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Richard Wayne Parsons

Advisor at Cambridge Investment Research Advisors — Newton, KS

Updated today

Credentials

Series 63, Series 65

Experience

34 years

Location

Newton, KS 67114

Cambridge Investment Research Advisors logo

Cambridge Investment Research Advisors

Institution

Total advisors

3,909

Across 2,200 offices

Clients per advisor

91 Typical

Avg AUM per client

$378,281 Low

HNW client ratio

13% Typical

About

Richard Parsons is a financial advisor with Cambridge Investment Research Advisors, holding Series 63 and Series 65 licenses and 34 years of industry experience. His career includes roles at Cambridge Investment Research and Crossroads Financial Advisors, among others. Parsons is actively involved in his community, serving as president of the Wichita Toy Train Museum & Club and holding various board positions including treasurer of the Whitewater Fireman's Relief Fund and first vice president of the Mid Kansas Incident Response Team. Cambridge Investment Research Advisors is an SEC-registered firm serving a diverse client base through a network of independent financial professionals. The firm offers financial planning, investment management, and retirement plan advisory services, utilizing multiple platform arrangements and proprietary as well as third-party model strategies tailored to client objectives.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Wealth management Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Self-Employed

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Fee options

Fixed

For financial planning and consulting, flat fees generally do not exceed $25,000 but may be higher based on complexity; For WealthPort setup fee generally less than 1% of assets or $1,000

Percentage

$0 - $100,000: 1.50% $100,000 - $250,000: 1.25% $250,000+: 1.00%

Commissions

Financial Professionals acting as Registered Representatives receive commissions on securities and insurance sales

Project-based

Generally up to $500 per hour for financial planning and consulting services; up to $500 per hour for retirement plan advisory services

Subscriptions

Financial Wellness services paid by employer; flat or hourly fees per agreement

Other

Account minimum: $5,000 Minimum fee: Minimum WealthPort program fee of $250 annually for CAAP® and UMA accounts

Location

See office

Newton, KS

1023 Washington Rd., Ste. 100

Newton KS 67114

Advisors at this office

1

Most active in

Kansas · Texas

Work history

34 years of industry experience

Cambridge Investment Research, Inc.

2021 - Present • 5 years

Fairfield, IA

Cambridge Investment Research Advisors

2021 - Present • 5 years

Fairfield, IA

Crossroads Financial Advisors

2017 - Present • 9 years

Newton, KS

USA Financial Securities

2017 - 2021 • 4 years

Ada, MI

cfd Investments, Inc

2009 - 2017 • 8 years

Kokomo, IN

Creative Financial Designs

2009 - 2017 • 8 years

Kokomo, IN

Parsons Financial Services Inc.

2000 - 2017 • 17 years

Newton, KS

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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John M

CFP®, Series 65

Newton, KS

Longview Advisors, LLC

John Miller is a CFP® and Series 65-licensed financial advisor with 12 years of industry experience. He has been with Longview Advisors, LLC since 2016, where he is the sole advisor. Outside of his advisory role, he serves as treasurer for his family's grain production farm. Longview Advisors is a fee-only independent firm serving individuals, retirement plans, trusts, and charitable organizations. The firm integrates investment strategy with financial planning using a passive, asset-class diversification approach and offers various structured planning frameworks under a fiduciary standard.

Charitable giving & philanthropy College savings (529s, UTMA, etc.)
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Steven N

Series 63, Series 65

Newton, KS

Cetera

Steven Nikkel is a financial advisor with Cetera, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has been with Cetera since 2014 and also has longstanding ties to The Citizens State Bank since 1998. Outside of his advisory role, he serves as treasurer on a church plant committee and is a board member of a church planning committee within the Western District Conference. Cetera Investment Advisers LLC is an SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients through a large nationwide network of independent advisors. The firm offers a range of portfolio management, financial planning, and consulting services, operating a multi-manager platform with access to both affiliated and third-party investment strategies.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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Nathaniel H

Series 66

Newton, KS

LPL Financial

Nathaniel Heilig is a financial advisor with LPL Financial based in Newton, Kansas. He holds a Series 66 designation and has one year of experience in the industry. Outside of advisory work, he is involved as a musician with DJ Vapormist and is associated with a business entity, GAINZ CENTRAL LLC, for tax and investment purposes. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of financial planning and asset management services, utilizing both proprietary and third-party strategies.

Wealth management Retirement income strategy College savings (529s, UTMA, etc.) Tax-loss harvesting Annuities Retired Founder/Business Owner Executive
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Sandra R

Series 66

Newton, KS

Ameriprise

Sandra Rohe is a financial advisor with Ameriprise in Newton, Kansas, holding a Series 66 designation and 14 years of industry experience. She has been with Ameriprise and its affiliated entities since 2004. Outside of her advisory role, she serves on the Board of Directors for the Caring Hands Humane Society and acts as Secretary of the Hospitality Commission at Bethel College Mennonite Church. Ameriprise offers a retirement-income planning service aimed at individuals with significant investable assets, providing written recommendations that address income sources, Social Security options, and tax-smart withdrawal strategies. The firm combines research, modeling, and tax-efficiency analysis in a centralized consulting process to deliver tailored retirement income advice.

Retirement income strategy Income planning Social Security optimization Retirement withdrawal strategies Approaching retirement
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Denise V

Series 66

Newton, KS

Cetera

Denise Voth is a financial advisor at Cetera with four years of industry experience. She holds the Series 66 designation and has worked at Cetera and its related entities since 2019, as well as at Citizens Financial Services since 2016. Outside of her advisory role, she serves as treasurer for two local community organizations, handling bookkeeping and budget processing. Cetera Investment Advisers LLC is an SEC-registered firm that serves a broad client base including individuals, employer-sponsored retirement plans, corporate and charitable clients, and institutional accounts. The firm offers a range of portfolio management and financial planning services through a multi-manager platform and supports over 10,000 advisors nationwide.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
user avatar

Kevin G

CFP®, Series 63, Series 65

Newton, KS

Cetera

Kevin Goering is a financial advisor with Cetera, holding the CFP® designation and securities licenses Series 63 and Series 65. He has 34 years of industry experience, including over two decades at Avantax Advisory Services and related entities. Outside of his advisory work, he operates a CPA firm focused on tax preparation and accounting and serves as co-trustee of a family revocable trust. Cetera Investment Advisers LLC is a nationwide SEC-registered firm serving individual, retirement plan, corporate, charitable, and institutional clients. The firm offers a multi-manager platform with discretionary and non-discretionary portfolio management, financial planning, and access to various program structures and third-party managers.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Founder/Business Owner Executive
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