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Charles H

Series 63, Series 65

Knox, IN

SPC

Charles Hasnerl II is a financial advisor at SPC with 27 years of industry experience. He holds Series 63 and Series 65 designations and has been with SPC and Sigma Financial Corporation since 2004. Outside of his advisory role, he serves as a city court judge and participates in ministry activities at several churches in Indiana. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans, managing approximately $5.66 billion in assets. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, with a structure that integrates affiliated broker-dealers and insurance agencies alongside fiduciary advisory services.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Christopher N

Series 66

Knox, IN

SPC

Christopher Newbauer is a financial advisor at SPC with a Series 66 credential and three years of industry experience. Prior to joining SPC and Sigma Financial Corporation in 2022, he worked for seven years at North Judson-San Pierre Schools. Outside of his advisory role, he officiates high school football and basketball games and engages in buying and selling sports cards and collectibles online. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm offers portfolio management, financial planning, and ERISA-related retirement plan services, delivering discretionary and nondiscretionary management through a network of over 460 advisers and approximately $5.66 billion in assets under management.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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Devan W

Series 66

Knox, IN

SPC

Devan Wallen is a financial advisor with SPC, holding a Series 66 designation and 19 years of industry experience. He has been with SPC and Sigma Financial Corporation since 2006 and has been associated with Financial Partners since 2005. Wallen serves as a board member for the Knox Middle School PTO. SPC serves a diverse client base including individuals, charitable organizations, corporations, and employer-sponsored retirement plans. The firm provides portfolio management, financial planning, and ERISA-related retirement plan services, offering both discretionary and nondiscretionary management options through a network of over 460 advisers.

Retirement plans for business owners (SEP, solo 401k) Retirement income strategy Income planning General estate planning guidance Tax-loss harvesting Founder/Business Owner Retired Executive
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