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Stephen Dissette

Advisor at Horter Investment Management, LLC

Updated today

Location

Trail Creek, IN

Credentials

Series 63, Series 65

Industry experience

18 years

About

Stephen Dissette is a financial advisor with Horter Investment Management, LLC, holding Series 63 and Series 65 licenses and bringing 18 years of industry experience. He has been with Horter since 2014 and concurrently operates Stephen D. Dissette & Associates, where he offers fixed investments and annuity products through workshops and educational programs. Horter Investment Management provides portfolio management, financial planning, and retirement-plan advisory services to individuals, trusts, pension plans, corporations, and insurance-company clients. The firm offers a range of model, multi-manager, and custom portfolios, combining tactical and passive strategies with access to alternative investments and third-party managers.

Client services

Based on Horter Investment Management, LLC

Financial planning Portfolio management Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Based on Horter Investment Management, LLC

Wealth management Active portfolio management

Occupation focus

Based on Horter Investment Management, LLC

Founder/Business Owner Retired

Demographic focus

Based on Horter Investment Management, LLC

Approaching retirement

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Fee options

Fixed

Fixed fee financial planning up to $5,000 per engagement

Commissions

Certain advisors receive commissions for insurance and securities sales through affiliated or unaffiliated broker dealers and insurance agencies

Project-based

$250 to $600 per hour for financial planning services

Other

Account minimum: $1,000,000 (for Horter HCA Blended Models; may be waived at adviser's discretion) Fee-only: Financial planning fees: hourly $250-$600/hour; fixed fees up to $5,000 (fees over $3,000 require approval)

Location

Trail Creek, IN

Most active in

Illinois · Indiana · Michigan · Texas

Work history

Horter Investment Management

2014 - Present (12 years)

Stephen D.. Dissette & Associates

2014 - Present (12 years)

World Financial Group

2002 - 2019 (17 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 65

La Porte, IN

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Passive / index investing
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Michael H

Series 65

Chesterton, IN

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Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities
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Hayden K

Series 65

Chesterton, IN

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Series 66

Chesterton, IN

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Wealth management Retirement plans for business owners (SEP, solo 401k) Annuities
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David O

CFP®, Series 63

La Porte, IN

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Wealth management
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Kevin O

Series 65

Chesterton, IN

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Kevin Ostafinski is a financial advisor with Aspirean Wealth, LLC in Chesterton, IN. He holds a Series 65 designation and has professional experience that includes roles at CLH CPA's & Associates, Luke Family of Brands, and service in the United States Navy. Ostafinski joined Aspirean Wealth in 2025. Aspirean Wealth provides advisory services to individuals, high net worth clients, and employer-sponsored retirement plans, focusing on long-term, asset-allocation-driven strategies using broadly diversified, passively managed mutual funds and ETFs. The firm manages approximately $195 million in assets and employs a team-based approach with ongoing portfolio oversight and periodic client reviews.

Passive / index investing General tax planning Retirement plans for business owners (SEP, solo 401k)
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