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Spencer Schoch

Advisor at LPL Financial

Updated today

Location

Cape Girardeau, MO 63701

Credentials

Series 66

Industry experience

10 years

About

Spencer Schoch is a financial advisor with LPL Financial in Cape Girardeau, MO, holding a Series 66 designation and 10 years of industry experience. Prior to joining LPL Financial in 2020, he worked at Mass Mutual Investors Services and Mass Mutual Life Insurance Company from 2015 to 2020. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.

Client services

Based on LPL Financial

Financial planning Portfolio management Educational seminars or workshops
Consulting and other non-discretionary advisory services

Expertise

Based on LPL Financial

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting

Occupation focus

Based on LPL Financial

Founder/Business Owner Retired

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Fee options

Fixed

Financial planning and consulting services may be charged a flat fee as negotiated.

Commissions

Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.

Project-based

Financial planning hourly fees up to $500 per hour.

Other

Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.

Location

2911 Breckenridge Dr

Cape Girardeau, MO 63701

Most active in

Missouri · Texas

Work history

LPL Financial

2020 - Present (6 years)

Mass Mutual Investors Services

2015 - 2020 (5 years)

Mass Mutual LIfe Insurance Company

2015 - 2020 (5 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Active portfolio management Factor investing / smart beta Options & derivatives strategies
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