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William Barton

Advisor at Cambridge Investment Research Advisors

Updated today

Location

Benton, AR

Credentials

Series 66

Industry experience

21 years

About

William Barton is a financial advisor with Cambridge Investment Research Advisors who holds a Series 66 designation and has 21 years of industry experience. His prior roles include positions at Hilltop and MetLife Securities. Cambridge Investment Research Advisors serves a diverse client base including individual investors, retirement plans, and charitable organizations through a large network of independent Financial Professionals. The firm offers financial planning, portfolio management, and retirement plan advisory services using various account platforms and third-party strategists.

Client services

Based on Cambridge Investment Research Advisors

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops Market timing

Expertise

Based on Cambridge Investment Research Advisors

Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Annuities

Occupation focus

Based on Cambridge Investment Research Advisors

Retired Founder/Business Owner Executive

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Fee options

Fixed

Financial Planning and Consulting flat fees generally do not exceed $25,000; Financial Wellness flat fee agreements also offered; Retirement Plan Advisory flat fees negotiated

Percentage

$0 - $100,000: up to 1.50% $100,000 - $250,000: up to 1.25% $250,000+: up to 1.00%

Commissions

Financial Professionals may receive commissions in their capacity as Registered Representatives for securities and insurance products

Project-based

Financial Planning and Consulting hourly fees generally do not exceed $500/hour; Retirement Plan Advisory and Consulting Services up to $500/hour

Other

Account minimum: $25,000 Minimum fee: Setup fee generally the lesser of 1% of assets under management or $1,000; combined setup fee and advisory fee not to exceed 3% of AUM; service fee up to $300 Fee-only: Financial Planning and Consulting fees include flat fees up to $25,000, hourly fees generally not exceeding $500/hour, asset-based fees for investment consulting

Location

Benton, AR

Most active in

Arkansas · Iowa · Texas

Work history

Cambridge Investment Research Advisors, Inc

2020 - Present (6 years)

Cambridge Investment Research, inc

2020 - Present (6 years)

Hilltop

2017 - 2020 (3 years)

METLIFE SECURITIES Inc

2011 - 2016 (5 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Allen H

Series 66

Benton, AR

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Wealth management General retirement planning Tax strategies for small businesses Annuities Self-Employed
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CFA®

Alexander, AR

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Passive / index investing
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Eric S

Series 66

Little Rock, AR

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Eric Stoffel is a financial advisor with LPL Financial in Little Rock, AR, holding a Series 66 designation and 19 years of industry experience. He has operated Stoffel Financial Advisors, LLC since 2018, providing financial planning and consulting services as an independent registered investment advisor. Prior to that, he worked with GenWealth Financial Advisors from 2011 to 2018 and has been with LPL Financial since 2011. LPL Financial serves a diverse client base including individual investors, retirement plan sponsors, banks, institutions, charities, and high-net-worth households. The firm offers a variety of advisory and brokerage services supported by an in-house research team that develops model portfolios and strategic investment solutions, enabling advisors to tailor services according to client needs.

Retirement income strategy Annuities Real estate investing Approaching retirement
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David A

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Hot Springs Village, AR

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Passive / index investing Active portfolio management Options & derivatives strategies
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Kevin D

Series 65

Little Rock, AR

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General retirement planning
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Bradley S

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Wealth management Business ownership considerations College savings (529s, UTMA, etc.)
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