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Howard Z

Series 63

Uniondale, NY

Aurora Private Wealth, INC.

Howard Zodicoff is an advisor at Aurora Private Wealth, Inc. with over 33 years of industry experience. He has held roles at firms including MML Investors Services Inc. and MassMutual. Outside of Aurora, he serves as Vice President and Member of Standard Pension Services, where he provides retirement plan and benefits consulting. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning and both discretionary and non-discretionary investment management through a team of 18 advisors, utilizing individualized investment policies, model portfolios, and independent managers across approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Scott W

Series 63, Series 65

Totowa, NJ

Aurora Private Wealth, INC.

Scott Wallach is a financial advisor at Aurora Private Wealth, Inc. with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Wells Fargo Advisors and Comprehensive Asset Management and Servicing. Outside of finance, Wallach is involved in music production. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and investment management through a team of 18 advisors, employing a range of strategies including individual portfolios, model portfolios, and third-party managers.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Timothy P

Series 65, Series 63

Doylestown, PA

Aurora Private Wealth, INC.

Timothy Padva is a financial advisor at Aurora Private Wealth, Inc. with 31 years of industry experience. He holds Series 65 and Series 63 credentials and has been with APW Capital, Inc. since 2003. Prior to that, he worked at Wilshire Group, LLC from 2001 to 2018. Outside of his advisory role, he is the CEO of Lively Employer Services, a payroll and employee benefits administration company, and the managing member of Hearthstone Advisors LLC, a 401(k) advisory firm. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and investment management through a team of 18 advisors managing approximately $374 million in assets, utilizing a range of strategies including individualized portfolios, model portfolios, and independent managers.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Glad P

Series 66

Totowa, NJ

Aurora Private Wealth, INC.

Glad Perez is a financial advisor with Aurora Private Wealth, Inc. and holds a Series 66 designation. He has 16 years of industry experience and has worked previously with firms such as Purshe Kaplan Sterling Investments and Insight Private Advisors. In addition to his advisory role, he owns Glad Reiki Healing, LLC, which offers therapeutic touch services. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm provides financial planning and investment management through a team of advisors utilizing customized portfolios, model strategies, and third-party platforms.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Peter D

Series 65, Series 63

Uniondale, NY

Aurora Private Wealth, INC.

Peter Devlin is an investment advisor at Aurora Private Wealth, Inc. with 19 years of industry experience. He holds Series 65 and Series 63 licenses and has worked at Aurora Private Wealth since 2017. In addition to his advisory role, he is a Relationship Manager at Standard Pension Services, LLC, where he provides retirement plan consulting and serves as a liaison for corporate and individual benefit clients. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and investment management through a team of 18 advisors managing approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Timothy S

CFP®, Series 63, Series 65

Sarasota, FL

Aurora Private Wealth, INC.

Timothy Smith is a CFP® with 38 years of experience in the financial services industry. He is president of Aurora Private Wealth, Inc. and has held leadership roles including president of Comprehensive Capital Management since 2002. Outside of his advisory work, he is active as an author and speaker and serves as a trustee and treasurer for charitable and theatrical organizations. Aurora Private Wealth, Inc. is an SEC-registered investment adviser that serves individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm provides financial planning and both discretionary and non-discretionary investment management through a team of 18 advisors, employing strategies that include individual portfolios, model portfolios, and third-party managers.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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John C

Series 63, Series 66

Totowa, NJ

Aurora Private Wealth, INC.

John Chapel is a financial advisor with Aurora Private Wealth, Inc. He holds Series 63 and Series 66 licenses and has 35 years of industry experience. His prior work includes roles at Purshe Kaplan Sterling Investments and Insight Private Advisors, LLC. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and both discretionary and non-discretionary investment management through a team of 18 advisors managing approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Eric M

Series 63, Series 65

Uniondale, NY

Aurora Private Wealth, INC.

Eric Monroe is an investment advisor with Aurora Private Wealth, Inc., holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. He has been with Aurora Private Wealth and its affiliated firm APW Capital, Inc. since 2017. Monroe also serves as a senior associate at Standard Pension Services, LLC, where he has worked since 1993, and operates an independent insurance brokerage focusing on fixed insurance products. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm provides financial planning, consulting, and both discretionary and non-discretionary investment management through a team of 18 advisors managing approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Benson T

CFP®, Series 63, Series 65

Uniondale, NY

Aurora Private Wealth, INC.

Benson Tang is a CFP® professional with two years of industry experience. He is currently affiliated with Aurora Private Wealth, Inc., and has prior experience at Morgan Stanley Fund Services. Outside of his advisory role, he is employed as a paraplanner at Standard Pension Services. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and investment management through a team of 18 advisors, utilizing both discretionary and non-discretionary strategies and a range of third-party platforms and investment approaches.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Edward R

Series 63, Series 65

Totowa, NJ

Aurora Private Wealth, INC.

Edward Reaven is a financial advisor with Aurora Private Wealth, Inc. in Totowa, NJ, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked at Artisan Advisors since 2016. Outside of his advisory role, he is involved in selling collectibles online during weekends. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, including high-net-worth clients, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and both discretionary and non-discretionary investment management through a team of 18 advisors managing approximately $374 million in assets, utilizing individualized investment policies, model portfolios, and independent managers.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Kristy B

Series 66

Wichita, KS

Aurora Private Wealth, INC.

Kristy Berger is a financial advisor with Aurora Private Wealth, Inc. She holds a Series 66 credential and has 18 years of industry experience. Her prior roles include positions at Planned Professional Advisory and Comprehensive Asset Management & Servicing, Inc. Outside of her advisory work, she is involved in a family farm partnership raising cattle and horses. Aurora Private Wealth, Inc. serves individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations, providing financial planning, consulting, and investment management through a team-based approach. The firm employs individualized investment strategies and utilizes third-party platforms to manage approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Eric L

Series 66

Flemington, NJ

Aurora Private Wealth, INC.

Eric Lathrop is a financial advisor with Aurora Private Wealth, Inc., holding a Series 66 credential and 16 years of industry experience. He previously worked at Purshe Kaplan Sterling Investments and Insight Private Advisors. Outside of his advisory role, Lathrop is a Senior Wealth Advisor involved in fixed insurance and fixed annuities. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning, consulting, and investment management through a team of 18 advisors managing approximately $374 million in assets, utilizing both individual and model portfolios as well as third-party platforms.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Kevin L

Series 63, Series 66

Chepachet, RI

Aurora Private Wealth, INC.

Kevin Le Blanc is a financial advisor at Aurora Private Wealth, INC. with 23 years of industry experience. He holds Series 63 and Series 66 licenses and previously worked at Edward Jones, Santander Securities, and SCOTTRADE among other roles. Aurora Private Wealth, INC. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm offers financial planning and investment management through a team of 18 advisors, utilizing individualized policies, model portfolios, and independent managers to serve approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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John C

Series 66

Miami, FL

Aurora Private Wealth, INC.

John Cartledge is a financial advisor with Aurora Private Wealth, Inc. based in Miami, FL, holding a Series 66 designation and 26 years of industry experience. He has worked at UBS Financial Services Inc. and APW Capital, Inc. and serves as Secretary for the Cartledge Foundation, a private charitable foundation. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations. The firm provides financial planning, consulting, and both discretionary and non-discretionary investment management through a team of 18 advisors managing approximately $374 million in assets.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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John B

Series 63

Rockaway, NJ

Aurora Private Wealth, INC.

John Bello is a financial advisor with Aurora Private Wealth, Inc., holding a Series 63 designation and 38 years of industry experience. He has worked with Comprehensive Capital Management and APW Capital, Inc. for over two decades. Bello is also an independent insurance agent specializing in life and long-term care insurance. Aurora Private Wealth, Inc. serves individuals, trusts, estates, pension and profit-sharing plans, and charitable organizations by providing financial planning, consulting, and investment management through a team of 18 advisors managing approximately $374 million in assets. The firm employs a range of investment strategies and platforms tailored to client needs.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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Gregory N

Series 63, Series 66

Morristown, NJ

Aurora Private Wealth, INC.

Gregory Nardolillo is an investment advisor with Aurora Private Wealth, Inc. and holds Series 63 and Series 66 licenses, with 33 years of industry experience. He has worked at firms including Summit Financial, LLC, Feltz Wealthplan, and LPL Financial. Outside of advisory roles, he owns Nardolillo Wealth Advantage, Inc. and serves as a brand ambassador for Kalo Brands, LLC. Aurora Private Wealth, Inc. is an SEC-registered investment adviser serving individuals, trusts, estates, pension plans, and charitable organizations. The firm manages approximately $374 million in assets through a team of 18 advisors, offering financial planning and both discretionary and non-discretionary investment management using a variety of strategies and third-party platforms.

Options & derivatives strategies Retirement income strategy Annuities Retirement plans for business owners (SEP, solo 401k)
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