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Thomas Leroy Deppe Jr.

Advisor at Coast Advisory LLC — East Troy, WI

Updated today

Credentials

Series 63, Series 66

Experience

20 years

Location

East Troy, WI 53120

Coast Advisory LLC logo

Coast Advisory LLC

Supported

Total advisors

2

Clients per advisor

272 Very High

Avg AUM per client

$222,505 Very Low

HNW client ratio

4% Very Low

About

Thomas Deppe Jr. is the sole advisor at Coast Advisory LLC, holding Series 63 and Series 66 licenses with 20 years of industry experience. He previously worked at Woodbury Financial Services, Inc. for over a decade and has engaged in insurance and tax preparation activities through Breakthru Financial Services LLC. Coast Advisory LLC provides asset management and financial planning services to individuals, small businesses, trusts, estates, high-net-worth clients, and charities. The firm employs a variety of analytical methods and investment strategies, including options and alternative investments, and may appoint sub-advisors to manage client accounts.

Client services

Based on Coast Advisory LLC

Portfolio management Selection of other advisers

Expertise

Based on Coast Advisory LLC

Active portfolio management Tax-loss harvesting

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Fee options

Percentage

1.5% annually for all assets under management

Project-based

$500 per hour for financial planning and consulting

Location

East Troy, WI

2100 Church St., Suite 200

East Troy WI 53120

Advisors at this office

2

Most active in

Wisconsin

Work history

20 years of industry experience

Coast Advisory LLC

2025 - Present • 1 year

East Troy, WI

Breakthru Financial Services LLC

2024 - 2026 • 2 years

Mukwonago, WI

Breakthru Advisory Services LLC

2024 - 2026 • 2 years

Mukwonago, WI

OSAIC

2024 - 2024 • 1 year

Mukwonago, WI

Woodbury Financial Services, Inc

2011 - 2024 • 13 years

Woodbury, MN

Woodbury Financial Services, Inc

2010 - 2024 • 14 years

Woodbury, MN

TMFD

2006 - Present • 20 years

Mukwonago, WI

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

user avatar

Nicholas M

Series 66

Waterford, WI

FIAT LUX Capital Management

Nicholas Mowry is a financial advisor with FIAT LUX Capital Management, holding a Series 66 designation and six years of industry experience. Prior to founding FIAT LUX in 2025, he worked at Lauer Financial Services and MWA Financial Services Inc. Outside of finance, he teaches private music lessons through his Nicholas Mowry Music business. FIAT LUX Capital Management is an independent advisory firm serving individuals, trusts, charitable organizations, small businesses, partnerships, and corporations. The firm manages approximately $51.6 million in client assets with a focus on customized investment management, cash-flow analysis, and planning.

Medicare planning Social Security optimization College savings (529s, UTMA, etc.) Options & derivatives strategies
user avatar

Austin N

CFP®

Muskego, WI

Toptier Wealth Management

Austin Nelson is a CFP® professional with 10 years of experience in financial advising. He has worked at Toptier Wealth Management since 2018 and previously spent two years with Cambridge Investment Research Advisors, Inc. Toptier Wealth Management advises individual and high-net-worth clients, providing financial planning, wealth management, and discretionary portfolio management services. The firm manages approximately $175 million in discretionary assets primarily through mutual funds and ETFs, utilizing fundamental analysis and Modern Portfolio Theory, and offers specialized employer-related and business planning services.

Retirement income strategy Social Security optimization Equity compensation tax strategy Business exit / sale strategy Tax strategies for small businesses Founder/Business Owner Executive
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Michael B

Series 63, Series 65

Muskego, WI

Toptier Wealth Management

Michael Brusko is a financial advisor at Toptier Wealth Management with 15 years of industry experience. He holds Series 63 and Series 65 designations and previously worked at Heartland Advisors and ALPS Distributors, Inc. Brusko has been with Toptier Wealth Management since 2018. Toptier Wealth Management serves individual and high-net-worth clients, providing financial planning, wealth management, and discretionary portfolio management. The firm manages approximately $176 million in discretionary assets using mutual funds, ETFs, and model portfolios, with a focus on employer-related and business planning services.

Retirement income strategy Social Security optimization Equity compensation tax strategy Business exit / sale strategy Tax strategies for small businesses Founder/Business Owner Executive
user avatar

Sarah K

Series 63, Series 65

East Troy, WI

Coast Advisory LLC

Sarah Kopesky is a financial advisor at Coast Advisory LLC with 10 years of industry experience. She holds Series 63 and Series 65 licenses and has worked at firms including Woodbury Financial Services and K2 Financial LLC. Outside of advisory services, she owns K2 Financial, LLC, a tax preparation and insurance business. Coast Advisory LLC provides asset management and financial planning to individuals, small businesses, trusts, estates, high-net-worth clients, and charities. The firm uses a range of analysis methods and investment strategies, offers discretionary portfolio management, and may appoint sub-advisors to manage client accounts.

Active portfolio management Tax-loss harvesting
user avatar

Shaun W

Series 63, Series 65

Eagle, WI

Avaii Wealth Management, LLC

Shaun Williams is a financial advisor with Avaii Wealth Management, LLC, holding Series 63 and Series 65 licenses and bringing 26 years of industry experience. Prior to joining Avaii in 2026, he worked for Ameritas Advisory Services, LLC and Ameritas Investment Company, LLC for 20 years. He is also president of Williams Financial, LLC, a business focused on insurance and business planning, and is involved in farming activities. Avaii Wealth Management provides investment management, financial planning, and retirement plan advisory services to individuals, families, trusts, charitable organizations, businesses, and retirement plans. The firm manages approximately $603 million with an 11-person advisory team, integrating financial planning and portfolio management using a mix of active and passive investments and third-party managers when appropriate.

Retirement plans for business owners (SEP, solo 401k)
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James P

Series 66

Elkhorn, WI

Harbour Investments, Inc.

James Pfeil is a financial advisor at Harbour Investments, Inc. with 13 years of industry experience. He holds a Series 66 designation and has worked at several firms including Thrivent Financial and Calton & Associates. In addition to his advisory role, he is involved in insurance through Sierra Financial Services, focusing on fixed annuities and various insurance products. Harbour Investments serves a diverse client base ranging from individual investors to institutional entities, offering portfolio management, financial planning, and multiple investment execution options tailored to individual advisors’ strategies.

Annuities Options & derivatives strategies
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