Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65, Series 66
Experience Industry experience
29 years
Location
Marmora, NJ 08223
Capitol Securities Management, Inc.
Multi-team
Richard Cioffi is a financial advisor with Capitol Securities Management, Inc. in Marmora, NJ, holding Series 63, 65, and 66 licenses and having 29 years of industry experience. He previously worked at RBC Capital Markets and has served as a baseball coach for a middle school team. Capitol Securities Management serves individual investors, institutional and corporate clients, retirement plans, trusts, and small businesses by providing portfolio management, financial planning, consulting, and wrap fee programs. The firm operates as both a broker-dealer and registered investment adviser, offering advisory services through IAR-managed programs, separately managed accounts, and third-party Money Managers.
Based on Capitol Securities Management, Inc.
Based on Capitol Securities Management, Inc.
Fixed fees for single, one-time financial plans (amount depends on scope and expertise); pension consulting fees may be flat fees typically ranging from $1,000 to $125,000 per year; Portfolio Analysis and Review (PAR) fee is a one-time charge between 0.00% and 0.75%.
Commission-based variable annuities and brokerage services are offered through affiliated broker-dealer Capitol Securities Management, Inc.
Financial planning hourly fees generally range from $150 to $500 per hour; consulting fees generally range from $150 to $500 per hour
Marmora, NJ
25 Roosevelt Blvd
Marmora NJ 08223
Advisors at this office
3
New Jersey
29 years of industry experience
St. Josephs Grade School
2023 - 2026 • 3 years
Toms River, NJ
Capitol Securities Management, INC
2017 - Present • 9 years
Red Bank, NJ
RBC Capital Markets
2013 - 2017 • 4 years
Wall Township, NJ
Wells Fargo Clearing
2009 - 2013 • 4 years
Toms River, NJ
Merrill
2005 - 2009 • 4 years
Toms River, NJ
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Book time directly with this advisor
Series 63, Series 66, Series 7
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CFP®, Series 63, Series 65
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CFP®, Series 65
Somers Point, NJ
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