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Richard Gregory

Advisor at Cambridge Investment Research Advisors

Updated today

Location

Decatur, AL

Credentials

Series 63

Industry experience

29 years

About

Richard Gregory is a financial advisor at Cambridge Investment Research Advisors with 29 years of industry experience. He previously worked at LPL Financial, Oak Tree Financial Services, and Private Advisor Group. Gregory serves as a board member and volunteer for The Salvation Army and is a committee member for Young Life in Decatur, Alabama. Cambridge Investment Research Advisors serves individual investors, retirement plans, charitable organizations, and pension/profit-sharing plans through a network of independent financial professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services, utilizing both discretionary and non-discretionary approaches with access to multiple account platforms and third-party strategists.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Retired Founder/Business Owner Executive

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Fee options

Fixed

Financial Planning and Consulting flat fees generally do not exceed $25,000; Financial Wellness flat fee agreements also offered; Retirement Plan Advisory flat fees negotiated

Percentage

$0 - $100,000: up to 1.50% $100,000 - $250,000: up to 1.25% $250,000+: up to 1.00%

Commissions

Financial Professionals may receive commissions in their capacity as Registered Representatives for securities and insurance products

Project-based

Financial Planning and Consulting hourly fees generally do not exceed $500/hour; Retirement Plan Advisory and Consulting Services up to $500/hour

Other

Account minimum: $25,000 Minimum fee: Setup fee generally the lesser of 1% of assets under management or $1,000; combined setup fee and advisory fee not to exceed 3% of AUM; service fee up to $300 Fee-only: Financial Planning and Consulting fees include flat fees up to $25,000, hourly fees generally not exceeding $500/hour, asset-based fees for investment consulting

Location

Decatur, AL

Most active in

Alabama

Work history

Cambridge Investment Research Advisors, Inc.

2023 - Present (3 years)

Cambridge Investment Research, Inc.

2023 - Present (3 years)

Oak Tree Financial Services, LLC

2018 - 2023 (5 years)

Oak Tree Financial Services, LLC

2017 - 2023 (6 years)

LPL Financial

2012 - 2023 (11 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 63, Series 65

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Income planning Retirement withdrawal strategies Active portfolio management Founder/Business Owner Executive
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Priceville, AL

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Retirement income strategy Wealth management Founder/Business Owner Retired
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Dustin H

CFP®, Series 63, Series 66

Madison, AL

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Wealth management Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Multi-generational wealth transfer Founder/Business Owner Executive
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Series 66

Decatur, AL

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Private / alternative investments Options & derivatives strategies Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Charitable giving & philanthropy Founder/Business Owner Doctor or Medical Professional Executive
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