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Tyler George Kennedy

Advisor at Vaughan and Company Securities, Inc. — Ridgewood, NJ

Updated today

Credentials

Series 65

Experience

4 years

Location

Ridgewood, NJ 07450-9901

Vaughan and Company Securities, Inc. logo

Vaughan and Company Securities, Inc.

Supported

Total advisors

2

Clients per advisor

95 Very High

Avg AUM per client

$1,150,028 High

HNW client ratio

32% Typical

About

Tyler Kennedy is a financial advisor at Vaughan and Company Securities, Inc. with four years of industry experience. He holds a Series 65 credential and has previously worked at Betterment. Vaughan and Company Securities, Inc. provides discretionary investment advisory services primarily to individual and high-net-worth clients, as well as pension, profit-sharing, and 401(k) plan sponsors. The firm’s investment approach includes individual portfolio management, financial planning, and the use of third-party managers, with strategies aligned to clients’ objectives and reviewed regularly.

Client services

Based on Vaughan and Company Securities, Inc.

Financial planning Portfolio management Pension consulting Selection of other advisers Consulting services

Expertise

Based on Vaughan and Company Securities, Inc.

Concentrated stock management Retirement plans for business owners (SEP, solo 401k) General estate planning guidance Cash flow / budgeting

Occupation focus

Based on Vaughan and Company Securities, Inc.

Founder/Business Owner Retired

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Fee options

Fixed

$1,500 to $2,500 for Financial Planning and Consulting Services, fixed fee basis

Percentage

$0 - $500,000: 1.50% Over $500,000 - $1,000,000: 1.40% Over $1,000,000 - $2,000,000: 1.30% Over $2,000,000 - $3,500,000: 1.20% Over $3,500,000 - $5,000,000: 1.10% Over $5,000,000 - $7,500,000: 1.00% Over $7,500,000 - $10,000,000: 0.80% Over $10,000,000 - $15,000,000: 0.60% Over $15,000,000 - $20,000,000: 0.40% Over $20,000,000 - $30,000,000: 0.30% Over $30,000,000 - $40,000,000: 0.25% Over $40,000,000 - $50,000,000: 0.20% Over $50,000,000 - Negotiable:

Performance-based

10% of investment gains on Dividend Growth Program with conditions; performance-based fees require clients to have either $1,000,000 under management or net worth of $2,100,000

Other

Account minimum: $1,000,000

Location

Ridgewood, NJ

68 Passaic Street

Ridgewood NJ 07450-9901

Advisors at this office

2

Most active in

New Jersey

Work history

4 years of industry experience

Vaughan and Company Securities, Inc.

2024 - Present • 2 years

Ridgewood, NJ

Betterment

2023 - 2024 • 1 year

New York, NY

Vaughan and Company Securities, Inc.

2021 - 2023 • 2 years

Ridgewood, NJ

Vaughan & Co. Securities, Inc.

2019 - 2023 • 4 years

Ridgewood, NJ

Vaughan and Co. Securities, Inc.

2019 - 2021 • 2 years

Ridgewood, NJ

Concord Apparel Company, LLC

2018 - 2018 • 1 year

New York, NY

Blue Moon Mexican Cafe

2016 - 2019 • 3 years

Wyckoff, NJ

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Tax-loss harvesting Active portfolio management Passive / index investing Equity compensation tax strategy Retirement withdrawal strategies Founder/Business Owner Executive Self-Employed Young Professionals

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CFP®, Series 7, Series 63

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Options & derivatives strategies Active portfolio management Private / alternative investments Roth conversion strategy

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Wealth management Retirement income strategy General estate planning guidance Trust structures (GRAT, IDGT, revocable) Retirement withdrawal strategies Retired Executive Founder/Business Owner Baby Boomers (Born 1946-1964) Approaching retirement Gen X (Born 1965-1980) Gen Y/Millennials (Born 1980-1995)
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CFP®, Series 66

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Wealth management Passive / index investing General retirement planning
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Stephanie B

Series 65

Oakland, NJ

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Passive / index investing Founder/Business Owner
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Hubert P

Series 63

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Active portfolio management Concentrated stock management Options & derivatives strategies Real estate investing
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