Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 66
Experience Industry experience
12 years
Location
Baraboo, WI 53913
American Independent Securities Group, LLC
Multi-team
Preston Baus is a financial advisor at American Independent Securities Group, LLC with 12 years of industry experience. He holds Series 63 and Series 66 credentials and previously worked at Edward Jones for five years. He serves as a board member on the Planned Giving Advisory Counsel for the Agrace Foundation in Baraboo, WI. American Independent Securities Group provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm offers portfolio management, access to third-party managers, and estate-planning services, with a focus on non-discretionary assets and dually licensed advisors.
Based on American Independent Securities Group, LLC
Financial planning fixed fees typically range from $100 to $4,000
0.75% to 2.5% (negotiable, based on total assets, scope of engagement, investment style, types of investments)
Financial planning fees may be charged hourly from $50 to $250 per hour; third-party estate planning hourly fees agreed upon at engagement start
Account minimum: $2,500 Fee-only: Financial planning fees charged hourly ($50 to $250 per hour) or fixed fee ($100 to $4,000)
Baraboo, WI
908 8th St Ste 2
Baraboo WI 53913
Advisors at this office
1
Wisconsin
12 years of industry experience
American Independent Securities Group
2021 - Present • 5 years
Eagle, ID
Edward Jones
2016 - 2021 • 5 years
St Louis, MO
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Lodi, WI
Diamond Wealth Partners
Jeremiah Olson is a financial advisor with Diamond Wealth Partners in Lodi, WI, holding Series 63 and Series 65 licenses and bringing 16 years of industry experience. His prior work includes roles at New York Life Insurance Company, NYLIFE Securities LLC, and Northwestern Mutual Investment Services LLC. Outside of advising, he operates Papa Pals, assisting individuals with household tasks such as cleaning and errands. Diamond Wealth Partners provides advisory services to individuals, high-net-worth clients, corporations, and other investment advisers, offering comprehensive financial planning, retirement planning, and discretionary portfolio management. The firm operates primarily virtually, using a tailored planning process and a mix of ETFs, mutual funds, stocks, and bonds to implement client portfolios on a discretionary basis.
Series 63, Series 65
Baraboo, WI
Capstone Wealth Management Corp.
Christopher Kline is a financial advisor at Capstone Wealth Management Corp. in Baraboo, WI, with 30 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Capstone since 2013. Capstone Wealth Management Corp. provides portfolio management and financial planning services to individuals, including high net worth clients, as well as pension and profit-sharing plans, charitable organizations, and corporations. The firm employs an asset allocation framework emphasizing growth and tactical adjustments based on monetary measures, valuations, and investor sentiment, managing portfolios with a range of securities and various investment strategies.
Series 66
Reedsburg, WI
Associated Investment Services, Inc.
Tanner Russo is a financial advisor at Associated Investment Services, Inc. with two years of industry experience. He holds a Series 66 designation and has previously worked at Associated Bank, N.A. and several companies in other industries, including JL Business Interiors, Inc. and Keystone Staffing Group LLC. Associated Investment Services, Inc. provides advisory and brokerage services primarily to individual investors, as well as small corporations, trusts, estates, and charitable institutions. The firm offers model portfolio and separately managed account programs through third-party managers and its affiliate Kellogg Asset Management, delivering services via the Envestnet/NFS platform with a predominantly non-discretionary management approach.
Series 63, Series 65
Portage, WI
Harbour Investments, Inc.
Brian Waelti is a financial advisor with Harbour Investments, Inc. in Portage, WI, holding Series 63 and Series 65 licenses and bringing 36 years of industry experience. He has worked at Harbour Investments since 2004 and previously operated Waelti Investment Services. He is also involved as an independent insurance agent, including work with equity indexed annuities. Harbour Investments serves a diverse client base including individuals, trusts, pension and 401(k) plans, and institutional entities. The firm offers portfolio management, financial planning, and various advisory services with investment approaches tailored by individual advisors and third-party managers.
Series 63, Series 65
Portage, WI
Associated Investment Services, Inc.
Douglas Halverson is a financial advisor at Associated Investment Services, Inc. with 18 years of industry experience. He holds Series 63 and Series 65 designations and has worked at Associated Investment Services since 2007. Outside of financial advising, he is involved as an independent distributor of nutrition and supplement products through AdvoCare International. Associated Investment Services, Inc. provides advisory and brokerage services primarily to individual investors, as well as small corporations, trusts, estates, and charitable institutions. The firm offers a range of model portfolio and separately managed account programs through third-party managers and its affiliate Kellogg Asset Management, delivering services on a largely non-discretionary basis.
Series 66
Reedsburg, WI
Associated Investment Services, Inc.
Erin Haugh is a financial advisor at Associated Investment Services, Inc. with 10 years of industry experience. She holds a Series 66 designation and has been with her current firm since 2016. Associated Investment Services, Inc. provides advisory and brokerage services primarily to individual investors as well as small corporations, trusts, estates, and charitable institutions. The firm utilizes model portfolio and separately managed account programs delivered through third-party managers and its affiliate Kellogg Asset Management.
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