Alberto Roditi
Advisor at New River Investments — Los Angeles, CA
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Credentials
Series 63, Series 65
Experience Industry experience
25 years
Location
Los Angeles, CA
New River Investments
Supported
Total advisors
3Clients per advisor
18 LowAvg AUM per client
$465,610 LowHNW client ratio
17% LowAlberto Roditi is a financial advisor at New River Investments with 25 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at New River Investments since 2011, as well as at Roditi & Roditi LLC from 2012 to 2019. New River Investments provides discretionary portfolio management to individuals and business entities, including high-net-worth clients, through separately managed accounts and a related private fund. The firm employs multiple methods of analysis and offers a range of investment strategies, distinguishing itself by advising a related pooled vehicle with separate commodity pool operator registration and independent fund administration.
Based on New River Investments
0.50% - 1.50% on part fixed/part actively managed accounts (fee ranges shown in tier)
$0 - $1,000,000: 1.50% $1,000,000+: 1.00% All Assets+: 1.00% All Assets+: 0.50% - 1.50%
1.00% asset-based fee plus 10% of net profits above mutually agreed high water mark
Account minimum: $50,000
Los Angeles, CA
Los Angeles CA
Advisors at this office
3
California · Florida
25 years of industry experience
Roditi & Roditi LLC
2012 - 2019 • 7 years
Los Angeles, CA
New River Investments Inc.
2011 - Present • 15 years
Los Angeles, CA
Oppenheimer
2006 - 2011 • 5 years
Citigroup Global Markets
2001 - 2006 • 5 years
Plantation, FL
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
An unpaid judgment or lien against the advisor, such as a tax lien.
A client's investment-related complaint, arbitration or lawsuit, including ones that were denied, withdrawn or settled.
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