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Scott Allen Van De Ven

Advisor at Cetera — Cape Girardeau, MO N Kingshighway

Updated today

Credentials

Series 66

Experience

14 years

Location

Cape Girardeau, MO 63701

Cetera logo

Cetera

Institution

Total advisors

10,171

Across 5,094 offices

Clients per advisor

79 Low

Avg AUM per client

$306,089 Low

HNW client ratio

10% Low

About

Scott Van De Ven is a financial advisor with Cetera, holding a Series 66 designation and 14 years of industry experience. He has worked at Cetera since 2018 and previously spent six years with 1ST Global Advisors, Inc. In addition to his advisory role, he is involved in an accounting and tax consulting firm, Van De Ven, LLC, based in Cape Girardeau, MO. Cetera is an SEC-registered adviser that serves individual, corporate, charitable, and institutional clients through a large nationwide network of independent advisors. The firm offers a multi-manager platform with a range of portfolio management and financial planning services, managing over $256 billion in assets across more than 10,000 advisors.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Cetera

Founder/Business Owner Executive

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Fee options

Fixed

Flat fees may be charged for financial planning and consulting services as negotiated with advisor.

Percentage

$0 - $250,000: up to 2.90% $250,001 - $500,000: up to 2.90% $500,001 - $1,000,000: up to 2.70% $1,000,001 - $2,000,000: up to 2.00% $2,000,001+: up to 1.50%

Commissions

Advisors may be registered representatives and licensed insurance agents earning commissions on securities and insurance products.

Project-based

Consulting and financial planning services may be charged on an hourly rate basis, ranges not specifically stated.

Other

Account minimum: $5,000 Fee-only: Flat fees for financial planning and consulting services; hourly fees for financial planning and consulting according to client agreement; fees negotiated with advisor.

Location

See office

Cape Girardeau, MO N Kingshighway

1020 N Kingshighway, Suite D

Cape Girardeau MO 63701

Advisors at this office

1

Most active in

Missouri

Work history

14 years of industry experience

Cetera

2018 - Present • 8 years

Schaumburg, IL

CETERA Financial Specialists LLC

2018 - Present • 8 years

Schaumburg, IL

1ST Global Advisors, Inc.

2011 - 2017 • 6 years

Cape Girardeau, MO

1st Global Capital Corp

2011 - 2017 • 6 years

Cape Girardeau, MO

Van de Ven Wealth Management, LLC

2011 - Present • 15 years

Care Girardeau, MO

Van De Ven, LLC

1991 - Present • 35 years

Cape Girardeau, MO

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

John H

Series 65

Cape Girardeau, MO

Strategic Investment Advisors, Ltd.

John Hillin is a financial advisor at Strategic Investment Advisors, Ltd. in Cape Girardeau, MO, holding a Series 65 designation with 26 years of industry experience. He has been with Strategic Investment Advisors since 1998 and also operates HILLIN AND COMPANY, PC. Strategic Investment Advisors, Ltd. manages approximately $78.5 million in discretionary assets for individuals, retirement plans, trusts, charitable organizations, corporations, and small businesses. The firm employs a long-term, asset-allocation investment approach based on Modern Portfolio Theory, utilizing passively managed mutual funds and third-party model portfolios, while providing comprehensive financial planning and employee benefit advisory services.

Passive / index investing General retirement planning College savings (529s, UTMA, etc.) General tax planning
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Kyle H

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Kyle Hylla is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO. He holds a Series 65 designation and has one year of industry experience. Prior to joining Alspaugh Wealth Management, he worked at Innovative Insurance Consultants, LLC, First Midwest Bank, Parkside Financial Bank & Trust, Lockton Companies, and MRV Banks. Alspaugh Wealth Management serves individual and high-net-worth clients offering discretionary asset management, financial planning, and retirement-plan services. The firm employs a range of investment methods and collaborates with co-advisors and sub-advisors while maintaining a focus on participant education and technology-supported performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
user avatar

Jason L

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Jason Lee is a financial advisor at Alspaugh Wealth Management with six years of industry experience. He holds a Series 65 license and has worked at Alspaugh Wealth Management since 2020. In addition to his advisory role, Lee operates an insurance agency, Innovative Insurance Consultants, based in Cape Girardeau, Missouri. Alspaugh Wealth Management serves individual and high-net-worth clients, offering discretionary asset management, financial planning, and retirement-plan services. The firm uses a variety of investment methods and works with co-advisors and sub-advisors to manage client portfolios, conducting regular account reviews and providing technology-supported performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
user avatar

Tracy P

Series 65

Cape Girardeau, MO

Alspaugh Wealth Management

Tracy Pelczynski is a financial advisor at Alspaugh Wealth Management with a Series 65 designation. She has been with the firm since 2023 and previously worked at SoutheastHEALTH for 28 years. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a mix of investment methods and works with co-advisors and sub-advisors to manage portfolios, offering regular account reviews and performance reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
user avatar

Brock A

Series 66

Cape Girardeau, MO

Alspaugh Wealth Management

Brock Alspaugh is a financial advisor with Alspaugh Wealth Management in Cape Girardeau, MO, holding a Series 66 designation and 24 years of industry experience. He founded Alspaugh Wealth Management in 2013 and previously worked at Taylor Capital Management Inc. from 2013 to 2018. Outside of advising, he has been involved with Innovative Insurance Consultants, an insurance products sales business, since 2008. Alspaugh Wealth Management serves individual and high-net-worth clients by providing discretionary asset management, financial planning, and ERISA 3(21) retirement-plan services. The firm employs a range of investment methods and delegates portfolio management for some accounts while maintaining oversight and conducts regular account reviews and client reporting.

Retirement plans for business owners (SEP, solo 401k) Wealth management Private / alternative investments
user avatar

Clay E

Series 66, Series 63

Jackson, MO

Stone House Investment Management, LLC

Clay Eubanks is a financial advisor at Stone House Investment Management, LLC with four years of industry experience. He holds Series 66 and Series 63 designations. Prior to joining Stone House, he worked at Thrivent Financial and Procter and Gamble. Stone House Investment Management offers discretionary investment management and modular financial planning to individual clients, trusts, estates, charitable organizations, corporations, and other advisers. The firm employs a range of model and separately managed strategies, utilizes sub-advisers and active trading techniques, and manages accounts primarily on a discretionary basis.

Retirement income strategy Income planning Active portfolio management Concentrated stock management Retired Founder/Business Owner Executive
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