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Stephen David Dissette

Advisor at Horter Investment Management, LLC — Trail Creek, IN

Updated today

Credentials

Series 63, Series 65

Experience

18 years

Location

Trail Creek, IN

Horter Investment Management, LLC logo

Horter Investment Management, LLC

Team

Total advisors

28

Across 18 offices

Clients per advisor

46 Low

Avg AUM per client

$223,282 Very Low

HNW client ratio

6% Very Low

About

Stephen Dissette is a financial advisor with Horter Investment Management, LLC, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has been with Horter since 2014 and concurrently operates Stephen D. Dissette & Associates, where he offers fixed investments and annuity products through workshops and educational programs. Horter Investment Management provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, pension plans, corporations, and insurance-company clients. The firm offers a range of model, multi-manager, and custom portfolios, combining tactical and passive strategies with access to alternative investments and third-party managers.

Client services

Based on Horter Investment Management, LLC

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Based on Horter Investment Management, LLC

Wealth management Active portfolio management

Occupation focus

Based on Horter Investment Management, LLC

Founder/Business Owner Retired

Demographic focus

Based on Horter Investment Management, LLC

Approaching retirement

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Fee options

Fixed

Fixed fee financial planning up to $5,000 per engagement

Commissions

Certain advisors receive commissions for insurance and securities sales through affiliated or unaffiliated broker dealers and insurance agencies

Project-based

$250 to $600 per hour for financial planning services

Other

Account minimum: $1,000,000 (for Horter HCA Blended Models; may be waived at adviser's discretion) Fee-only: Financial planning fees: hourly $250-$600/hour; fixed fees up to $5,000 (fees over $3,000 require approval)

Location

See office

Trail Creek, IN

Trail Creek IN

Advisors at this office

1

Most active in

Illinois · Indiana · Michigan · Texas · Virginia

Work history

18 years of industry experience

Horter Investment Management

2014 - Present • 12 years

Cincinnati, OH

Stephen D.. Dissette & Associates

2014 - Present • 12 years

Trail Creek, IN

World Financial Group

2002 - 2019 • 17 years

Oak Brook, IL

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Michael H

Series 65

Chesterton, IN

Seek & Find Financial

Michael Halloran is a financial advisor at Seek & Find Financial, LLC with one year of industry experience. He holds a Series 65 designation and has prior work history in various businesses including Summers of Brownsburg, Inc. and Core Value Contracting. Seek & Find Financial, LLC provides portfolio management and pension/401(k) consulting services to individuals, high-net-worth clients, and corporate entities. The firm utilizes a combination of quantitative and technical analysis in a long-term trading approach, offering both discretionary and non-discretionary management tailored to each client’s investment policy.

Wealth management Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities
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Hayden K

Series 65

Chesterton, IN

Seek & Find Financial

Hayden Kaminski is a financial advisor at Seek & Find Financial with a Series 65 designation and one year of industry experience. Prior to joining the firm, he worked at Blue Sky Financial Partners and has held roles outside finance, including teaching at Purdue University Northwest and North Judson-San Pierre High School. Seek & Find Financial provides portfolio management and pension/401(k) consulting for individuals, high-net-worth clients, and corporate entities. The firm employs a mix of quantitative and technical investment methods, focusing on long-term trading and a preference for ETFs, while offering both discretionary and non-discretionary management tailored to each client's risk tolerance and time horizon.

Wealth management Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities
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Daniel D

Series 66

Chesterton, IN

Seek & Find Financial

Daniel Delaney is a financial advisor at Seek & Find Financial with seven years of industry experience. He holds a Series 66 designation and has previously worked at CreativeOne Wealth/CHANGEPATH and Wells Fargo Advisors. In addition to his advisory role, he provides business consulting focused on tax and operations and receives fees through consulting agreements and client referrals. Seek & Find Financial, LLC offers portfolio management and pension/401(k) consulting for individuals, high-net-worth clients, and corporate entities. The firm uses a quantitative and technical investment approach, emphasizing long-term trading and ETFs, and also provides discretionary and non-discretionary management tailored to each client’s needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Real estate investing Annuities
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Kevin O

Series 65

Chesterton, IN

Aspirean Wealth, LLC

Kevin Ostafinski is a financial advisor with Aspirean Wealth, LLC in Chesterton, IN. He holds a Series 65 designation and has professional experience that includes roles at CLH CPA's & Associates, Luke Family of Brands, and service in the United States Navy. Ostafinski joined Aspirean Wealth in 2025. Aspirean Wealth provides advisory services to individuals, high net worth clients, and employer-sponsored retirement plans, focusing on long-term, asset-allocation-driven strategies using broadly diversified, passively managed mutual funds and ETFs. The firm manages approximately $195 million in assets and employs a team-based approach with ongoing portfolio oversight and periodic client reviews.

Passive / index investing General tax planning Retirement plans for business owners (SEP, solo 401k)
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John G

CFA®, Series 63, Series 66

Union Pier, MI

WealthCare Financial Group, Inc.

John Gannon is a CFA® charterholder with 19 years of industry experience. He is currently with WealthCare Financial Group, Inc. and has previously worked at firms including LPL Financial, Fidelity Investments, JP Morgan Securities, and Merrill. WealthCare Financial Group serves individuals and families, business owners, non-profit organizations, and retirement plan sponsors. The firm offers financial planning, retirement planning, portfolio management, pension consulting, and rollover guidance, employing a “Structured Investing” approach based on diversified, customized portfolios and a long-term focus.

General retirement planning Retirement income strategy Tax-loss harvesting Annuities Founder/Business Owner Retired Mid-Career Professionals
user avatar

Kevin C

Series 66

Michigan City, IN

Paradigm Wealth Management, LLC

Kevin Cooney is a financial advisor at Paradigm Wealth Management, LLC with 18 years of industry experience. He holds the Series 66 designation and has previously worked at Halo Securities LLC, Sentinus, LLC, and Ausdal Financial Partners. In addition to his advisory role, he is also a licensed life and health insurance agent. Paradigm Wealth Management serves individuals, including high-net-worth clients, and charitable organizations by providing portfolio management, financial planning, and third-party money manager recommendations. The firm employs a tailored investment approach using fundamental and technical analysis, modern portfolio theory, and long-term strategies, while offering educational seminars and utilizing third-party platforms for account aggregation and rebalancing.

Options & derivatives strategies Real estate investing Active portfolio management
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