Rocky Howe is a financial advisor with LPL Financial, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. He has worked at LPL Financial since 2020 and spent 11 years at E.K. Riley Investments, LLC prior to that. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers a range of advisory and brokerage services including financial planning, model portfolios, third-party asset management, and institutional platforms.

David Wimer is a CFA® charterholder with 29 years of experience in the financial services industry. He is currently with LPL Financial, where he has worked since 2020. Prior to LPL, he was with Ek Riley Investments for 15 years and has held roles at First Allied Securities and Ragen Mackenzie Investment Services. LPL Financial is a national broker-dealer and SEC-registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, with advice delivered by investment adviser representatives using a variety of discretionary and non-discretionary strategies.

John Kennedy is a financial advisor with LPL Financial, holding a Series 66 designation and 12 years of industry experience. He previously worked at E.K. Riley Investments, LLC for six years before joining LPL Financial in 2020. LPL Financial is a national broker‑dealer and SEC‑registered investment adviser serving individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers a range of advisory and brokerage services, including financial planning, model portfolio programs, and institutional platforms, supported by a large network of investment adviser representatives.

Adam Uptmor is a financial advisor with LPL Financial holding a Series 66 designation and four years of industry experience. He has worked at LPL Financial since 2022 and serves as an elementary and middle school principal for the Mountain View School District, a role he has held since 2017. LPL Financial is a national broker-dealer and SEC-registered investment adviser providing advisory and brokerage services to individuals, retirement plan participants, banks, trust companies, and other institutions. The firm offers financial planning, model portfolio programs, third-party asset management, and institutional platforms, supporting advisors with research and operational tools across a broad range of investment strategies.