The Mass Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The Mass Group provides investment advisory and retirement-related services to individuals and families, including both non-high-net-worth and high-net-worth clients. Its service offerings include non-discretionary investment management, written financial planning, and pension consulting for both U.S. and non-U.S. clients.
The firm operates primarily on a non-discretionary basis, delivering investment recommendations that require client approval before execution and emphasizing strategic asset allocation across equities, mutual funds, ETFs and, where appropriate, cash holdings. Its research and portfolio construction draw on a mix of fundamental, technical, and quantitative methods, including a proprietary optimization model, and it performs periodic account reviews tied to client risk profiles and objectives.
Noteworthy aspects disclosed in the Form ADV include that all reported regulatory assets are managed on a non-discretionary basis and that the firm maintains its principal office outside the United States. The Mass Group also offers financial planning under a fixed-fee arrangement while using asset-based advisory billing for portfolio management, facilitates access to international pension and investment platforms (including specific UK providers), and discloses receipt of remuneration from certain non-U.S. platform providers.
Client services
Expertise
Demographic focus
Fee options
Financial planning fees range from $750 to $10,000 (fixed fee)
Up to 1.50% annually
Most active in
California · Colorado · Florida · Louisiana · New York · Texas
Also doing business as
The Mass Group · The Mass Group L.L.C Fz
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Afzaal A
Series 65
Remote
The Mass Group
Afzaal Abbas is a Series 65-licensed financial advisor with three years of industry experience. He is currently with The Mass Group, where he has worked since 2024. Prior to this, he held positions at Hoxton Capital Management USA and Blacktower Financial Management. The Mass Group provides pension advisory, portfolio management, financial planning, and insurance referral services primarily to individual and high-net-worth clients. The firm specializes in UK pension transfers and SIPP implementation, operating mainly on a non-discretionary basis with a focus on client-specific risk profiling and a combination of analytical investment techniques.
Shaun B
Series 65
Remote
The Mass Group
Shaun Brookman is a Series 65-credentialed financial advisor with two years of industry experience. He currently works at The Mass Group and has prior experience with Hoxton Capital Management and Blacktower Financial Management, as well as a seven-year tenure at PWS Group. The Mass Group specializes in pension advisory, portfolio management, financial planning, and insurance referral services for individual and high-net-worth clients, with a focus on UK pension transfers and SIPP implementation. The firm employs a client-specific investment process that incorporates various analysis techniques and operates primarily on a non-discretionary basis.
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