,000 - $5,000,000: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds $5,000,000++: 0.00% Administrative Accounts / Individual Third-Party Mutual Funds <$250,000 - $250,000: 0.25% Individual Mutual Funds $250,000 - $500,000: 0.15% Individual Mutual Funds $500,000 - $1,000,000: 0.10% Individual Mutual Funds $1,000,000++: 0.10% Individual Mutual Funds
Fee-only: 1.00% annually for direct asset management (negotiable), various tiered fees for third party managers and portfolios as described; no commissions
Main office
11330 Q Street, Suite 213
Omaha NE 68137
Advisors at this office
2
Most active in
Nebraska
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Phillip V
ChFC®, Series 63, Series 66
Omaha, NE
Vogel Wealth Management, LLC
Phillip Vogel is a ChFC® credentialed financial advisor with 41 years of industry experience. He is currently with Vogel Wealth Management, LLC, where he has worked since 2023, and previously spent 16 years at KCD Financial, Inc. Outside of his advisory work, Vogel serves on the board of directors for 12 Step House, Inc., a nonprofit supporting individuals with addiction experiences. Vogel Wealth Management, LLC provides non-discretionary investment advisory services to individuals, high-net-worth clients, and business entities, including retirement plan fiduciary oversight. The firm employs a range of analytical methods and emphasizes client approval for all transactions while offering ongoing review and management support.
Michael L
Series 65
Omaha, NE
Vogel Wealth Management, LLC
Michael Lemon is a financial advisor at Vogel Wealth Management, LLC with one year of industry experience. He holds a Series 65 credential and previously worked at Kathol PC CPAs & Advisors and KPMG US. Outside of his advisory role, he is also active as an insurance agent through his sole proprietorship. Vogel Wealth Management provides non-discretionary investment advisory services to individuals, high-net-worth clients, and corporate entities, including retirement plan fiduciary oversight. The firm emphasizes client approval on transactions and employs a combination of fundamental, technical, charting, and cyclical analysis in its investment approach.
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