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Credentials
Series 63, Series 66
Experience Industry experience
42 years
Location
Stanley, ND 58784
Integrity Alliance, LLC
Enterprise
Raoul Brandt is a financial advisor with Integrity Alliance, LLC, holding Series 63 and Series 66 licenses and offering 42 years of industry experience. He has worked at multiple firms, including Brokers International Financial Services and Capital Financial Services, and has extensive involvement in insurance sales through entities he owns and manages. Brandt serves as a board member of the North Dakota Western Area Water Supply and is president of the Stanley Lions Club. Integrity Alliance is a large advisory enterprise with over 300 independent advisors managing approximately $5.4 billion in assets. The firm serves a diverse client base ranging from individual investors to corporations, providing portfolio management, financial planning, and access to third-party investment managers through various platforms.
Based on Integrity Alliance, LLC
Financial planning fixed fees ranging from $0 to $50,000; Retirement plan participant consulting fixed fees up to $5,000
$0 - $1,000,000: 1.00% - 2.80% $1,000,001 - $3,000,000: 1.00% - 2.20% $3,000,001+: 0.50% - 1.75%
Up to $500 per hour for financial planning and consulting services
Minimum fee: Select Program minimum account fee starting at 1.00% annually for first $1,000,000
Stanley, ND
408 S Main Strett
Stanley ND 58784
Advisors at this office
1
North Dakota
42 years of industry experience
Brokers International Financial Services
2021 - Present • 5 years
Urbandale, IA
Wealth Plus of the Dakotas, Inc.
2019 - 2021 • 2 years
Aberdeen, SD
Capital Financial Services, Inc
2015 - 2021 • 6 years
Minot, ND
Senior Asset Preservation Services
1985 - Present • 41 years
Stanley, ND
BBH Insurance, Inc
1985 - Present • 41 years
Stanley, ND
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
A formal proceeding by a regulator, such as the SEC, FINRA or a state securities agency, over investment-related rules.
The advisor resigned, was permitted to resign or was discharged after allegations of rule violations, fraud or failure to supervise.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
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