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William Martin

Advisor at Cetera

Updated today

Location

Troy, AL 36081

Credentials

Series 66

Industry experience

4 years

About

William Martin is a financial advisor with Cetera, holding a Series 66 designation and four years of industry experience. His career includes roles at Morgan Stanley, Holmes-Whatley & Associates, and Troy Bank and Trust Company. He has also worked with the City of Elba in a recreation capacity. Cetera Investment Advisers serves a diverse client base including individuals, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary solutions, combining advisor-managed accounts with firm-sponsored model portfolios and third-party managed options.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

1000 Us Highway 231 South

Troy, AL 36081

Most active in

Alabama

Work history

Cetera Invesment Advisers Llc

2023 - Present (3 years)

Troy Bank And Trust Company

2023 - Present (3 years)

Cetera Investments Services LLC

2023 - Present (3 years)

Holmes-Whatley & Associates

2021 - 2023 (2 years)

Concourse Financial Group Securities Inc

2021 - 2023 (2 years)

Morgan Stanley Private Bank, N.A

2021 - 2021 (1 year)

Morgan Stanley

2021 - 2021 (1 year)

City of Elba (Recreation)

2020 - 2021 (1 year)

Unemployed

2019 - 2020 (1 year)

Murray State University Student

2015 - 2019 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Series 63

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Collin Mccrary is a financial advisor with Benjamin F. Edwards & Company, Inc., holding a Series 63 designation and 38 years of industry experience. He previously worked at Wells Fargo Clearing and Wells Fargo Advisors LLC, as well as Cox & Associates, Inc. Outside of his advisory role, he volunteers as a spotter for NBC Sports during select PGA Tour golf events. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations. The firm offers a variety of advisory programs and investment strategies, combining firm-developed and third-party models, with oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Tyson P

Series 63, Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Tyson Pugh is a financial advisor at Benjamin F. Edwards & Company, Inc. with 12 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Wells Fargo Clearing Services LLC and American Fidelity Assurance. Outside of his advisory role, he owns and operates a cattle farming business in Troy, Alabama. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, and nonprofit organizations. The firm offers a variety of advisory programs and employs a combination of firm-developed and third-party investment models with ongoing strategic oversight.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Ashley C

Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Ashley Chaisson is a financial advisor at Benjamin F. Edwards & Company, Inc. with one year of industry experience. She holds a Series 66 designation and has prior roles in community and outreach organizations as well as customer service positions. Outside of her advisory work, she is a barre instructor in Troy, Alabama. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer with approximately 436 advisors and $15.7 billion in client assets. The firm serves individuals, corporations, retirement plans, trusts, foundations, and nonprofit organizations, offering a range of advisory programs and investment strategies that combine firm-developed and third-party models with periodic strategic review.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Charles C

Series 66

Troy, AL

Benjamin F. Edwards & Company, Inc.

Charles Carson is a financial advisor at Benjamin F. Edwards & Company, Inc. with 12 years of industry experience. He previously worked at Wells Fargo Advisors, LLC and Wells Fargo Clearing before joining Benjamin F. Edwards in 2022. Carson is also the author of the book *Made to Multiply*. Benjamin F. Edwards & Company is an SEC-registered investment adviser and broker-dealer serving individuals, corporations, retirement plans, trusts, foundations, and charitable and educational organizations. The firm offers a range of advisory programs and investment strategies, combining firm-developed and third-party models with ongoing oversight from an Investment Strategy Committee.

Passive / index investing Active portfolio management Tax-loss harvesting Wealth management Retirement plans for business owners (SEP, solo 401k) Executive Founder/Business Owner
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Ian M

Series 66

Troy, AL

Edward Jones

Ian Mc Gaughey is a financial advisor with Edward Jones in Troy, Alabama, holding a Series 66 designation and beginning his advisory career in 2024. Prior to joining Edward Jones, he spent time at New York Life and has experience in various business ventures including outdoor retail and design. Outside of his advisory work, Mc Gaughey volunteers as a golf coach at Charles Henderson High School. Edward Jones is a full-service wealth management firm serving a broad range of individual and institutional clients, offering multiple advisory programs and a nationwide network of over 23,700 financial advisors. The firm provides discretionary and non-discretionary investment solutions, tax-efficient services, and maintains affiliated capabilities such as a trust company and proprietary mutual funds.

Wealth management Tax-loss harvesting Multi-generational wealth transfer Retired Founder/Business Owner Executive
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Walter C

Series 63, Series 66

Troy, AL

Cetera

Walter Cotton Jr. is a financial advisor at Cetera with 24 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked for Avantax Investment Services, Inc. and related entities for over a decade. Outside of his advisory role, he serves as treasurer for the nonprofit United Appeal and holds a board position with the Pike County Republican Executive Committee. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, combining advisor-managed accounts with firm-sponsored model portfolios and third-party solutions.

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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