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Stacey Neal Brooks

Advisor at Maridea Wealth Management — Marietta, OH

Updated today

Credentials

Series 63

Experience

29 years

Location

Marietta, OH 45750

Maridea Wealth Management logo

Maridea Wealth Management

Multi-team

Total advisors

34

Across 18 offices

Clients per advisor

62 Typical

Avg AUM per client

$858,530 High

HNW client ratio

16% Typical

About

Stacey Brooks is a financial advisor with Maridea Wealth Management, holding a Series 63 credential and bringing 29 years of industry experience. Her prior firms include LPL Financial LLC and Cetera Advisors LLC. Brooks serves on the Board of Public Affairs for the Village of Beverly, Ohio, participating in decisions regarding local water and sewer systems. Maridea Wealth Management advises individuals, high-net-worth clients, trusts, estates, businesses, and retirement plans, managing nearly $2 billion in assets through a 33-advisor team. The firm constructs diversified, tax-aware portfolios with a long-term focus and integrates insurance and tax planning services via affiliated entities.

Client services

Based on Maridea Wealth Management

Financial planning Portfolio management Pension consulting Selection of other advisers

Occupation focus

Based on Maridea Wealth Management

Founder/Business Owner

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Fee options

Fixed

Fixed financial planning fees up to $10,000; fixed cash management and treasury services fees based on scope and complexity

Percentage

$0+: Up to 2.50% annually (investment management fees, negotiable based on factors such as scope, complexity, asset level, and client relationship) $0+: Up to 1.00% annually (retirement plan advisory services, negotiable depending on plan size and complexity)

Project-based

Hourly financial planning fees up to $250 per hour

Other

Account minimum: $100,000 (may be reduced or waived at Adviser’s sole discretion) Fee-only: Financial planning fixed fees up to $10,000; hourly planning fees up to $250/hour; CFO services fees depend on complexity (separate and distinct from advisory fees)

Location

See office

Marietta, OH

324 4th Street

Marietta OH 45750

Advisors at this office

6

Most active in

Ohio · Texas

Work history

29 years of industry experience

Maridea Insurance Company, LLC

2026 - Present • 1 year

Marietta, OH

Private Client Services

2026 - Present • 1 year

Marietta, OH

Maridea Wealth Management LLC

2026 - Present • 1 year

Marietta, OH

LPL Financial LLC

2021 - 2026 • 5 years

Marietta, OH

Cetera Advisors LLC

2004 - 2021 • 17 years

Marietta, OH

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Taj R

Series 66

Parkersburg, WV

Rohr Capital Management

Taj Rohr is a financial advisor at Rohr Capital Management with 12 years of industry experience. He holds a Series 66 designation and has worked at firms including Lazari Capital Management, Niagara International Capital, and BB&T Investments. Outside of his advisory work, Mr. Rohr is president of Taj Rohr Ministries Inc., a nonprofit music ministry that promotes gospel music through weekend church performances. Rohr Capital Management offers discretionary, fee-based portfolio management and financial planning services primarily to individual and small business clients. The firm uses a tactical allocation strategy incorporating exchange-listed securities, mutual funds, and occasional individual stocks, and manages accounts on a discretionary basis with a fiduciary approach for retirement accounts.

General retirement planning Cash flow / budgeting
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Ashley B

Series 65

Parkersburg, WV

Rohr Capital Management

Ashley Boggs is a financial advisor at Rohr Capital Management in Parkersburg, WV, holding a Series 65 designation with four years of industry experience. In addition to her advisory role, she is the president of Problem-Solving Math, LLC, an educational support services business, and works as an independent tax return preparer. Rohr Capital Management provides discretionary, fee-based portfolio management and financial planning to individual and small business clients, using a tactical allocation approach with exchange-listed securities, mutual funds, and select individual stocks. The firm manages accounts on a discretionary basis and acts as a fiduciary for retirement accounts.

General retirement planning Cash flow / budgeting
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Zachary S

CFP®, Series 65

Vienna, WV

Commonwealth Financial Services

Zachary Seese is a CFP® and Series 65-licensed advisor with three years of industry experience. He is currently with Commonwealth Financial Services, where he has worked since 2022, and previously has experience in educational roles at several institutions including West Virginia University and Parkersburg South High School. Commonwealth Financial Services is an SEC-registered advisory firm that serves individual clients, pension plans, trusts, estates, corporations, and other business entities. The firm offers portfolio management, financial planning, retirement plan advisory services, and lending solutions, employing a range of investment strategies that include fundamental and technical analysis, tactical rebalancing, and third-party manager solutions.

Retired Founder/Business Owner Executive
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Samuel C

Series 65

Vienna, WV

Commonwealth Financial Services

Samuel Cremeans is an advisor at Commonwealth Financial Services with a Series 65 credential and one year of industry experience. Prior to joining Commonwealth, he worked at United Parcel Service and Northwestern Mutual. Commonwealth Financial Services is an SEC-registered advisory firm serving individual clients, pension and profit-sharing plans, trusts, estates, corporations, broker/dealer customers, and other business entities. The firm offers portfolio management, financial planning, retirement plan advisory services, and lending solutions, utilizing fundamental and technical analysis along with third-party manager options.

Retired Founder/Business Owner Executive
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C. J

Series 63, Series 65

Vienna, WV

Hazlett, Burt & Watson, Inc.

C. Johnson is a financial advisor at Hazlett, Burt & Watson, Inc. with 45 years of industry experience. He has been with the firm since 2009 and holds Series 63 and Series 65 designations. Hazlett, Burt & Watson’s division, Security Capital Management, provides customized investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, small businesses, charitable organizations, and pension/profit-sharing plans. The firm employs a documented investment process focused on asset allocation and offers both discretionary and non-discretionary account programs across a range of asset classes.

Wealth management Income planning Real estate investing
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Joshua W

Series 65

Vienna, WV

Commonwealth Financial Services

Joshua Wine is a Series 65-licensed financial advisor with Commonwealth Financial Services in Vienna, WV. He has three years of industry experience and also serves as a Tax Manager at Perry & Associates, CPA's, AC, an accounting firm where he has worked for over ten years. Commonwealth Financial Services is an SEC-registered advisory firm that serves a diverse client base, including individuals, pension plans, trusts, and corporations. The firm offers portfolio management, financial planning, retirement plan advisory services, and securities-backed lending solutions, utilizing a range of investment strategies and custodial platforms.

Retired Founder/Business Owner Executive
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