Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 66
Experience Industry experience
11 years
Location
Harborside, ME
Merrill
Institution
Stephen Bernstein is a Senior Financial Advisor and co-founder of GBM Wealth Management, a financial advisory team based in New Jersey. He has been working exclusively with Merrill Lynch Wealth Management since 2014. Stephen leads a team that focuses on providing comprehensive wealth management services to entrepreneurs, executives, retirees, and their families, emphasizing service and professionalism.
With over a decade of experience, Stephen specializes in areas including divorce transition planning, family wealth management strategies, legacy planning, liquidity management, philanthropic planning, portfolio management, small business strategies, and services for endowments, foundations, and non-profits. His team is committed to anticipatory service, clear communication, and integrated wealth planning to help clients pursue their financial goals efficiently. Stephen and his team have received several recognitions, including multiple listings in Forbes' Best-in-State Wealth Advisors and Top Next-Generation Wealth Advisors.
Stephen holds a Bachelor of Arts degree in Economics from the University of Miami. He serves as the President of The University of Miami Alumni Association – Philadelphia Chapter. Residing in Haddon Township, New Jersey, Stephen enjoys hiking, traveling, especially to Maine, and spending time with his family. He is also involved in animal welfare and ecological preservation efforts.
Based on Merrill
SEC-reported: Commissions on certain transactions, including foreign securities and fixed income; mark-ups, markdowns and dealer spreads may apply to some trades.
Harborside, ME
Harborside ME
Advisors at this office
1
Maine · New Jersey · Texas
11 years of industry experience
Bank Of America, N.a.
2015 - Present • 11 years
Mount Laurel, NJ
Merrill
2014 - Present • 12 years
Mount Laurel, NJ
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 63, Series 66
Deer Isle, ME
Deer Isle Research & Management, LLC
David Williams is the sole advisor at Deer Isle Research & Management, LLC, an independent firm based in Deer Isle, ME. He holds Series 63 and Series 66 licenses and has 15 years of industry experience, all with Deer Isle Research & Management since its founding in 2011. Deer Isle Research & Management provides research-driven advisory services primarily to institutional clients such as investment companies, hedge funds, and other pooled investment vehicles, with limited service to high-net-worth individuals. The firm specializes in concentrated coverage of life-science and healthcare companies, offering fundamental analysis, valuation, clinical-trial modeling, and discretionary portfolio management focused on a select group of companies.
CFP®, Series 63, Series 66
Camden, ME
Ampersand Investment Advisors
Catherine Downey is a CERTIFIED FINANCIAL PLANNER™ professional with 24 years of industry experience. She is the principal of Ampersand Investment Advisors and has a background that includes roles at Morgan Stanley Smith Barney LLC and work as a self-employed CPA. Ampersand Investment Advisors is an independent, state-registered firm providing fee-based investment advisory and financial planning services to individuals, high-net-worth clients, pension plans, trusts, charitable organizations, and business entities. The firm uses a tactical allocation approach with discretionary portfolio management and offers a broad range of investment options along with qualified retirement plan consulting for institutional clients.
Series 65
Belfast, ME
Cubic Pye Capital Management, Inc.
Nicholas Pye is the president of Cubic Pye Capital Management, Inc. in Belfast, Maine, and holds a Series 65 credential with 22 years of industry experience. He is also a Certified Public Accountant and a partner in Cubic Pye LLP, a tax advisory and personal financial planning firm based in Atlanta, Georgia, which operates separately from his investment advisory business. He has been involved with Cubic Pye LLP since 2000. Cubic Pye Capital Management, Inc. provides discretionary portfolio management and investment consulting to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and businesses. The firm customizes portfolios using a combination of fundamental, technical, cyclical, and charting analyses, and offers ongoing monitoring and rebalancing or consulting services depending on client needs.
Series 63, Series 66
Rockport, ME
Integral Financial Planners
Ryan Gosline is a financial advisor at Integral Financial Planners with 16 years of industry experience. He holds Series 63 and Series 66 designations. Prior to founding Integral Financial Planners, he worked at TIAA-CREF and Tiaa for eight years and at Fidelity for one year. Integral Financial Planners is an independent investment adviser serving individuals, high-net-worth clients, and small businesses. The firm employs Modern Portfolio Theory and third-party research to manage discretionary investment portfolios and offers financial and business planning services through a structured discovery, diagnosis, and implementation process.
CFP®, Series 65
Rockport, ME
Logbook Financial Planning, LLC
Christopher Cortese is a CFP® and Series 65-licensed financial advisor with nine years of industry experience. He is the principal of Logbook Financial Planning, LLC, an independent firm based in Rockport, Maine. Cortese has a background that includes over a decade of service with the U.S. Department of State, where he also provides ad hoc management consulting in logistics, operations, and human resources. Logbook Financial Planning, LLC is a fee-only advisory firm serving individual and high-net-worth clients with financial planning and investment management. The firm offers tailored investment policies and discretionary portfolio management through its “Partnered Planning” program, alongside public educational webinars and workshops.
Series 65
Rockport, ME
Birch Point Wealth Management LLC
David Pio is a financial advisor at Birch Point Wealth Management LLC with a Series 65 designation and one year of industry experience. He previously worked at Norwegian Bay Capital and M&A Real Estate Partners. Birch Point Wealth Management LLC offers fee-only investment advisory services and comprehensive financial planning to individual and high-net-worth clients. The firm emphasizes long-term, passively managed, globally diversified portfolios aligned with clients’ goals and risk tolerance.
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