Shauket Sherali
Advisor at Spondeo Capital, LLC — Los Angeles, CA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
15 years
Location
Los Angeles, CA
Spondeo Capital, LLC
Independent
Total advisors
1Clients per advisor
11 TypicalAvg AUM per client
$2,356,366 Very HighHNW client ratio
64% Very HighShauket Sherali is a financial advisor at Spondeo Capital, LLC with 14 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank and Morgan Stanley Smith Barney. Spondeo Capital provides discretionary portfolio management and retirement plan consulting to individuals, families, trusts, corporations, and employer-sponsored retirement plans. The firm employs a blend of fundamental, technical, quantitative, and sector analysis to manage diversified portfolios and offers ongoing consulting services to plan sponsors.
Based on Spondeo Capital, LLC
Up to 2.00% annually (negotiable, varies by scope of service)
Commission from insurance product sales to clients (potential conflict of interest disclosed)
Los Angeles, CA
Los Angeles CA
Advisors at this office
1
California · Texas
15 years of industry experience
Spondeo Capital, Llc
2022 - Present • 4 years
Los Angeles, CA
Morgan Stanley Private Bank, N.A
2018 - Present • 8 years
New York, NY
Morgan Stanley Private Bank, N.A.
2015 - 2022 • 7 years
New York, NY
Morgan Stanley Smith Barney Llc
2011 - 2022 • 11 years
Los Angeles, CA
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Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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