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Roger Dale Smothers Jr.

Advisor at R.D. Smothers Wealth Management — Campbellsville, KY

Updated today

Credentials

Series 66

Experience

10 years

Location

Campbellsville, KY 42718

R.D. Smothers Wealth Management logo

R.D. Smothers Wealth Management

Supported

Total advisors

3

Clients per advisor

82 High

Avg AUM per client

$299,287 Very Low

HNW client ratio

5% Very Low

About

Roger Smothers Jr. is a financial advisor with R.D. Smothers Wealth Management in Campbellsville, KY, holding a Series 66 designation and 10 years of industry experience. He has previously worked at AE Wealth Management, Stratford Group, and Transamerica Financial Advisors among others. Smothers is the chapter president of the American Financial Education Alliance’s Cumberland Chapter, where he speaks at educational seminars on taxes and social security. R.D. Smothers Wealth Management serves individuals, families, trusts, estates, retirement plans, corporations, and nonprofit clients, offering portfolio management, financial planning, and consulting services. The firm uses customized investment plans incorporating model portfolios and third-party managers, employing a range of strategies including equities, ETFs, options, and private placements.

Client services

Based on R.D. Smothers Wealth Management

Portfolio management Selection of other advisers

Expertise

Based on R.D. Smothers Wealth Management

Options & derivatives strategies Real estate investing

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Fee options

Percentage

$0 - $249,999.99: 1.55% $250,000 - $499,999.99: 1.50% $500,000 - $999,999.99: 1.45% $1,000,000 - $2,999,999.99: 1.35% $3,000,000+: 1.25%

Commissions

Insurance commissions earned by persons providing investment advice are separate and in addition to advisory fees.

Project-based

Hourly consulting fees range from $100 to $500 per hour based on complexity of services.

Location

Campbellsville, KY

112 E. Main Street, Suite 200

Campbellsville KY 42718

Advisors at this office

3

Most active in

Kentucky · Tennessee

Work history

10 years of industry experience

RDS Insurance Group, LLC

2023 - Present • 3 years

Campbellsville, KY

RDS Holdings, LLC

2020 - Present • 6 years

Campbellsville, KY

AE Wealth Management, LLC

2019 - 2024 • 5 years

Topeka, KS

R.D. Smothers Wealth Management

2019 - Present • 7 years

Campbellsville, KY

Stratford Group, LLC

2018 - 2023 • 5 years

Campbellsville, KY

BGM Holdings, LLC

2018 - 2019 • 1 year

Campbellville, KY

Campbellsville Climate Controlled Storage

2017 - 2023 • 6 years

Campbellsville, KY

Transamerica Financial Advisors, Inc

2015 - 2019 • 4 years

Campbellsville, KY

United Financial Services

2010 - 2019 • 9 years

Campbellsville, KY

TRANSAMERICA Agency Network

2010 - 2019 • 9 years

Campbellsville, KY

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Quentin K

Series 65

Campbellsville, KY

R.D. Smothers Wealth Management

Quentin Knifley is a Series 65-licensed advisor at R.D. Smothers Wealth Management with three years of industry experience. Before joining the firm, he worked for over a decade at Taylor County Tire Sales. Outside of his advisory role, he owns and manages a rental property and operates an insurance agency specializing in life insurance and annuities. R.D. Smothers Wealth Management serves individuals, families, trusts, estates, retirement plans, corporations, and nonprofits by providing portfolio management, financial planning, and consulting. The firm uses a combination of model portfolios and customized allocations to implement client investment plans and offers access to third-party money managers and model portfolios through sub-advisory relationships.

Options & derivatives strategies Real estate investing
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Dalton H

Series 66

Campbellsville, KY

R.D. Smothers Wealth Management

Dalton Harris is a financial advisor at R.D. Smothers Wealth Management in Campbellsville, KY, holding a Series 66 designation with three years of industry experience. His prior work includes roles at Sanford C. Bernstein & Co., Edward Jones, Raymond James Financial Services, and Wealth Strategies Partners. R.D. Smothers Wealth Management serves individuals, families, trusts, estates, retirement plans, corporations, and nonprofit clients, offering portfolio management, financial planning, and consulting services. The firm uses a client-focused approach, developing financial profiles and investment plans implemented through model portfolios, customized allocations, and recommended third-party managers.

Options & derivatives strategies Real estate investing
user avatar

Walter J

Series 65

Campbellsville, KY

Transamerica Financial Advisors

Walter Jones is a Series 65-credentialed advisor with Transamerica Financial Advisors, bringing two years of industry experience. Prior to joining Transamerica, his background includes roles at First Savings Bank and Magnolia Bank. He is also involved in sales of insurance and annuity products affiliated with Transamerica’s network. Transamerica Financial Advisors serves a wide range of clients, including individual investors, pension plans, and charitable organizations, offering both advisory and broker-dealer services through proprietary and third-party model portfolios. The firm operates as both a registered investment adviser and broker-dealer, supporting diverse investment and retirement solutions.

ESG / Sustainable investing Concentrated stock management Wealth management Founder/Business Owner

Aaron S

Series 66

Campbellsville, KY

Edward Jones

Aaron Sharlow is a financial advisor at Edward Jones in Campbellsville, KY, holding a Series 66 designation. He has been with Edward Jones since 2025 and previously spent 13 years at Sharlow & Associates CPA PLLC. Outside of his advisory role, he serves as a board member of GCHC Kid Properties, LLC, a nonprofit organization. Edward Jones is a full-service wealth management firm serving individual and institutional clients. The firm manages over $1 trillion in assets and offers a range of advisory programs, including discretionary and non-discretionary strategies, with a large nationwide network of financial advisors and branch offices.

Retirement income strategy Wealth management ESG / Sustainable investing Inheritance planning Retired Founder/Business Owner Executive
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Micah P

Series 63, Series 66

Campbellsville, KY

Edward Jones

Micah Parish is a financial advisor at Edward Jones in Campbellsville, KY, with 18 years of industry experience. He holds Series 63 and Series 66 credentials and has been with Edward Jones since 2009. Outside of his advisory role, he owns and manages an office rental property through JKL Holdings LLC. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs and investment strategies, operating under a fiduciary standard with approximately $1.01 trillion in assets under management.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive

Sarah H

Series 66

Campbellsville, KY

Edward Jones

Sarah Hall is a financial advisor with Edward Jones in Campbellsville, KY, holding a Series 66 designation and three years of industry experience. Prior to joining Edward Jones, she worked in various pharmacy roles and held positions at the University of the Cumberlands. Edward Jones is a full-service wealth management firm serving more than four million individual and institutional clients. The firm offers a range of advisory programs, including discretionary and non-discretionary strategies, separately managed accounts, and affiliated mutual funds, with a nationwide presence supported by over 23,000 financial advisors.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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