Derek Pritchard is a financial advisor with SPC in Dublin, CA, holding Series 63 and Series 65 credentials and over 33 years of industry experience. He has worked at firms including Sigma Planning Corporation, Parkland Securities LLC, SagePoint Financial, Bancwest Investment Services, Wells Fargo Clearing, and Banc of America Investment Services. Outside of his advisory role, he operates a sole proprietorship under Pritchard Asset Management, focusing on fixed insurance sales. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base ranging from individual investors to corporate and charitable organizations. The firm’s advisory network serves over 30,000 clients through tailored, discretionary investment advice and offers services via multiple account programs including the SIGMA Managed Account.

Alan Bau is a financial advisor with SPC in Colorado Springs, CO, holding a Series 63 designation and bringing 46 years of industry experience. He has worked at SPC since 2011 and Parkland Securities since 2014. Outside of his advisory role, he owns Alan Bau Investments, where he acts as an independent agent representing various insurance companies. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, with a structure that integrates affiliated broker-dealers and insurance agencies alongside fiduciary and non-fiduciary services.

Jonathan Lewis is a financial advisor with SPC in Opelousas, LA, holding the ChFC® designation along with Series 63 and Series 65 licenses. He has 39 years of industry experience, including roles at Parkland Securities, Sigma Planning Corporation, and Acadiana Insurance Agency Inc. Outside of his advisory work, Lewis serves as a minister for a local church and occasionally speaks at church functions. SPC provides investment management, financial planning, and retirement-plan advisory services to a wide range of clients, including individuals, employer-sponsored retirement plans, charitable organizations, and corporations. The firm operates a large advisory network and delivers tailored, discretionary advice through various account programs supported by partnerships with Fidelity and third-party advisers.

Richard Liess is a financial advisor with SPC in Overland Park, KS, holding Series 63 and Series 65 licenses and having 17 years of industry experience. He has been with Sigma Planning Corporation since 2011 and Sigma Financial Corporation since 2010. Outside of his advisory work, he provides tax preparation assistance and serves as a consultant for small business accounting and tax services. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering solutions through discretionary and nondiscretionary arrangements tailored to client needs.

Avishai Nir is a financial advisor with SPC in Sunrise, FL, holding Series 63, 65, and 66 licenses and bringing 26 years of industry experience. He has worked at SPC since 2012 and is also associated with Parkland Securities, LLC and WealthCore Financial, LLC. Outside of advisory work, he is involved with WealthCore Financial as a member and markets financial products, including life and health insurance across several states. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets through a network of over 460 advisors. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services with both discretionary and nondiscretionary options.

Daniel Detloff is a financial advisor with SPC in Ann Arbor, MI, holding a Series 63 designation and totaling 35 years of industry experience. He has been with Sigma Planning Corporation since 2004 and Sigma Financial Corporation since 1995. Outside of his advisory roles, he is a notary public in Byron Center, MI. SPC serves individual clients, charitable organizations, corporations, and employer-sponsored retirement plans through a network of over 460 advisers and manages approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, providing both discretionary and nondiscretionary management options.

Bailey Castiglione is a Series 66-licensed advisor at SPC with two years of industry experience. Prior to joining SPC, Bailey worked at Promedica for eight years. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base that includes individual investors, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network and offers tailored, discretionary investment advice primarily delivered at the advisor level.

Michael Penn is a CFP® with 30 years of industry experience, currently serving at SPC. He has worked with Sigma Financial Corporation and Harvard Financial Investments, Inc. since 1995 and has maintained his own accounting and tax practice since 1978. In addition to his advisory work, he is involved in health insurance sales through Harvard Agency Inc. SPC serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans, managing over $5.6 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering strategies through discretionary and nondiscretionary arrangements.

Matthew Corsaro is a financial advisor at SPC with 33 years of industry experience. He holds Series 63 and Series 65 licenses. His prior experience includes roles at Parkland Securities, Corsaro Insurance Group, Princor Financial Services Corporation, and Corsaro Insurance Agency. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individual investors, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network and offers tailored, discretionary investment advice through various account programs.

Richard Lax is a financial advisor at SPC with 27 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Sigma Financial Corporation since 1999. Outside of his advisory role, he serves as a non-paid administrator at Ward Presbyterian Church in Northville, Michigan. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement services through a large network of advisors and employs both discretionary and nondiscretionary management strategies.

Amber Carter is a financial advisor with SPC in Glendale, CA, holding Series 63 and Series 66 licenses and bringing 16 years of industry experience. She has been with Parkland Securities, LLC since 2014. Outside of her advisory role, she owns Lana Financial and serves as Board Secretary for the Dana Manor HOA. SPC serves a diverse client base including high-net-worth individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisors managing approximately $5.66 billion in assets.

Christopher Newbauer is a financial advisor at SPC with a Series 66 credential and three years of industry experience. Prior to joining SPC and Sigma Financial Corporation in 2022, he worked for seven years at North Judson-San Pierre Schools. Outside of his advisory role, he officiates high school football and basketball games and engages in buying and selling sports cards and collectibles online. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering discretionary and nondiscretionary management through a network of over 460 advisers and approximately $5.66 billion in assets under management.

Charles Jones is a financial advisor at SPC with 11 years of industry experience. He holds the ChFC® designation and a Series 63 license. Prior to his current role at Parkland Securities, LLC, he has been active as a musician since 2014. Jones also serves as a city council member in Dell Rapids, SD, and provides personal financial counseling to South Dakota military personnel through Magellan Health. SPC serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering both discretionary and nondiscretionary strategies supported by a custodial platform and collaborating with third-party managers.

Christian Cicchella is a CFP®-certified financial advisor with 29 years of industry experience. He has been with SPC and Sigma Financial Corporation since 2004. In addition to his advisory role, he is involved in selling fixed life, health, disability, and fixed annuities, as well as property and casualty insurance marketed through The McNish Group. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering both discretionary and nondiscretionary management tailored to client needs.

Gary Jarvis Jr. is a financial advisor with SPC in Ann Arbor, MI, holding Series 63 and Series 65 credentials and bringing 25 years of industry experience. He has worked with Sigma Planning Corporation since 2003 and has been involved with Security First Benefits Corporation since 1999, where he is also an insurance agent specializing in health and life insurance products. SPC serves a diverse client base including individuals, high-net-worth households, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 investment adviser representatives.

Kimberly Jones is a financial advisor with SPC in Ann Arbor, MI, holding Series 63 and Series 65 credentials and bringing 31 years of industry experience. She has been with SPC, Parkland Securities, and Sigma Financial Corporation since 2013. Jones serves as a board member of the Arabian Horse Association of Michigan, where she assists in growing membership and promoting the annual spring horse show. SPC serves a diverse client base including individuals, charitable organizations, corporations, and retirement plans, offering portfolio management, financial planning, and ERISA-related services. The firm provides discretionary and nondiscretionary investment management and works with third-party managers, maintaining formal succession protocols and compliance controls.

Diego De Los Santos is a financial advisor at SPC with 11 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including LPL Financial and Transamerica Financial Advisors. Outside of finance, he is a 20% owner of LIDC Hospitality Inc, operating Lupe’s Mexican Eatery in San Juan Capistrano, CA, and manages a small home farm business selling chicken eggs. SPC serves a diverse client base including high-net-worth individuals, charitable organizations, corporations, and retirement plans, offering portfolio management, financial planning, and ERISA-related services through a large network of advisors. The firm provides both discretionary and nondiscretionary management options and maintains affiliations with broker-dealers and insurance agencies to support a broad range of client needs.

Brandon Rydell is a financial advisor at SPC with 29 years of industry experience. He holds Series 63 and Series 65 designations and has been affiliated with Sigma Financial Corporation since 1997 and with Parkland Securities since 2014. He serves as a board member for the Give and DELIVER SPS Family Charitable Foundation, a nonprofit organization supporting fundraising activities linked to his associated firms. SPC provides investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individual investors, employer-sponsored retirement plans, charitable organizations, and corporate clients. The firm supports a large advisory network and delivers tailored investment advice primarily through the SIGMA Managed Account program and other account offerings.

Roseann Monteleone is a financial advisor with SPC in Palm Coast, FL, holding Series 63 and Series 66 licenses and with 18 years of industry experience. Her prior roles include positions at Sigma Financial Corporation, Independent Financial Partners, Bank of America, and Merrill. Outside of her advisory work, she conducts financial literacy education workshops and provides general business consultancy services. SPC offers investment management, financial planning, and retirement-plan advisory services to a diverse client base, including individuals, retirement plans, charitable organizations, and corporate clients. The firm’s advisory network serves over 30,000 clients through tailored and discretionary investment advice delivered at the individual advisor level.

Blake Warner is a financial advisor at SPC with eight years of industry experience. He holds a Series 66 designation and has worked at Sigma Planning Corporation and Sigma Financial Corporation since 2018. Prior to that, he was employed at Anchor Brake Shoe from 2015 to 2018. Warner is also a licensed life and health insurance agent and operates under the DBA Touch Financial Group. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services through a network of over 460 advisers.