Shaun Brookman
Advisor at The Mass Group
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 65
Experience Industry experience
3 years
Location
Remote
The Mass Group
Supported
Total advisors
2Clients per advisor
41 TypicalAvg AUM per client
$543,429 LowHNW client ratio
85% Very HighAbout
Shaun Brookman is a Series 65-credentialed financial advisor with two years of industry experience. He currently works at The Mass Group and has prior experience with Hoxton Capital Management and Blacktower Financial Management, as well as a seven-year tenure at PWS Group. The Mass Group specializes in pension advisory, portfolio management, financial planning, and insurance referral services for individual and high-net-worth clients, with a focus on UK pension transfers and SIPP implementation. The firm employs a client-specific investment process that incorporates various analysis techniques and operates primarily on a non-discretionary basis.
Client services
Based on The Mass Group
Financial planning
Portfolio management
Pension advisory services - uk clients
Expertise
Based on The Mass Group
General retirement planning
Wealth management
Retirement income strategy
Fee options
Financial planning fees range from $750 to $10,000 (fixed fee)
Up to 1.50% annually
Most active in
Shaun B has reported serving >5 clients in these states in the last 12 months.
Texas
Work history
3 years of industry experience
The Mass Group
2024 - Present • 2 years
Dubai
Hoxton Capital Management USA
2022 - 2024 • 2 years
Austin, TX
Hoxton Capital Management FZE
2022 - 2024 • 2 years
Dubai
Blacktower Financial Management US LLC
2019 - 2021 • 2 years
New York, NY
Blacktower Financial Management International
2019 - 2021 • 2 years
Gibraltar
PWS Group
2012 - 2019 • 7 years
Dubai
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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