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Mark N

Series 66

Los Angeles, CA

Equitable Advisors

Mark Nordbrock is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and 28 years of industry experience. He has been with Equitable Advisors since 2000, including a prior affiliation when the firm was known as Axa Advisors. In addition to his advisory work, Nordbrock is an attorney operating the Law Offices of Mark Nordbrock and serves as a trustee for an immediate family trust. Equitable Advisors serves individual clients ranging from non-high-net-worth to high-net-worth, as well as pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm provides financial planning, retirement plan consulting, and asset-management programs, utilizing both proprietary and third-party advisory models to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ataullah M

Series 66

Los Angeles, CA

Equitable Advisors

Ataullah Mangal is a financial advisor at Equitable Advisors with a Series 66 designation and no prior industry experience. His work history includes roles at Dexa Ventures, Wells Fargo Bank, Uber, Cydcor, PAE, and Azizi Bank. Outside of advisory work, he has been involved with Uber since 2022. Equitable Advisors serves a wide range of clients, including individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management through a network of Investment Adviser Representatives and third-party managers. The firm’s approach involves assessing client risk tolerance and leveraging both proprietary and third-party investment programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ryan S

Series 66

Los Angeles, CA

Equitable Advisors

Ryan Sullivan is a Series 66-licensed financial advisor with two years of industry experience, currently with Equitable Advisors in Los Angeles. He previously worked at Teachers Insurance and Annuities Association of America (TIAA) for 11 years. Outside of his advisory role, he manages a rental property. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients by providing financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives. The firm’s approach includes matching clients to program models or discretionary managers, utilizing both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Franklin C

Series 66

Los Angeles, CA

Equitable Advisors

Franklin Chelebian is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 license and six years of industry experience. His prior work includes roles at Chapman University, Hudson Pacific Properties, Trinium Technologies, and for Congressman Duncan Hunter. Equitable Advisors serves individual clients across wealth levels, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives and third-party partnerships.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Daniel O

Series 66

Los Angeles, CA

Equitable Advisors

Daniel Orosco Jr. is a financial advisor at Equitable Advisors with a Series 66 designation and one year of industry experience. Prior to his current role, he has worked in education and retail, including positions at the University of La Verne, Lululemon, and Dick's Sporting Goods. Equitable Advisors serves a broad client base, including individuals, retirement plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and asset management through a network of Investment Adviser Representatives, utilizing both proprietary programs and third-party asset managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Myung C

Series 65

Los Angeles, CA

Equitable Advisors

Myung Choe is a Series 65-licensed financial advisor with Equitable Advisors, based in Los Angeles, CA, and has 40 years of industry experience. He has been with Equitable Advisors since 1999 and previously worked with Axa Advisors, LLC. Outside of his advisory work, he serves as chairperson of the Korean Chamber of Commerce of Los Angeles and is an officer of the Los Angeles Central Lions Club. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm uses both in-house and third-party programs to tailor investment solutions, including mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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William J

Series 66

Los Angeles, CA

Equitable Advisors

William Janney is a financial advisor at Equitable Advisors with a Series 66 designation and three years of industry experience. His prior work includes roles at DB Fitzpatrick and Co. and Wolf One Farms, as well as teaching positions at The College of Idaho and Pacific Palisades High School. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives, utilizing both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Jenny J

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Jenny Jung is a financial advisor at Equitable Advisors with 32 years of industry experience. She has been with Equitable Advisors and its predecessor, Axa Advisors, since 1999. In addition to her advisory work, she holds a special power of attorney to manage immediate family members' retirement affairs. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and various asset-management programs, utilizing both proprietary and third-party investment solutions delivered through a network of Investment Adviser Representatives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ki Hyung R

Series 66

Los Angeles, CA

Equitable Advisors

Ki Hyung Ryow is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and possessing 24 years of industry experience. He has been with Equitable Advisors since 2001, including through its predecessor Axa Advisors. Outside of advising, Ryow is involved in several community and nonprofit organizations, serving as a director for the Krossland Foundation Inc., president and secretary of Saint Gabriel Korean School Inc., a board member of the Korean American Chamber of Commerce Los Angeles and the Korean Institute of Southern California, and is also a restaurant owner and member of the Los Angeles Koreatown Lions Club. Equitable Advisors provides a broad range of financial planning and retirement consulting services to individuals, plans, corporations, and institutions. The firm utilizes various advisory programs and third-party asset managers to tailor investment strategies, offering access to mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Hye Ri K

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Hye Ri Kim is a financial advisor with Equitable Advisors in Los Angeles, holding Series 63 and Series 65 licenses and bringing 12 years of industry experience. She has worked at Equitable Advisors since 2014 and was also with Axa Advisors, LLC for six years. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm offers financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives, utilizing both firm-offered and third-party advisory solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Herbert G

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Herbert Goodrich is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and over 31 years of industry experience. He has been with Equitable Advisors and its predecessor, AXA Advisors, since 1999. Outside of his advisory role, he serves as a volunteer campaign committee member at St. Matthew Antiochian Orthodox Church. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individual, corporate, and institutional clients through a network of Investment Adviser Representatives. The firm leverages a variety of third-party advisory programs and offers ERISA fiduciary services to qualified plans.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Kevin J

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Kevin Jung is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and bringing 31 years of industry experience. He has been with Equitable Advisors since 1999, previously associated with AXA Advisors, LLC. Outside of his advisory role, he has involvement in a fixed business. Equitable Advisors serves a broad client base including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management programs. The firm uses a variety of third-party advisory models and emphasizes fiduciary services through credentialed representatives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Daniel H

Series 66

Los Angeles, CA

Equitable Advisors

Daniel Howard is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and three years of industry experience. Prior to joining Equitable Advisors in 2023, he worked for 14 years with the California Highway Patrol. Outside of his advisory role, he owns and manages a short-term rental property through a separate business entity. Equitable Advisors serves individual clients across wealth levels, as well as pension plans, corporations, and charitable organizations, offering financial planning, retirement plan consulting, and asset management services. The firm’s approach involves matching clients to program models or discretionary managers, utilizing a mix of firm-offered programs and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Michael S

Series 66

Los Angeles, CA

Equitable Advisors

Michael Sendowski is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and bringing 38 years of industry experience. He has been with Equitable Advisors and its predecessor, Axa Advisors, since 1999. He serves on the board of the Jewish Big Brothers Big Sisters Foundation for Camp Bob Waldorf and holds non-practicing CPA and attorney licenses. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs through Investment Adviser Representatives and utilizes both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Valerio C

Series 66

Los Angeles, CA

Equitable Advisors

Valerio Chiarotti is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and three years of industry experience. Prior to joining Equitable Advisors, he worked at Merrill, Paulson Investment Company, and Bank of America. Outside of his advisory role, he is the owner of Terrarossa LLC, a wine service company, and serves as a board member and CFO for the Italian Heritage Culture Foundation. Equitable Advisors serves a broad client base including individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management programs through a network of Investment Adviser Representatives. The firm uses a risk-assessment approach to match clients with advisory models and third-party asset managers, providing a range of investment options including mutual funds, ETFs, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Jay O

Series 66

Los Angeles, CA

Equitable Advisors

Jay Oh is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and 25 years of industry experience. He has worked with Equitable Advisors since 2001 and was affiliated with Axa Advisors, LLC from 2001 to 2020. Outside of his advisory role, he is involved in an outside fixed business. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients by providing financial planning, retirement plan consulting, and various asset-management programs. The firm utilizes a network of Investment Adviser Representatives and third-party asset managers to deliver tailored investment solutions without sponsoring its own wrap fee program or advertising hypothetical performance.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Emily C

Series 66

Los Angeles, CA

Equitable Advisors

Emily Crouse is a financial advisor with Equitable Advisors in Los Angeles, CA. She holds a Series 66 designation and has been with Equitable Advisors since 2026. Prior to her advisory role, she has experience working with the Church of the Good Shepherd and has been involved with academic and nonprofit activities related to critical theory and social justice, as well as community theater. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset management through a range of advisory programs and third-party managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Scott C

Series 66

Los Angeles, CA

Equitable Advisors

Scott Chen is a financial advisor with Equitable Advisors in Los Angeles, holding a Series 66 designation and two years of industry experience. Prior to joining Equitable Advisors, he worked at Apple and spent three years at the University of Southern California. Equitable Advisors serves a diverse client base that includes individuals across wealth levels, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management programs. The firm’s approach involves risk assessment and matching clients to advisory models or discretionary managers, utilizing both proprietary and third-party solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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John F

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

John Fahmy is a financial advisor at Equitable Advisors with Series 63 and Series 65 credentials and four years of industry experience. His prior roles include positions at Apple Inc. and Farmers Financial Solutions. Outside of advising, he is involved in insurance through his role as president of Fly Insurance Agency and creates licensed content from viral media related to local events. Equitable Advisors provides financial planning and asset-management services to individual, institutional, and charitable clients, utilizing both proprietary and third-party investment programs delivered through a network of Investment Adviser Representatives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Carson P

Series 66

Los Angeles, CA

Equitable Advisors

Carson Phillips is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and beginning his advisory career in 2026. Prior to joining Equitable Advisors, he worked in education for several years, including teaching roles at Vanguard School, Hersey High School, Thomas Middle School, and Olive Mary Stitt Elementary School. He has also been involved with organizations such as GreenBear Industries Inc and Western Governors University. Equitable Advisors serves a broad client base including individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management through various proprietary and third-party programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Christopher N

Series 66

Los Angeles, CA

Equitable Advisors

Christopher Nesbitt is a financial advisor at Equitable Advisors with one year of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley. Outside of financial advising, Nesbitt is involved in expense report auditing for the mission systems sector at Northrop Grumman. Equitable Advisors serves individual clients, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and a variety of asset-management programs through a network of Investment Adviser Representatives and external asset managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Taehee L

Series 66

Los Angeles, CA

Equitable Advisors

Taehee Lee is a financial advisor at Equitable Advisors in Los Angeles, CA, holding a Series 66 designation with one year of industry experience. Prior to joining Equitable Advisors, Lee worked for Hanmi Bank for 12 years. Equitable Advisors serves a broad client base including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and various asset-management programs through a network of Investment Adviser Representatives and third-party managers. The firm utilizes both proprietary and third-party models and offers a range of investment options including mutual funds, ETFs, and alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ehsan S

Series 66

Los Angeles, CA

Equitable Advisors

Ehsan Safavi is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and 19 years of industry experience. He has been with Equitable Advisors since 2007 and previously worked at Axa Advisors, LLC from 2007 to 2020. Safavi is also the owner and president of The Safavi Group, LLC, and serves as a life settlement agent through The Ashar Group LLC. Equitable Advisors provides financial planning, retirement consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers a range of advisory programs and integrates both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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John L

Series 63, Series 66

Los Angeles, CA

Equitable Advisors

John Lefferts is a financial advisor with Equitable Advisors in Los Angeles, holding Series 63 and Series 66 credentials and four years of industry experience. Prior to joining Equitable Advisors in 2022, he worked at Alliantgroup, LP and the StepStone Group. He serves as Board Member and President of the Southern California Chapter for the Episcopal School of Dallas Alumni Association. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm utilizes a range of advisory programs and third-party asset managers to deliver customized investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Zihan W

Series 66

Los Angeles, CA

Equitable Advisors

Zihan Wang is a financial advisor with Equitable Advisors based in Los Angeles, CA. He holds a Series 66 designation and has experience working at a private family fund and Pan-China Assets Appraisal Co LTD prior to joining Equitable Advisors. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management programs to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm offers its services through a network of Investment Adviser Representatives and utilizes a range of third-party asset managers and advisory programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Brian S

Series 66

Los Angeles, CA

Equitable Advisors

Brian Sherwin is a financial advisor with Equitable Advisors in Los Angeles, holding a Series 66 designation and having one year of experience in the industry. His prior work includes roles at Warner Bros. Entertainment, Sony Pictures Entertainment, Media Res Studios, Paramount Network, Paramount Television, and The Weinstein Company. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives. The firm utilizes a variety of third-party advisory models and offers ERISA fiduciary services to qualified plans.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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David O

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

David Oganyan is a financial advisor with Equitable Advisors in Los Angeles, CA. He holds the Series 63 and Series 65 credentials and has been with Equitable Advisors since 2024. Prior to his current role, he worked in education and the food service industry. Equitable Advisors serves individual clients, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm offers financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives, utilizing a range of proprietary and third-party advisory models and investment products.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Andrew B

Series 66

Los Angeles, CA

Equitable Advisors

Andrew Barboza is a financial advisor with Equitable Advisors in Los Angeles, CA. He holds a Series 66 designation and has approximately one year of industry experience. Prior to joining Equitable Advisors, he worked in various roles including at Transdev US and Burke Williams. Equitable Advisors serves a range of clients including individuals, pension and profit-sharing plans, corporations, and charitable organizations, offering financial planning, retirement plan consulting, and asset-management programs. The firm delivers services through a network of Investment Adviser Representatives and utilizes various third-party asset managers and advisory programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Thomas L

Series 66

Los Angeles, CA

Equitable Advisors

Thomas Lynch is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and six years of industry experience. Prior to joining Equitable Advisors in 2020, he held positions at ClearEdge Partners LLC and RoseGrove Capital Management LLC, among others. Outside of his advisory work, he is co-owner of Granite State Partners LLC, a music group business. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset management services. The firm’s approach involves assessing clients’ personal and plan information and risk tolerance to match them with suitable program models or discretionary managers, often utilizing third-party asset managers and offering a range of investment products including mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Clare B

Series 66

Los Angeles, CA

Equitable Advisors

Clare Brodersen is a financial advisor at Equitable Advisors with a Series 66 designation and two years of industry experience. She has worked in various roles including positions at Equitable Advisors and entrepreneurial engagements prior to her current role. Based in Los Angeles, CA, Brodersen's background includes experience in different sectors before entering the financial advisory field. Equitable Advisors serves a range of clients from individuals to institutional entities, providing financial planning, retirement consulting, and asset management programs through a network of Investment Adviser Representatives. The firm relies on third-party asset managers and advisory programs, offering access to mutual funds, ETFs, separately managed accounts, and alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Felipe C

Series 66

Los Angeles, CA

Equitable Advisors

Felipe Campos is a financial advisor at Equitable Advisors with a Series 66 designation and one year of industry experience. His prior work includes roles at Northwestern Mutual and California State University Northridge. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients, providing financial planning, retirement plan consulting, and various asset-management programs through a network of Investment Adviser Representatives. The firm utilizes a range of third-party advisory models and offers ERISA fiduciary services to qualified plans.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Jason L

Series 66

Los Angeles, CA

Equitable Advisors

Jason Luan is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and 16 years of industry experience. He has worked at Equitable Advisors since 2010, including during its prior operation as Axa Advisors, LLC. Outside of his advisory role, he serves as a condominium homeowners association board member in Idaho. Equitable Advisors serves a broad client base, including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement plan consulting, and asset management programs. The firm employs a range of advisory and investment solutions through a network of representatives and third-party providers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Patrick C

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Patrick Chance is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and 36 years of industry experience. He has worked at Equitable Advisors since 1999, including its predecessor AXA Advisors, LLC. His other activities include serving as a trustee and executor of a personal trust and operating a healthcare-related business under the name Patrick Chance and Associates. Equitable Advisors serves a broad client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset management programs through a network of Investment Adviser Representatives, utilizing both proprietary and third-party investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Phillip F

Series 65, Series 63

Los Angeles, CA

Equitable Advisors

Phillip Fiore is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 65 and Series 63 licenses and 12 years of industry experience. He has been with Equitable Advisors since 2014 and previously worked at Axa Advisors LLC. Equitable Advisors serves individuals across wealth levels, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm offers financial planning, retirement plan consulting, and diverse asset-management programs through a network of Investment Adviser Representatives, utilizing both proprietary and third-party advisory models.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Ruri I

Series 65, Series 63

Los Angeles, CA

Equitable Advisors

Ruri Im is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 65 and Series 63 licenses and bringing five years of industry experience. Prior to joining Equitable Advisors in 2021, Im worked at First Center Equity from 2015 to 2020. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients. The firm offers a range of advisory programs and works with third-party asset managers and LPL-sponsored platforms to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Darion A

Series 66

Los Angeles, CA

Equitable Advisors

Darion Allen is a financial advisor at Equitable Advisors with a Series 66 designation and one year of industry experience. His prior work includes roles at StudySmart Tutors, 88CrossRoads, and the National Football League. Equitable Advisors serves individual and institutional clients, providing financial planning, retirement plan consulting, and asset management through a network of Investment Adviser Representatives. The firm uses a combination of proprietary and third-party programs and offers a range of investment options including mutual funds, ETFs, and alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Anthony R

Series 66

Los Angeles, CA

Equitable Advisors

Anthony Ravin is a financial advisor at Equitable Advisors in Los Angeles, CA, holding a Series 66 designation. He has been with Equitable Advisors since 2026 and has previous experience in educational and nonprofit roles, including work with the Los Angeles Leadership Foundation and Sparks Academics. Equitable Advisors serves a broad client base that includes individuals, pension plans, corporations, and charitable organizations, offering financial planning, retirement consulting, and asset management programs. The firm utilizes a range of investment models, many implemented through third-party managers and advisory programs.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Jerrold S

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Jerrold Smith is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and bringing 38 years of industry experience. He has been with Equitable Advisors and its predecessor, Axa Advisors, LLC, since 1999. He serves as an uncompensated successor trustee and executor for an immediate family trust. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients. The firm uses a range of third-party and in-house advisory programs, focusing on risk assessment and tailored investment models, and operates without sponsoring its own wrap fee program.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Yongsoo P

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Yongsoo Park is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 licenses and possessing 28 years of industry experience. He has been with Equitable Advisors and its predecessor, AXA Advisors, LLC, since 2001. Park serves on the board of the Korean Institute of Southern California, a nonprofit organization. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm employs a range of advisory models and collaborates with third-party asset managers and LPL-sponsored programs to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Cameron C

Series 66

Los Angeles, CA

Equitable Advisors

Cameron Chapman is a financial advisor at Equitable Advisors in Los Angeles, holding a Series 66 designation with 23 years of industry experience. He has worked at Equitable Advisors and its predecessor, Axa Advisors, since 2003. Outside of his advisory role, he serves as a successor trustee for immediate family. Equitable Advisors provides financial planning, retirement plan consulting, and asset management services to individuals, pension plans, corporations, and nonprofit organizations. The firm delivers customized advice through a network of representatives and utilizes third-party asset managers and advisory programs to implement a wide range of investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Victor H

Series 66

Los Angeles, CA

Equitable Advisors

Victor Hernandez is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and one year of industry experience. Prior to joining Equitable Advisors in 2025, he worked in the hospitality sector and completed academic roles, including at California State University Northridge. He continues to work part-time as a server assistant at Shutters On the Beach. Equitable Advisors provides financial planning, retirement consulting, and asset management services to individual and institutional clients, utilizing a range of advisory programs and third-party asset managers to tailor investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Daniel G

Series 66

Los Angeles, CA

Equitable Advisors

Daniel Greenfield is a financial advisor with Equitable Advisors in Los Angeles, holding a Series 66 designation and six years of industry experience. His work history includes roles at Equitable Advisors since 2020, as well as prior positions at AXA Advisors, Welk Resorts, Chucks Valet, Daniel Hoff Agency, and the University of California Davis. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, charitable organizations, and institutional clients with financial planning, retirement consulting, and asset management programs. The firm emphasizes matching clients to investment models or discretionary managers, utilizing third-party asset managers and proprietary programs, and provides ERISA fiduciary services through credentialed investment adviser representatives.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Samuel F

Series 66

Los Angeles, CA

Equitable Advisors

Samuel Frombgen is a financial advisor with Equitable Advisors in Los Angeles, CA. He holds a Series 66 designation and has one year of industry experience. His prior background includes roles in education at Skidmore College and the San Francisco Waldorf schools, as well as community involvement with the Jewish Community Center of San Francisco. Equitable Advisors serves individual clients across wealth levels, pension and profit-sharing plans, corporations, and nonprofit organizations, providing financial planning, retirement plan consulting, and asset management programs through a network of Investment Adviser Representatives and third-party providers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Alyson B

Series 66

Los Angeles, CA

Equitable Advisors

Alyson Bruno is a financial advisor with Equitable Advisors in Los Angeles, holding a Series 66 designation and beginning her advisory career in 2026. Prior to her role in financial advising, her experience spans several ventures in hospitality and entertainment, including ownership and management roles at Los Feliz Villas, Spirit Distribution Company, Yoga Vibe, and Verdugo Bar. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm offers financial planning, retirement plan consulting, and asset-management programs through a network of Investment Adviser Representatives, utilizing both proprietary and third-party solutions across various investment products and fiduciary services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Owen K

Series 66

Los Angeles, CA

Equitable Advisors

Owen King is a financial advisor at Equitable Advisors with three years of industry experience. He holds the Series 66 designation and has worked in various golf-related roles, including as a golf caddie at Premier Caddie since 2023. Prior to his current role, he held positions at several golf clubs and was involved with Mill Valley Little League. Equitable Advisors serves a diverse client base, including individuals, pension plans, corporations, and charitable organizations, providing financial planning, retirement consulting, and asset management services. The firm utilizes a range of advisory programs, including third-party asset managers and proprietary offerings, to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Wynston M

Series 66

Los Angeles, CA

Equitable Advisors

Wynston Mackie is a financial advisor at Equitable Advisors with 12 years of industry experience and holds a Series 66 credential. His previous experience includes roles at KINECTA Federal Credit Union, LPL Financial LLC, Bank of America, Merrill, AXA Equitable, and AXA Advisors LLC. He is also involved in outside fixed insurance activities. Equitable Advisors provides financial planning, retirement plan consulting, and asset-management services to individuals, institutional clients, and organizations. The firm utilizes a range of advisory programs and third-party asset managers to deliver tailored investment solutions.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Kyuhyun S

Series 63, Series 65

Los Angeles, CA

Equitable Advisors

Kyuhyun Shin is a financial advisor with Equitable Advisors in Los Angeles, CA, holding Series 63 and Series 65 credentials and 28 years of industry experience. He has worked at Equitable Advisors since 2005 and previously spent time at Axa Advisors, LLC and Signator Investors, Inc. Outside of his advisory role, he is the treasurer of Union West Insurance Services, Inc., a corporation related to his outside business activities. Equitable Advisors serves individuals, pension and profit-sharing plans, corporations, and charitable organizations, offering financial planning, retirement plan consulting, and various asset-management programs delivered through a network of Investment Adviser Representatives. The firm utilizes a range of advisory models, including third-party sponsored programs and its own SAM program, providing services that encompass mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Lusha L

Series 66

Los Angeles, CA

Equitable Advisors

Lusha Liu is a Series 66 licensed financial advisor with 14 years of industry experience, currently with Equitable Advisors since 2012. Prior to joining Equitable Advisors, she worked with AXA Advisors from 2012 to 2020. Outside of her advisory role, she is involved in outside fixed insurance activities. Equitable Advisors serves a diverse client base including individuals, pension and profit-sharing plans, corporations, and charitable organizations. The firm provides financial planning, retirement plan consulting, and asset management services through a network of Investment Adviser Representatives, utilizing both proprietary programs and third-party asset managers.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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Matthew P

Series 66

Los Angeles, CA

Equitable Advisors

Matthew Patterson is a financial advisor with Equitable Advisors in Los Angeles, CA, holding a Series 66 designation and six years of industry experience. Prior to joining Equitable Advisors in 2020, he held various positions including roles at the University of Oregon and firms such as True Blue Partners, LLC and GKM Public Accountants. Equitable Advisors serves individual clients, pension and profit-sharing plans, corporations, charitable organizations, and other institutional clients by providing financial planning, retirement plan consulting, and asset-management programs. The firm utilizes a variety of advisory models and third-party asset managers, offering clients access to mutual funds, ETFs, separately managed accounts, and select alternative investments.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy Concentrated stock management Equity Recipients (RS/RSU, SOP, ESPP) Long-term care insurance Founder/Business Owner Retired Executive Approaching retirement Sandwich Generation
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