On Investment Management CO logo

On Investment Management CO

Updated today

Client assets under management

$2,977,802,304

Clients

9,317

9% high-net-worth

Advisors

207

of 207 employees

Firm type

Multi-team

30-300 advisors or >$3B in AUM

Clients per advisor

45

Low

Average account size

$319,610

About

O.N. Investment Management Company (ONIMCO) is a SEC-registered investment adviser and a subsidiary of The O.N. Equity Sales Company (ONESCO) that provides financial planning, portfolio management, and retirement-plan advisory services to individuals (including high-net-worth clients), families, trusts, estates, charitable organizations, businesses, and ERISA plan sponsors. Services include comprehensive and modular financial plans, specialized hourly or fixed-fee services, and access to a range of third-party investment programs (for example, American Funds, Envestnet, SEI, AssetMark) as well as IAR-directed Envestnet programs.

Advisers at ONIMCO commonly hold FINRA Series 6/7 and/or Series 65/66 credentials and frequently act as registered representatives of the affiliated broker-dealer, recommending third-party managers or constructing portfolios in IAR-directed programs. Although the firm offers discretionary Envestnet programs where IARs may exercise discretion, ONIMCO reports that most of its assets under management are non-discretionary ($2,248,084,369 non-discretionary vs. $904,464,800 discretionary), and client accounts are managed through a mix of discretionary third-party managers and non-discretionary advisory relationships.

What is notable relative to many large advisers is the firm’s ongoing broker-dealer activity and dual-registration model—its IARs often transact as registered representatives and ONIMCO maintains solicitor arrangements and revenue relationships with program sponsors. The brochure also discloses a prior SEC enforcement matter concerning mutual fund share-class selection and revenue sharing (resulting in an SEC order, remediations including rebating 12b-1 fees since March 2017, and payments of disgorgement, prejudgment interest, and a monetary penalty), which the firm identifies as a significant compliance and remediation item.

Client services

Financial planning Portfolio management Selection of other advisers
Sei, assetmark, brinker capital, bny mellon advisors, inc, symmetry partners, envestnet

Expertise

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)

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Fee options

Fixed

Up to $5,000/year for Specialized Financial Services (fixed fee basis)

Percentage

0.30% - 1.50% annually (negotiable by IAR)

Project-based

Up to $350/hr for Specialized Financial Services (hourly basis)

Main office location

On Investment Management CO

One Financial Way

Cincinnati OH 45242, United States

Number of offices

127

Most active in

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Steven G

Series 63, Series 66

Abingdon, VA

On Investment Management CO

Steven Gibson is a financial advisor with On Investment Management Company, holding Series 63 and Series 66 licenses and possessing 22 years of industry experience. He has worked at The O.N. Equity Sales Company since 2009, Ohio National Financial Services since 2008, and Northwestern Mutual Life Insurance Company since 2003. Outside of his advisory work, Gibson is involved in mobile app development through Oakmont Tech LLC and serves as president of Gibson Financial Services, Inc. On Investment Management Company provides financial planning and investment advisory services to individuals, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory programs, including fee-based financial planning and access to multiple third-party investment platforms, with a mix of discretionary and non-discretionary management options.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Nickolas S

CFP®, Series 63, Series 65

Novi, MI

On Investment Management CO

Nickolas Sanchez is a CFP® with 18 years of industry experience. He has been with O.N. Investment Management Company, The O.N. Equity Sales Company, and Ohio National Financial Services since 2011. Sanchez also worked at Fai Advisors from 2011 to 2017. Outside of his advisory role, he is an independent agent involved in life insurance sales. O.N. Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of fee-based financial planning and managed account options, combining third-party programs with adviser-directed portfolios.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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David S

Series 66

Cincinnati, OH

On Investment Management CO

David Schlabach is a financial advisor with Hummel Wealth Management, LLC, holding a Series 66 credential and possessing 37 years of industry experience. He has been with Hummel Wealth Management since 2007 and concurrently associated with The O.N. Investment Management Co. and THE O.N. Equity Sales Company since the late 1980s. Outside of his advisory role, he owns and operates a retail store specializing in folk art and crafts and serves as a board member of SBB Community Bank. Hummel Wealth Management provides non-discretionary pension consulting and advisory services primarily to employee benefit plans and their fiduciaries, as well as to trusts, estates, charitable organizations, and corporations. The firm focuses on plan-level work such as fund selection advice, participant education, and investment performance monitoring, typically recommending mutual funds and employing fundamental and technical analysis without offering continuous discretionary portfolio management.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Ryan B

Series 66

Washington Street, MD

On Investment Management CO

Ryan Buck is a financial advisor with On Investment Management CO, holding a Series 66 designation and 22 years of industry experience. He has worked at The O.N. Equity Sales Company since 2018 and has held roles at Ohio National Financial Services and Freedom Broker Services since 2011 and 2008, respectively. Outside of his advisory work, he serves as Treasurer for the Covert Resort Association and consults on special needs education and related insurance charitable gifts. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory platforms and both discretionary and non-discretionary investment programs.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Nicholas S

Series 66

Wooster, OH

On Investment Management CO

Nicholas Sparr is a financial advisor at On Investment Management Co. with a Series 66 designation. He has held roles at several related firms since 2024 and has prior experience in athletics and community organizations, including positions at Ashland University and the Boys & Girls Club. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory programs, including fee-based planning and access to third-party investment options, with a mix of discretionary and non-discretionary assets under management.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Frank C

ChFC®, Series 63

King Of Prussia, PA

On Investment Management CO

Frank Cariola is a financial advisor with On Investment Management Company, holding the ChFC® designation and Series 63 license, and has 42 years of industry experience. He has worked at THE O.N. Equity Sales Company since 2010 and at Ohio National Financial Services and Capital Analysts Incorporated since 2009. Outside of his advisory work, he is involved with Gideons International as a membership chairman, distributing Bibles globally to schools, prisons, hospitals, and hotels. On Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory programs including fee-based planning, access to third-party investment platforms, and both discretionary and non-discretionary managed accounts.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Peter C

ChFC®, Series 63

Collegeville, PA

On Investment Management CO

Peter Cisick is a financial advisor with On Investment Management Company, holding the ChFC® designation and Series 63 license, and has 31 years of industry experience. He has worked with O.N. Investment Management Company since 2016 and has been affiliated with THE O.N. Equity Sales Company and Metlife Securities, Inc. since the early 2000s. Outside of his advisory role, he serves as president of an insurance sales business specializing in individual and group life, medical, disability, long-term care, and fixed annuities. On Investment Management Company provides financial planning and investment advisory services to individuals, charitable organizations, businesses, and retirement plan sponsors. The firm offers a combination of fee-based planning, access to third-party investment programs, and both discretionary and non-discretionary managed account options.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Stefan F

Series 63

Napoleon, OH

On Investment Management CO

Stefan Faerber is a financial advisor with On Investment Management Company, holding a Series 63 designation and six years of industry experience. He has worked at The O.N. Equity Sales Company since 2019 and is also involved with Ohio National Financial Services and Meyer-Badenhop Insurance Agency, where he serves as vice president and secretary. Outside of his advisory work, he and his wife engage in house flipping as a hobby. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a variety of fee-based financial planning options, third-party investment programs, and both discretionary and non-discretionary managed account solutions.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Bradford S

Series 63, Series 65

Cincinnati, OH

On Investment Management CO

Bradford Smith is a financial advisor at On Investment Management Company with 21 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including The O.N. Equity Sales Company and Ameritas Advisory Services, LLC. On Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory programs, including fee-based financial planning, third-party investment programs, and managed account options with both discretionary and non-discretionary approaches.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Dennis G

ChFC®, Series 66

Stockton, CA

On Investment Management CO

Dennis Goldstrand is a financial advisor with On Investment Management Company, holding the ChFC® designation and Series 66 license, and has 47 years of industry experience. He has been associated with On Investment Management Company since 2001 and also maintains ownership of Goldstrand Planning Group and Goldstrand Insurance Services. In addition to his advisory work, he refers potential clients to American Express Corporate Services for corporate credit card programs. On Investment Management Company provides financial planning and investment advisory services to a diverse client base including individual investors, charitable organizations, businesses, and retirement plans. The firm offers a combination of fee-based financial planning, access to multiple third-party investment programs, and both discretionary and non-discretionary managed account options.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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John M

Series 63, Series 66

Cincinnati, OH

On Investment Management CO

John Mackintosh is a financial advisor with On Investment Management Company in Cincinnati, OH, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has been with The O.N. Equity Sales Company since 2008. On Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors, offering a range of fee-based and managed account options that include both discretionary and non-discretionary programs.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Timothy R

Series 63, Series 65

Cincinnati, OH

On Investment Management CO

Timothy Reidy III is a financial advisor with On Investment Management Company in Carmel, IN, holding Series 63 and Series 65 licenses and bringing 42 years of industry experience. He has worked with THE O.N. Equity Sales Company and Ohio National Life Insurance Company since 2009. Outside of his advisory role, he serves as treasurer for a local judicial campaign. On Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory platforms including fee-based planning and access to third-party investment programs, with a mix of discretionary and non-discretionary asset management.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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John C

Series 63

Bloomington, MN

On Investment Management CO

John Campbell is a financial advisor with On Investment Management CO based in Bloomington, MN. He holds a Series 63 designation and has 42 years of industry experience. His career includes long-term roles at THE O.N. Equity Sales Company, Ohio National Financial Services, and New England Securities. Outside of advisory work, he is also a career insurance agent specializing in life insurance, annuities, disability insurance, and long-term care insurance. On Investment Management Company provides financial planning and investment advisory services to individual investors, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of fee-based planning, third-party investment programs, and managed account options, with a mix of discretionary and non-discretionary assets under management.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Jordan F

Series 63, Series 65

Des Moines, IA

On Investment Management CO

Jordan Funke is a financial advisor at On Investment Management CO with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked with The O. N. Equity Sales Company, Ohio National Financial Services, and The Financial Specialists. Funke is also involved in non-investment activities including insurance sales and virtual estate planning support. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individuals, charitable organizations, businesses, and retirement plan sponsors. The firm offers a range of advisory programs, combining fee-based planning with access to multiple third-party investment platforms and both discretionary and non-discretionary managed account options.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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Donald M

ChFC®, Series 63, Series 65

Thomson, GA

On Investment Management CO

Donald Mcneill is a financial advisor at On Investment Management Company with over 26 years of industry experience. He holds the ChFC® designation as well as Series 63 and Series 65 licenses. His prior work includes roles at The O.N. Equity Sales Company, Ohio National Financial Services, and Foresters Equity Services, Inc. Outside of his advisory work, he owns McNeill Financial Services, LLC, where he is involved in fixed life and annuity sales. On Investment Management Company provides financial planning and investment advisory services to a diverse client base, including individual investors, charitable organizations, businesses, and retirement plans. The firm offers a range of fee-based financial planning and managed account options, combining third-party discretionary programs with adviser-directed portfolios that include individual securities and funds.

General retirement planning Retirement income strategy College savings (529s, UTMA, etc.)
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