A complete list of active advisors currently associated with Vaughan and Company Securities, Inc.

Warmer can help you find a great advisor at Vaughan and Company Securities, Inc. or one who fits your needs even better.

Vaughan & Co. Securities, Inc. provides discretionary investment advisory services primarily to individual and high‑net‑worth clients, and to pension, profit‑sharing and 401(k) plan sponsors. Its service offerings include individual portfolio management, financial planning, retirement plan consulting, held‑away account management, and acting as a solicitor to refer clients to third‑party investment managers. Portfolios are managed in accordance with clients’ stated objectives and written investment policy statements, with analysis that includes fundamental, quantitative and cyclical methods, periodic reviews and rebalancing. The firm also uses third‑party managers when appropriate and offers held‑away oversight via a third‑party aggregation platform to review and rebalance employer‑sponsored retirement accounts. Distinctive features disclosed in the firm’s brochure include the availability of performance‑based fee arrangements for qualified clients and formal solicitor and fee‑sharing relationships with other registered advisers. Vaughan & Co. is affiliated with a retirement plan administration entity (Pension Administrators, Inc.), notes that a firm principal is a licensed attorney who does not provide legal services to advisory clients, and discloses a prior NASD disciplinary action involving supervisory deficiencies.

To learn more about the advisors currently working at Vaughan and Company Securities, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.