Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
39 years
Location
Rushville, IL 62681
ON Investment Management CO
Multi-team
Tim Ward is a financial advisor with ON Investment Management CO based in Rushville, IL, holding Series 63 and Series 65 licenses and bringing 39 years of industry experience. He has been affiliated with The O.N. Equity Sales Company since 2016 and Ohio National Financial Services since 2013. Outside of his advisory work, he serves as president of the board for a local 501(c)(3) Fitness and Community Center and for the Schuyler County Economic Commission, contributing to economic development in his hometown. ON Investment Management Company is a SEC-registered investment adviser serving individuals, families, trusts, charitable organizations, businesses, and plan sponsors with financial planning, portfolio management, and retirement-plan advisory services. The firm offers both discretionary and non-discretionary management, access to multiple third-party investment programs, and integrates broker-dealer activities within its dual-registration model.
Based on ON Investment Management CO
Based on ON Investment Management CO
Up to $5,000/year for Specialized Financial Services (fixed fee basis)
0.30% - 1.50% annually (negotiable by IAR)
Up to $350/hr for Specialized Financial Services (hourly basis)
Rushville, IL
400 W Logan Street, Suite 2 A
Rushville IL 62681
Advisors at this office
2
Illinois · Minnesota
39 years of industry experience
The O.N. Equity Sales Company
2016 - Present • 10 years
Cincinnati, OH
Ohio National Financial Services
2013 - Present • 13 years
Cincinnati, OH
SSN Advisory, Inc.
2013 - 2016 • 3 years
Rushville, IL
Concourse Financial Group Securities, Inc.
2006 - 2013 • 7 years
Rushville, IL
Cetera Investment Services Llc
2004 - 2006 • 2 years
Rushville, IL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Rushville, IL
ON Investment Management CO
Nicholas Hendricker is a financial advisor at ON Investment Management CO with a Series 66 designation and no prior industry experience. His background includes roles at Dot Foods Inc, the Hendricker Funeral Home, and other business ventures such as Digital Scorebord LLC and serving as Brown County Broadband Coordinator. ON Investment Management Company is a SEC-registered adviser that provides financial planning, portfolio management, and retirement-plan advisory services to a diverse client base including individuals, families, trusts, charitable organizations, businesses, and ERISA plan sponsors. The firm offers a range of services from comprehensive to modular plans and utilizes both discretionary and non-discretionary investment programs.
Series 63, Series 65
Mount Sterling, IL
Raymond James Financial
Philip Krupps is a financial advisor at Raymond James Financial with 26 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at multiple firms, including Donaldson Capital LLC, which he owns, and United Community Bancorp, where he serves as President of Wealth Management and Market President. Krupps is involved in several community organizations such as the Brown County Little League and the Brown County Development Corporation. Raymond James Financial Services Advisors, Inc. provides financial planning, investment consulting, and advisory services to individual, high-net-worth, institutional, and nonprofit clients. The firm uses tailored, non-discretionary planning and analytical tools to align recommendations with client goals while supporting extensive municipal and public-finance advisory work.
Series 66
Rushville, IL
Edward Jones
Cody Duffie is a financial advisor at Edward Jones with nine years of industry experience. He holds a Series 66 designation and has been with Edward Jones since 2016. Outside of his advisory role, he coaches 5th and 6th grade basketball for the Rushville/Industry school district. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, managed solutions, and affiliated investment products, supported by a nationwide network of over 23,000 financial advisors and approximately $1.01 trillion in assets under management.
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