Spencer Peine is a financial advisor at Oppenheimer with a Series 66 credential and one year of industry experience. Prior to joining Oppenheimer, he worked at Transamerica Financial Advisors and Bread Financial. His background includes diverse roles outside finance, including work with The Church of Jesus Christ of Latter Day Saints and experience in retail and service industries. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a wide range of advisory programs across equity, balanced, and fixed-income portfolios, with both discretionary and non-discretionary services, and maintains custody of client assets as a qualified custodian.

Barry Lacina is a financial advisor with Oppenheimer in Austin, TX, holding a Series 66 credential and eight years of industry experience. He has been with Oppenheimer since 2017 and was self-employed from 2009 to 2017. Outside of finance, Lacina is involved in film production as the owner of Happyness Films, LLC. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of programs including asset management, consulting, and retirement services, with advisory services that encompass equity, balanced, and fixed-income portfolios delivered through both discretionary and non-discretionary approaches.

Harry Yessayan Jr. is a financial advisor at Oppenheimer with eight years of industry experience. He holds a Series 66 designation and has worked at firms including FourStar Wealth Advisors, Bank of America, Merrill, and Morgan Analytics LLC. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and IRAs. The firm offers a variety of investment programs and advisory services, including both discretionary and non-discretionary portfolio management, with a notable portion of its assets managed on a non-discretionary basis.

Anthony Manougian is a financial advisor with Oppenheimer, holding Series 63 and Series 66 licenses and bringing 33 years of industry experience. He has been with Oppenheimer since 2012 and previously worked at Morgan Stanley from 2008 to 2012. Oppenheimer serves a diverse client base including individuals, corporations, pension plans, and charitable organizations, offering a range of advisory services such as equity, balanced, and fixed-income portfolios with both discretionary and non-discretionary management. The firm maintains custody of client assets while operating both broker-dealer and advisory businesses and manages a significant portion of advisory assets on a non-discretionary basis.

Xingdi Zhou is a CFP® and Series 66 credentialed advisor with five years of industry experience. She is currently with Oppenheimer and previously worked at Baird and operated Dragon Accents LLC, a life coaching and translation service, where she provides ontology-based coaching on weekends. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, and charitable organizations. The firm offers a wide range of investment and retirement services, including discretionary and non-discretionary portfolio management and consulting, with a notable emphasis on non-discretionary advisory assets and custody of client assets as a qualified custodian.

Tobias Timm is a financial advisor with Oppenheimer, holding Series 63 and Series 66 licenses and bringing 39 years of industry experience. He has worked at Oppenheimer since 2017 and previously held roles at Cantor Fitzgerald Wealth Partners, LLC and Cantor Fitzgerald & Co. Oppenheimer is a registered investment adviser and broker-dealer serving a diverse client base—including individuals, corporations, pension plans, and charitable organizations. The firm provides a wide range of programs and advisory services spanning equity, balanced, and fixed-income portfolios, with an emphasis on both discretionary and non-discretionary management.

John Mann is a financial advisor with Oppenheimer in Newport Beach, CA, holding a Series 66 designation and having nine years of industry experience. He has been with Oppenheimer since 2016. Outside of his advisory role, he provides freelance water polo instruction and engages in public motivational speaking focused on team building and his Olympic sports career. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a variety of investment programs and services, including discretionary and non-discretionary portfolio management, consulting, and retirement planning.

William Williams is a financial advisor with Oppenheimer, holding Series 63 and Series 65 credentials and bringing 40 years of industry experience. He has worked at Fahnestock & Co., Inc. since 1999. Outside of finance, Williams officiates youth hockey games and serves as an off-ice official for the National Hockey League (NHL). Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and other clients. The firm provides a range of advisory programs with services spanning equity, balanced, and fixed-income portfolios, employing both discretionary and non-discretionary approaches.

Kjeld Engberg is a financial advisor at Oppenheimer with 17 years of industry experience. He holds the CFA® designation and Series 66 license. His prior roles include positions at Deutsche Bank Securities, Credit Suisse Securities, and UBS Financial Services. Oppenheimer is a registered investment adviser and broker-dealer that serves individuals, corporations, pension plans, charitable organizations, and IRAs. The firm offers a range of programs including asset management, consulting, and retirement services, using both discretionary and non-discretionary approaches across equity, balanced, and fixed-income portfolios.

Clayton Ellis is a financial advisor at Oppenheimer with 15 years of industry experience. He holds Series 65 and Series 63 licenses and has previously worked at B. Riley Wealth Advisors, B. Riley Wealth Management, and FTN Financial. Ellis serves on the finance committee of a nonprofit school, contributing to budget development and financial oversight. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm offers a variety of advisory programs, including discretionary and non-discretionary services, spanning equity, balanced, and fixed-income portfolios with strategic asset allocation and manager selection.

Kathleen Palumbo is a financial advisor with Oppenheimer, holding Series 63 and Series 65 credentials and bringing 35 years of industry experience. She has been with Oppenheimer Asset Management Inc. and Fahnestock & Co. Inc. since 2003, following seven years at CIBC World Markets Corp. She serves as trustee for her personal trust and for a credit shelter trust established for her late husband. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and other entities. The firm offers a broad range of discretionary and non-discretionary advisory and retirement services with a focus on strategic asset allocation, manager selection, and tailored investment policy guidance.

Joan Gilchrist is a financial advisor with Oppenheimer, holding Series 63 and Series 65 licenses and bringing 45 years of industry experience. She has worked at Oppenheimer since 2003, following five years with CIBC World Markets Corp. Gilchrist is also a managing partner in family investment and real estate partnerships and serves on the board of a family-owned real estate corporation. Oppenheimer serves individuals, corporations, pension and profit-sharing plans, and charitable organizations with a range of advisory programs including asset management, consulting, and retirement services. The firm offers both discretionary and non-discretionary portfolio management across asset classes and maintains custody of client assets while operating its broker-dealer and advisory businesses.

Federico Barreto is a financial advisor at Oppenheimer with 29 years of industry experience. He holds Series 63 and Series 65 licenses and has held roles at Morgan Stanley Private Bank, UBS Financial Services, and Merrill prior to joining Oppenheimer in 2023. Outside of advising, he manages a living trust. Oppenheimer serves individuals, corporations, pension plans, and charitable organizations with a range of investment programs including discretionary and non-discretionary advisory services. The firm offers equity, balanced, and fixed-income portfolio management alongside consulting and retirement services.

Henry Scheuer is a financial advisor with Oppenheimer in New York, NY, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. He previously worked at Janney Montgomery Scott for 15 years before joining Oppenheimer in 2016. Outside of his advisory work, he is an author for The American Philatelist and a member of the Collectors Club of New York. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of investment and financial planning programs, managing both discretionary and non-discretionary accounts across various portfolio types and maintains custody of client assets as a qualified custodian.

Suraj Kalia is a CFA® charterholder based in New York, NY, with 22 years of industry experience. He has worked at Oppenheimer since 2019 and previously spent seven years at Northland Securities, Inc. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of programs and services including asset management, consulting, and retirement planning across equity, balanced, and fixed-income portfolios with both discretionary and non-discretionary account management.

Daniel Goggin III is a financial advisor at Oppenheimer with 10 years of industry experience. He holds Series 63 and Series 65 credentials and has previously worked at Citigroup. He is a Social Events Committee board member of the New York Athletic Club, assisting in planning events for club members. Oppenheimer serves individuals, corporations, pension plans, and charitable organizations through a broad range of advisory and brokerage services, including discretionary and non-discretionary portfolio management and retirement consulting. The firm maintains custody of client assets while operating both broker-dealer and advisory businesses.

Dane Broadie is a financial advisor at Oppenheimer with 14 years of industry experience. He holds the CFP® certification along with Series 63 and Series 66 licenses. His prior work history includes roles at Rhino Financial, Perspectives Financial, Allstate Insurance, Legacy Financial Strategies, LPL Financial, and Equity Services. Oppenheimer serves a wide range of clients including individuals, corporations, pension and profit-sharing plans, and charitable organizations. The firm provides diverse investment and advisory programs, offering both discretionary and non-discretionary services across equity, balanced, and fixed-income portfolios.

Lori Rappaport Steiner is a financial advisor at Oppenheimer with 37 years of industry experience. She holds the Series 63, Series 65, and Series 66 designations and has worked at Oppenheimer since 2009, following a 14-year tenure at Citigroup Global Markets. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, and pooled investment vehicles. The firm offers a range of programs with discretionary and non-discretionary management, encompassing equity, balanced, and fixed-income portfolios, and provides consulting and retirement services tailored to client objectives.

Gwendolyn Hueneman is a financial advisor at Oppenheimer with 22 years of industry experience. She holds a Series 66 designation and has worked at Oppenheimer since 2010, following prior roles at Stifel and Wells Fargo Clearing. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension plans, charitable organizations, and IRAs. The firm provides a range of programs including asset management, consulting, and retirement services, with advisory strategies that encompass equity, balanced, and fixed-income portfolios using both discretionary and non-discretionary approaches.

Cynthia Newman is a financial advisor at Oppenheimer with Series 63 and Series 65 credentials and 47 years of industry experience. Her prior roles include positions at Morgan Stanley Private Bank, Morgan Stanley, and Citigroup Global Markets. She is based in New York, NY. Oppenheimer is a registered investment adviser and broker-dealer serving individuals, corporations, pension and profit-sharing plans, charitable organizations, pooled investment vehicles, and IRAs. The firm offers a range of investment programs and advisory services on both discretionary and non-discretionary bases.