Richard Yang is a financial advisor at BOS Taurus with two years of industry experience. He holds a Series 65 credential and has previously worked at Brightwater Associates. Yang also serves as an Academic Dean for a private school. BOS Taurus provides ongoing portfolio management and standalone financial planning primarily for individual clients. The firm operates under a fiduciary standard, employing personalized Investment Policy Statements and discretionary portfolio management that includes mutual funds, ETFs, fixed income, real estate funds, annuities, and cryptocurrencies, utilizing both long- and short-term trading strategies.

Susan Miller is a financial advisor with Slaten Wealth Management in Anaheim, CA, holding a Series 66 designation and 17 years of industry experience. She previously worked at Crown Capital Securities, LP, and has been with Slaten Financial and Slaten Wealth Management since 2008. Outside of her advisory role, she serves as president of Ballyhoo Ice Theatre Inc., a nonprofit focused on amateur competitive figure skating. Slaten Wealth Management provides fee-based investment advisory and portfolio management services to individuals, trusts, estates, charitable organizations, and business entities. The firm employs a tactical allocation approach combining fundamental and technical analysis, offering custom portfolio management alongside third-party managed account oversight and integrating tax-related services and licensed insurance activities.

Peter Heilbron is a CFA® charterholder with 14 years of industry experience. He is the sole advisor at Trace Wealth Advisors in Los Angeles and has held positions at Northern Trust Wealth Management, LPL Financial, and YDS Investments LLC, where he serves as Interim CFO consulting on estate planning, tax planning, and real estate investments. Trace Wealth Advisors serves individual and high-net-worth clients, charitable organizations, and businesses, offering discretionary portfolio management, financial planning, and access to separately managed accounts through LPL Financial’s Manager Select program. The firm employs a tailored investment approach focused on ETFs and mutual funds, using fundamental analysis and modern portfolio theory alongside long-term purchase strategies.

James Ripley is a CFP® professional with 34 years of experience in financial advising. He has been with RAI Wealth Management and its predecessor entities since 1992 and previously worked with Gregory Advisors, Inc. from 2020 to 2026. RAI Wealth Management serves individual investors, trusts, estates, charitable organizations, and employer-sponsored retirement plans, providing discretionary investment management, financial planning, and consulting services. The firm manages approximately $160 million in client assets, focusing on diversified portfolios primarily made up of mutual funds and ETFs, with an emphasis on tax management and regular portfolio rebalancing.

Angel Mendez is a CFP®-designated financial advisor at RAI Wealth Management with three years of industry experience. Prior to joining RAI Wealth Management in 2023, he worked at Gregory Advisors, Inc. and operated Angel Mendez Landscaping. RAI Wealth Management serves individual investors, trusts, estates, charitable organizations, and employer-sponsored retirement plans, managing approximately $160 million in client assets. The firm utilizes diversified portfolios focused on mutual funds and ETFs, employs third-party model portfolios and tax-management tools, and maintains unique referral and operational affiliations with other advisers.

Jayce Lowe is a financial advisor at Lighthouse Financial Services Inc with 12 years of industry experience. He has been with Lighthouse Financial Services since 2017 and previously worked at Next Financial Group Inc for three years. He holds the Series 66 designation. Lighthouse Financial Services serves individual and high-net-worth clients as well as pension and institutional accounts, offering discretionary portfolio management, financial planning, pension consulting, and tax preparation. The firm combines a top-down macroeconomic approach with bottom-up security selection and emphasizes asset allocation across multiple model strategies.

Kyung Choe is a CFP® professional with 13 years of industry experience, currently serving at Apiis Wealth Management Corp. He has held roles at multiple firms including Allmerits Asset, LLC and Horter Investment Management, LLC. Outside of financial advising, he is involved in garment design and sales as president of DK Designtrend Inc. and manages an income property business. Apiis Wealth Management Corp. provides discretionary portfolio management primarily through third-party sub-advisers, serving pension and profit-sharing plans, corporations, nonprofits, and individuals. The firm uses tactical and strategic asset allocation and conducts ongoing reviews of sub-adviser performance while offering retirement plan consulting and standalone financial consulting services.

Martin Young is a CFP® professional with 16 years of experience in the financial industry. He is currently with FHWV Financial LLC and has prior experience at Ameriprise, H&R Block, Wells Fargo, and Citigroup Global Markets. FHWV Financial LLC provides financial planning and turnkey managed-account services primarily to individual and high-net-worth clients, focusing on non-discretionary advisory relationships and utilizing third-party program sponsors to implement investment strategies. The firm is notable for its close affiliation with an accounting practice, involving CPAs who split their time between financial and accounting services.

Rajiv Sharma is a financial advisor with Polestar Capital LLC in Los Angeles, CA, holding Series 65 and Series 63 designations and bringing 26 years of industry experience. He has held roles at Polestar Capital LLC since 2007 and previously worked at B. Riley FBR, Inc. and Texas Capital Bank, where he serves as Managing Director of Equity Research. Polestar Capital LLC serves a select client base including high-net-worth individuals, institutions, and pooled investment vehicles, providing discretionary portfolio management with a focus on opportunistic trading in equity securities. The firm combines private fund advisory and general partner roles, using strategies such as leverage and short sales, and maintains close operational ties to broker-dealer activities.

Ajay Vadukul is a financial advisor at Endeavor Advisors LLC with nine years of industry experience. He holds Series 65 and Series 63 licenses and has worked at various firms including LifeTyme Financial Group and Transamerica Financial Advisors. Outside of his advisory role, he is also a licensed life and health insurance agent. Endeavor Advisors LLC offers investment management, financial planning, estate planning facilitation, and retirement plan services to individuals, high-net-worth clients, and pension/profit-sharing plans. The firm employs a long-term, Modern Portfolio Theory-informed approach and provides educational seminars and estate planning support that complement its fiduciary services.

Guillermo Roditi Dominguez is a financial advisor at New River Investments with 19 years of industry experience. He holds Series 65 and Series 66 licenses and has worked at Roditi & Roditi, LLC since 2012 and New River Investments Inc. since 2011. New River Investments provides discretionary portfolio management to individuals, high-net-worth clients, and certain business entities through separately managed accounts and a related-person private fund. The firm employs a multifaceted investment approach combining charting, fundamental, technical, cyclical, and statistical analysis, utilizing strategies such as long and short trading, margin transactions, and options writing.

Helen Huang is a financial advisor at Svl Investment Management with 22 years of industry experience. She holds a Series 63 designation and has worked at H Huang & Co CPAs LLP, Sung, Huang & Co, CPAs, LLP, and Avantax Investment Services, Inc. Outside of advising, she is a partner at H Huang & Co CPAs, LLP. Svl Investment Management is a boutique, research-oriented firm serving individuals, high-net-worth clients, retirement plans, trusts, endowments, and corporate entities. The firm employs a fundamentally driven, global investment process with strategic asset allocation and proprietary valuation models to manage discretionary portfolios.

Shaun Sackett is a financial advisor with Sackett Wealth Advisors, Inc. in Brea, California, holding a Series 66 designation and 16 years of industry experience. He has worked at Sackett Wealth Advisors since 2017 and previously spent five years with Independent Financial Group. Outside of advisory services, he operates Sackett Financial Group, providing financial and tax services. Sackett Wealth Advisors serves individuals, trusts, pension plans, and businesses with discretionary portfolio management, financial consulting, and retirement plan services. The firm integrates diversified asset allocation strategies and maintains an affiliated accounting and tax practice offering tax planning, corporate tax guidance, and related services.

Jon Lam is a financial advisor with Newbury Capital Management, LLC in South Pasadena, CA, holding a Series 63 designation and 28 years of industry experience. He has been with Newbury Capital Management since 2009. Newbury Capital Management provides investment advisory services to individuals, high-net-worth clients, trusts, pension and profit-sharing plans, and business entities. The firm manages approximately $144 million across 399 client relationships using a variety of investment strategies and offers both discretionary and non-discretionary asset management, as well as retirement plan consulting for employer plan sponsors.

Nolan Gouveia is an advisor at Ark Wealth Advisors, LLC in Yorba Linda, CA, with six years of experience through his role at NGFinco LLC since 2020 and nine years at California Baptist University. He holds no prior industry experience before these roles. Ark Wealth Advisors provides investment advisory services to individuals, trusts, retirement plans, and business clients, offering asset management, financial planning, and retirement plan consulting. The firm employs an individualized, asset-allocation-driven investment process and utilizes third-party managers and Schwab-managed account programs to implement and monitor diversified portfolios.

Michael Verity is a CFA® charterholder with 16 years of experience in the financial industry. He has been with Lighthouse Financial Services Inc. since 2010. Lighthouse Financial Services serves individual and high-net-worth clients as well as pension and institutional accounts, offering discretionary portfolio management, financial planning, pension consulting, and tax preparation. The firm combines a top-down macroeconomic perspective with bottom-up security selection and emphasizes diversified asset allocation across multiple model strategies.

Margy Lin is a financial advisor with Halcyon Investment Advisor in Los Angeles, holding a Series 65 designation and four years of industry experience. She previously worked at Alpha Helix Asset Management Company Limited and ZK Investment INC from 2019 to 2021, and has additional experience with Nan Shan Life Insurance Company. Halcyon Investment Advisor provides fee-only advisory and financial planning services to individuals, families, trusts, pension and profit-sharing plans, and offers tailored family office services for high-net-worth families. The firm’s investment approach combines fundamental, cyclical, and quantitative analysis with a focus on global asset allocation and risk management.

Daniel Grattan is a financial advisor at Grattan Financial Strategies, Inc. in San Gabriel, CA, with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Grattan Financial Strategies since 1999. Grattan Financial Strategies provides investment advisory and financial planning services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and business entities. The firm offers both discretionary and non-discretionary portfolio management, employing fundamental and technical analysis across various asset classes.

Alberto Roditi is a financial advisor at New River Investments with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at New River Investments since 2011, as well as at Roditi & Roditi LLC from 2012 to 2019. New River Investments provides discretionary portfolio management to individuals and business entities, including high-net-worth clients, through separately managed accounts and a related private fund. The firm employs multiple methods of analysis and offers a range of investment strategies, distinguishing itself by advising a related pooled vehicle with separate commodity pool operator registration and independent fund administration.

Kyle Davis is a financial advisor at Retirementadvice | Jka with a Series 65 credential and four years of industry experience. He has previously worked at Wells Fargo Bank and has been with Jack Keeter & Associates since 2018. In addition to his advisory role, he provides bookkeeping services through a tax advice business connected to the firm. Retirementadvice | Jka serves individuals, high-net-worth clients, and employer retirement-plan sponsors, offering asset management, financial planning, and retirement plan consulting. The firm manages discretionary portfolios using a combination of fundamental, technical, and cyclical analysis, with regular account supervision and quarterly portfolio reviews.