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Katrina D

Series 63, Series 66

Pasadena, CA

Wedbush Securities Inc.

Katrina Dudley is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 66 credentials and bringing 28 years of industry experience. She has been with Wedbush Morgan Securities since 2009, totaling 17 years at the firm. Wedbush Securities serves a diverse client base, including individuals, high-net-worth investors, foundations, and institutions, providing both brokerage and SEC-registered investment advisory services. The firm offers a range of managed account solutions and is notable for combining broker-dealer and capital markets functions with custody, clearing, and prime services tied to commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Albert F

Series 63, Series 65

Salinas, CA

Wedbush Securities Inc.

Albert Fong is a financial advisor with Wedbush Securities Inc. in Salinas, CA, holding Series 63 and Series 65 licenses and bringing 46 years of industry experience. He has worked with Wedbush Morgan Securities Inc. and Brookstreet Securities Corporation since 2007. Outside of his advisory work, Fong serves as chairman of the deacon board at Salinas Chinese Christian Church and is involved in local community service as a commissioner for the City of Salinas Library Community Service, as well as a board member of the Chinese American Citizen Alliance-National. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and registered investment advisory services across wealth management, fixed income, commodities, securities lending, capital markets, and prime services. The firm provides discretionary and non-discretionary managed accounts, clearing and custodial functions, and operates multiple managed account and wrap fee programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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James L

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

James Larew is a financial advisor with Wedbush Securities Inc. in Pasadena, CA. He holds Series 63 and Series 65 licenses and has 33 years of industry experience, including 17 years at Wedbush Morgan Securities. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services, managing approximately $5.68 billion in regulatory assets, with capabilities across wealth management, capital markets, commodities, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Bernard O

Series 63

Pasadena, CA

Wedbush Securities Inc.

Bernard Obrien is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 63 designation and bringing 38 years of industry experience. He has been associated with Wedbush Morgan Securities Inc. and Woodcrest Country Club since 1989. Wedbush Securities serves a diverse client base including individual investors, high-net-worth clients, foundations, and institutions, offering a range of brokerage and investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides various managed account solutions as well as clearing, custodial, and execution services, with a distinctive combination of broker-dealer operations and capital markets functions tied to commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Robert L

Series 63, Series 65

New York, NY

Wedbush Securities Inc.

Robert Limmer is a financial advisor with Wedbush Securities Inc. and Onward Advisors, holding Series 63 and Series 65 credentials and bringing 39 years of industry experience. His prior roles include positions at UBS, LPL Financial, and Gladstone Institutional Advisory. He also serves on the advisory board of BiCoastal Wealth Management, advising on business structure and branding. Wedbush Securities serves a broad client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides various managed account solutions alongside commission-based brokerage arrangements and operates clearing, custodial, and prime services tied to commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Jeffrey O

Series 63, Series 65

Grand Rapids, MI

Wedbush Securities Inc.

Jeffrey Olsson is a financial advisor with Wedbush Securities Inc. in Grand Rapids, MI, holding Series 63 and Series 65 credentials and having 32 years of industry experience. He has worked at Wedbush since 2016 and previously at Raymond James Financial Services from 2010 to 2016. Olsson also owns Olsson Investment Group LLC, through which he acts as a financial consultant. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across multiple asset classes and provides clearing, custodial, and prime services alongside managed account and wrap fee programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Gene W

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Gene Wong is a financial advisor at Wedbush Securities Inc. in Seattle, WA, holding Series 63 and Series 65 licenses with 39 years of industry experience. He has been with Wedbush Morgan Securities since 2009. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, supporting a range of managed account and commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Tai N

Series 66

Dallas, TX

Wedbush Securities Inc.

Tai Newman is a financial advisor with Wedbush Securities Inc. based in Dallas, TX. He holds a Series 66 designation and has been with Wedbush Securities since 2023. Prior to entering the financial industry, Tai spent several years in full-time education and worked at Defender Outdoors. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, including wealth management, fixed income, commodities, securities lending, capital markets, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Paul R

Series 63, Series 65

Eugene, OR

Wedbush Securities Inc.

Paul Rowe is a financial advisor with Wedbush Securities Inc. in Eugene, OR, holding Series 63 and Series 65 registrations and having 42 years of industry experience. He has been with Wedbush Morgan Securities Inc. since 1990, totaling 36 years at the firm. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, capital markets, and prime services, managing approximately $5.68 billion in regulatory assets.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Joshua M

Series 66

Pasadena, CA

Wedbush Securities Inc.

Joshua Modabber is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding a Series 66 designation and four years of industry experience. His prior work includes roles at Signpost, Westside Wellness & Rehabilitation, Silva Artist Management, and the University of Colorado - Boulder. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutions. The firm offers brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets, and operates multiple managed account and wrap fee programs alongside commission-based brokerage arrangements.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Patricia H

Series 63, Series 65

Honolulu, HI

Wedbush Securities Inc.

Patricia Hirata is a financial advisor at Wedbush Securities Inc. with 25 years of industry experience. She previously worked at Us Bancorp Investments and Unionbanc Investment Services. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across wealth management, fixed income, commodities, and capital markets. The firm provides a range of managed account solutions and operates multiple clearing, custodial, and prime services businesses.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Patricia B

CFP®, Series 63, Series 66

Greensboro, NC

Wedbush Securities Inc.

Patricia Blair is a CFP® professional with 16 years of industry experience, currently affiliated with Wedbush Securities Inc. She previously worked at UBS Financial Services Inc. for ten years. Outside of her advisory role, she is involved as a community coach with Winston Salem Forsyth County Schools and has input on operations at a local coffee shop owned by her family. Wedbush Securities serves a diverse client base that includes individual and high-net-worth investors, foundations, and institutions, offering both brokerage and SEC-registered investment advisory services with a wide range of wealth management and capital markets capabilities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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James C

Series 63

Pasadena, CA

Wedbush Securities Inc.

James Carey is a financial advisor at Wedbush Securities Inc. with 36 years of industry experience. He has been with Wedbush Morgan Securities since 2009 and holds a Series 63 designation. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers both brokerage and SEC-registered investment advisory services across multiple asset classes and operates a range of managed account and commission-based programs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Christopher B

Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Christopher Boesche is a financial advisor at Wedbush Securities Inc. with 28 years of industry experience. He has been with Wedbush Securities since 2009 and holds Series 63 and Series 65 designations. Wedbush Securities serves a diverse client base including individuals, high-net-worth investors, foundations, and institutional clients. The firm offers a range of brokerage and SEC-registered investment advisory services, combining capital markets, clearing, custody, and prime services with managed account solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Yoel E

Series 63, Series 65

Pasadena, CA

Wedbush Securities Inc.

Yoel Edunn is a financial advisor with Wedbush Securities Inc. in Pasadena, CA, holding Series 63 and Series 65 licenses and bringing 28 years of industry experience. He has worked with Wedbush Morgan Securities since 2005. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer and capital markets operations with custody, clearing, and prime services, particularly in commodities and derivatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Sheryl P

CFP®, Series 63, Series 65

Seattle, WA

Wedbush Securities Inc.

Sheryl Patterson is a CFP® with 32 years of industry experience, currently serving as a financial advisor at Wedbush Securities Inc. in Seattle, where she has worked since 2004. She is also the owner of a property management business in Normandy Park, WA. Wedbush Securities serves a diverse range of clients including individuals, high-net-worth investors, foundations, and institutions, offering both brokerage and SEC-registered investment advisory services across multiple asset classes and account structures. The firm combines broker-dealer and capital markets functions with custody, clearing, and prime services, including commodities and derivatives activities.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Robert C

CFP®, Series 63, Series 65

Radnor, PA

Wedbush Securities Inc.

Robert Cellucci is a CFP® with 25 years of experience in the financial services industry. He is currently with Wedbush Securities Inc. and has previously worked at B. Riley Wealth Advisors, B. Riley Wealth Management, and Stifel Nicolaus & Co. Inc. He operates under the marketing name MJB Wealth Management Group, associated with Wedbush Securities. Wedbush Securities serves a diverse client base including individual, high-net-worth, foundation, and institutional investors. The firm offers brokerage and SEC-registered advisory services across wealth management, fixed income, commodities, and capital markets, combining broker-dealer functions with custody, clearing, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Harrison L

Series 66

New York, NY

Wedbush Securities Inc.

Harrison Lindman is a financial advisor at Wedbush Securities Inc. in New York, NY, holding a Series 66 designation. He began his advisory career at Wedbush in 2025 after diverse experience in sports and hospitality sectors. Outside of finance, he is the CEO and founder of Harrison Lindman Golf Services, providing golf instruction. Wedbush Securities serves a wide range of clients including individuals, high-net-worth investors, foundations, and institutions. The firm offers brokerage and SEC-registered investment advisory services, with capabilities in wealth management, fixed income, commodities, capital markets, and prime services.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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James M

Series 63, Series 65

Chicago, IL

Wedbush Securities Inc.

James Mcdermott is a financial advisor at Wedbush Securities Inc. with 32 years of industry experience. He has previously worked at Raymond James & Associates and Osaic Wealth Inc. Outside of his advisory role, he appeared in a NetJets print advertisement with his family. Wedbush Securities serves a diverse client base including individual and high-net-worth investors, foundations, and institutional clients. The firm offers both brokerage and SEC-registered investment advisory services, managing approximately $5.68 billion in regulatory assets with a range of managed account and brokerage solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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Savannah B

Series 66

San Diego, CA

Wedbush Securities Inc.

Savannah Baker is a financial advisor with Wedbush Securities Inc. in San Diego, CA, holding a Series 66 designation and having two years of industry experience. Before joining Wedbush, she worked at Equitable Advisors. Outside of her financial advisory work, she is involved with Sam's Tavern as a server and bartender and provides bartending services for Seattle Pridefest. Wedbush Securities serves a diverse client base, including individuals, high-net-worth investors, foundations, and institutions, offering brokerage and SEC-registered investment advisory services across multiple asset classes and account types. The firm combines broker-dealer functions with capital markets, clearing, custodial, and prime services, supporting a wide range of investment and execution needs.

Wealth management Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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