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Walter Jones

Advisor at Transamerica Financial Advisors

Updated today

Location

Campbellsville, KY 42718

Credentials

Series 65

Industry experience

1 year

About

Walter Jones is a financial advisor at Transamerica Financial Advisors with a Series 65 credential and one year of industry experience. His prior work includes roles at First Savings Bank and Magnolia Bank. He is also involved in the sale of insurance and annuity products through affiliated companies. Transamerica Financial Advisors provides investment advisory, brokerage, and retirement-plan services to a diverse client base including individuals, employer-sponsored plans, trusts, and charitable organizations. The firm utilizes a model portfolio approach implemented through third-party managers and digital platforms, managing regulatory assets of approximately $1.7 billion.

Client services

Based on Transamerica Financial Advisors

Portfolio management Selection of other advisers

Expertise

Based on Transamerica Financial Advisors

ESG / Sustainable investing Concentrated stock management Wealth management

Occupation focus

Based on Transamerica Financial Advisors

Founder/Business Owner

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Fee options

Percentage

$0 - $10,000: 0.65% (Transamerica ALPHA Standard Service Model) $10,001+: 0.95% (Transamerica ALPHA Premier Service Model applies 0.95% on assets above $10,000, 0.65% on assets $10,000 and below)

Commissions

Commission-based compensation for fixed insurance products through affiliated insurance agency and broker-dealer activities

Other

Minimum fee: For TFA365 Advisory Program accounts below minimum, a minimum annual account fee applies, e.g., $150 minimum annual fee (approximately $12.50 per month) Fee-only: Advisory fees charged as a percentage of assets under management in advisory programs; no commissions for advisory services

Location

115 Well Park Lane, Suite 1

Campbellsville, KY 42718

Most active in

Kentucky

Work history

Transamerica Financial Advisors, Inc

2024 - Present (2 years)

Transamerica Agency Network

2024 - Present (2 years)

United Financial Service

2024 - Present (2 years)

First Savings Bank

2018 - 2023 (5 years)

Unemployed

2018 - 2018 (1 year)

Magnolia Bank

2014 - 2018 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Quentin K

Series 65

Campbellsville, KY

R.D. Smothers Wealth Management

Quentin Knifley is a financial advisor at R.D. Smothers Wealth Management with one year of industry experience. He holds a Series 65 designation and previously worked for Taylor County Tire Sales for 13 years. Outside of advisory work, he owns and manages rental property in Campbellsville, KY. R.D. Smothers Wealth Management provides portfolio management and financial planning primarily for individual clients, utilizing a range of investment strategies and offering access to third-party managers and model portfolios. The firm develops customized financial profiles and investment plans tailored to client goals and risk tolerance.

Cash flow / budgeting Active portfolio management Founder/Business Owner Retired
user avatar

Roger S

Series 66

Campbellsville, KY

R.D. Smothers Wealth Management

Roger Smothers Jr. is a financial advisor at R.D. Smothers Wealth Management with 10 years of industry experience. He holds a Series 66 designation and has worked at several firms including AE Wealth Management and Transamerica Financial Advisors. Outside of his advisory role, he serves as Chapter President of the Cumberland Chapter of the American Financial Education Alliance, where he speaks at educational seminars on taxes and Social Security. R.D. Smothers Wealth Management offers discretionary and non-discretionary portfolio management and financial planning primarily for individual clients. The firm employs a range of investment strategies and tools, combining fundamental and technical analysis with modern portfolio theory, and provides access to third-party money managers and model portfolios.

Cash flow / budgeting Active portfolio management Founder/Business Owner Retired

Aaron S

Series 66

Campbellsville, KY

Edward Jones

Aaron Sharlow is a financial advisor at Edward Jones in Campbellsville, KY, holding a Series 66 designation. He has been with Edward Jones since 2025 and previously spent 13 years at Sharlow & Associates CPA PLLC. Outside of his advisory role, he serves as a board member of GCHC Kid Properties, LLC, a nonprofit organization. Edward Jones is a full-service wealth management firm serving individual and institutional clients. The firm manages over $1 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, with a large nationwide network of financial advisors and branch offices.

Retirement income strategy Wealth management ESG / Sustainable investing Inheritance planning Retired Founder/Business Owner Executive
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Micah P

Series 63, Series 66

Campbellsville, KY

Edward Jones

Micah Parish is a financial advisor at Edward Jones in Campbellsville, KY, with 17 years of industry experience. He has been with Edward Jones since 2009 and holds Series 63 and Series 66 licenses. Outside of his advisory role, he is the owner of JKL Holdings LLC, a rental property business. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a wide range of investment strategies and operates under a fiduciary standard, supported by a large national network of financial advisors and branch offices.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Sarah H

Series 66

Campbellsville, KY

Edward Jones

Sarah Hall is a financial advisor at Edward Jones in Campbellsville, KY, holding a Series 66 designation with two years of industry experience. Prior to joining Edward Jones in 2021, she worked in various pharmacy and academic roles, including positions at Hometown Pharmacy, Harris Teeter Pharmacy, and the University of the Cumberlands. Edward Jones is a full-service wealth management firm serving over four million individual and institutional clients. The firm manages approximately $1.01 trillion in assets and offers a range of advisory strategies, including discretionary and non-discretionary wrap fee programs, separately managed accounts, and affiliated mutual funds, operating under a fiduciary standard.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Larry B

Series 63, Series 66

Campbellsville, KY

Edward Jones

Larry Bowen is a financial advisor with Edward Jones in Campbellsville, KY, holding Series 63 and Series 66 designations and with 26 years of industry experience. He has been with Edward Jones since 1999. Outside of his advisory role, Bowen serves as a deacon at Campbellsville Baptist Church, is president of the Campbellsville University Athletic Boosters Club, and sits on the board of Trail Town Campbellsville, which develops bicycle trails for recreation and tourism. Edward Jones is a full-service wealth management firm serving individual and institutional clients with a range of investment strategies and a nationwide network of over 23,000 advisors. The firm offers advisory programs under a fiduciary standard and maintains affiliated capabilities including a trust company and proprietary mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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